- Bloomberg (New York, NY)
- …the Risk and Compliance Policy Officer, you will work with the Chief Risk Office and Global Compliance teams, as well as key business and risk ... evidenced by our award-winning pro bono program. The Chief Risk Office and Global Compliance ...work creatively and efficiently, to assist with building a policy programthat's practical, risk -focused, and conscious of… more
- S&P Global (New York, NY)
- …provide support to the New York office of the Ratings Compliance & Risk department, reporting to the Global Chief Matrix Officer, including support for the ... members of the Compliance & Risk senior management team, and...trading. The Policy is designed to promote compliance with global regulations. In some Divisions,… more
- S&P Global (New York, NY)
- …significant data & technology matters & initiatives. The role will also represent the S&P Global Ratings Compliance & Risk department in divisional and cross ... Level (for internal use):** 12 **The Team:** The Technology Risk & Compliance Officer will work closely...trading. The Policy is designed to promote compliance with global regulations. In some Divisions,… more
- Bank of America (New York, NY)
- Global Markets Risk Sr Manager New...reports, and interfacing with the trading desk and other risk and support groups (ie, Compliance , Finance, ... and/or global management and direction of applicable market related risk management functions within a specific product area. Key responsibilities include… more
- Bank of America (New York, NY)
- …Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy , the Operational Risk Management Enterprise ... any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy , the Operational Risk Management - Enterprise … more
- TD Bank (New York, NY)
- …Furthermore, conducts market, industry, and client research in support of the ongoing risk assessment process. Global Counterparty Credit, Hedge Fund Risk , ... details for this role. **Job Description:** The Director - Global Counterparty Credit TDS prepares and recommends high quality...Oversees and monitors the performance of Borrowers to ensure compliance with all terms and conditions of the credit… more
- Bank of America (New York, NY)
- Global Markets Risk Manager (AVP/VP) -...frameworks and interfacing with the trading desk and other risk and support groups (ie, Compliance , Finance, ... Operations, etc.). This position is in the Market Risk Management team covering Global Mortgages and Securitized Products trading desks. In addition to providing… more
- Bank of America (Jersey City, NJ)
- …Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy , the Operational Risk Management Enterprise ... the Global Compliance - Enterprise Policy , the Operational Risk Management - Enterprise...the Global Compliance - Enterprise Policy , the Operational Risk Management -Enterprise … more
- Bank of America (New York, NY)
- Global Markets Senior Risk Manager New...reports, and interfacing with the trading desk and other risk and support groups (ie, Compliance , Finance, ... and/or global management and direction of applicable market related risk management functions within a specific product area. Key responsibilities include… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) Team ... with Volcker rule, Swap dealer requirements and significant compliance risks and controls implemented by the global...design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues… more
- Bank of America (New York, NY)
- …is responsible for the execution of the Global Compliance - Enterprise Policy , the Operational Risk Management - Enterprise Policy and the ... any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy , the Operational Risk Management - Enterprise … more
- Citigroup (Jersey City, NJ)
- …issues remediation. *Responsible for IQA and IQC activities and adherence to the Global issue Management Policy . *Ensure the identification of issue root cause, ... **Qualifications:** + 10+ years work experience in related control discipline (ie, Risk Management, Compliance , Audit). + Excellent communication skills required… more
- Bank of America (New York, NY)
- …Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy , the Operational Risk Management Enterprise ... any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy , the Operational Risk Management - Enterprise … more
- Bank of America (New York, NY)
- …Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy , the Operational Risk Management Enterprise ... any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy , the Operational Risk Management - Enterprise … more
- Sanofi Group (Bridgewater, NJ)
- …strategic partnerships with suppliers, prioritizing innovation and data driven solutions. **As the global Risk conformity and Compliance Lead, you will play ... a crucial role in driving our global procurement Risk strategy, ensuring ... Governance Management & Implementation** + Develop and design risk management policy , procedures, and tools to… more
- Citigroup (New York, NY)
- …+ Performing complex analyses of comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and ... Serves as a senior compliance risk officer for Independent ...program framework. This role will be part of the Global Privacy and Responsible Data compliance team… more
- AON (New York, NY)
- …and impactful solutions through Aon Business Services. As Senior Director, Legal, Compliance and Risk Enterprise Business Services, you will report directly ... our colleagues and clients succeed. Your Impact as a Senior Director, Legal, Compliance and Risk Enterprise Business Services As the Senior Director, Legal,… more
- Citigroup (New York, NY)
- …and practices for ICRM. + Analyzing comparative data and preparing regional and global reports related to compliance risk assessments, and monitoring ... Serves as a senior compliance risk analyst for the CBNA, Banking and International Independent Compliance Risk Management (ICRM) programs team… more
- Insight Global (New York, NY)
- …keep, and process your private information, please review Insight Global 's Workforce Privacy Policy : https://insightglobal.com/workforce-privacy- policy / . ... using risk management and control systems and tools. Key Competencies: - Risk Management - Regulatory Compliance - Process Improvement - Analytical Thinking… more
- Citigroup (New York, NY)
- …of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in performing a ... accuracy of the implementation of the Control Framework, including Risk Control Policy , Control Standard, Issue Management...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more