- Deloitte (Morristown, NJ)
- Banking Regulatory Reporting Transformation Senior Consultant Our practitioners help organizations identify the regulatory and industry changes impacting ... industry related to one or more of the following Banking areas: Regulatory reporting remediation...professional services to the financial services industry. + Deloitte's Banking and Capital Markets Advisory Practice: Our… more
- TD Bank (New York, NY)
- …team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. The Director will primarily ... of the firms compliance program supporting all corporate investment banking Functions including M&A, Debt and Equity Capital Markets. **Responsibilities:**… more
- Deloitte (Morristown, NJ)
- …CliqView, SPSS, etc.) + Data Mining (eg, Microsoft SQL Server, etc.) + Experience in: + Regulatory reporting tools such as Axiom for financial reporting in ... Advisory Risk Data Management Specialist Master - Banking As a Specialist Master in Deloitte Risk &...+ Data governance tools and their application in a regulatory banking context + Ability to manage… more
- Wells Fargo (New York, NY)
- Wells Fargo is seeking an Investment Banking Program Associate to join the Sustainable Finance & Advisory ("SFA") business within Wells Fargo's Corporate & ... for sustainability , as well as knowledge of corporate and investment banking products (including lending, mergers and acquisitions, capital markets, etc.). A strong… more
- SMBC (New York, NY)
- …build a bank regulatory compliance program covering US state and federal banking rules applicable to SMBC including, but not limited to Federal Reserve Act ... the CPAD Bank Advisory team in building and maintaining a bank regulatory compliance program to help ensure compliance with applicable state and federal … more
- Santander US (New York, NY)
- Analyst - Leveraged Finance Advisory / Business Development - Investment Banking New York, United States of America Essential Functions/Responsibility ... internal parties on the closing of transactions. + Manage weekly portfolio reporting across underwriting risk, distribution metrics and pipeline, as well as provide… more
- Deloitte (Morristown, NJ)
- Deloitte Risk and Financial Advisory Risk, Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory 's Financial Services Industry (FSI) ... and Regulatory professionals help organizations identify the regulatory changes impacting their business and implement effective and...III LCR and NSFR, FR 2052a, SR 10-1 Interagency Advisory on Interest Rate Risk, BCBS 368 - Interest… more
- Deloitte (Morristown, NJ)
- …including associated data, models, processes and controls + Familiarity with liquidity regulatory reporting (eg, 2052a, LCR, NSFR) + Familiarity with liquidity ... Advisory 's Financial Services Industry (FSI) Risk, Data and Regulatory professionals help organizations identify the regulatory ...Risk, BCBS 368 - Interest Rate Risk in the Banking Book, SR 10-6 Interagency Policy Statement on Funding… more
- SMBC (New York, NY)
- …Advisory Director will be primarily focused on providing oversight and Compliance advisory support with respect to swap transaction reporting activities. This ... transaction reporting requirements. Provide training on Compliance policies and regulatory requirements. + Participate in industry groups to develop and maintain… more
- Deloitte (Morristown, NJ)
- …systems related to any of the following topics: trading, operations, lending, core banking platforms, compliance monitoring, regulatory reporting , risk or ... and in providing professional services to the financial services industry. + Deloitte's Banking and Capital Markets Advisory Practice: Our Banking and… more
- SMBC (New York, NY)
- …its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and is responsible for overseeing the management of ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- SMBC (New York, NY)
- …Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President and is responsible for overseeing ... maintain best practice across the Firm. **Qualifications and Skills** + 7-10+ years of regulatory and/or advisory compliance experience at a broker dealer. + A… more
- Mizuho Corporate Bank (New York, NY)
- …regularly updating policies and procedures to align with evolving regulations and best practices. Reporting to the Vice President of FCC Advisory , this role is ... About The teamWithin the Compliance Department, the Financial Crime Compliance Advisory Group (FCC Advisory ) is dedicated to being a trusted and proactive… more
- TD Bank (New York, NY)
- …this role **Job Description:** **Preferred Qualifications:** Candidate must have compliance advisory experience in Research business lines and will focus on ... Firm. Such advice will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice.… more
- Mizuho Corporate Bank (New York, NY)
- …Unit: The Quality Assurance Unit is responsible for enhancing the integrity of the regulatory reporting processes and reporting issues stem from data quality ... identify improvement opportunities and implement process and control enhancements for the regulatory reporting activities to keep abreast of the industry… more
- Mizuho Corporate Bank (New York, NY)
- …+ Minimum 10 years of experience in financial reporting , regulatory reporting , or related field in banking industry. + Proficiency with Microsoft Excel, ... About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible...Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and… more
- Mizuho Corporate Bank (New York, NY)
- Regulatory Reporting Quality Assurance, AVP or Junior VP Job Description Quality Assurance Unit: The Quality Assurance Unit is responsible for enhancing the ... integrity of the bank regulatory reporting processes, reporting data...+ Knowledge of a wide range of financial and banking products + Excellent analytical and verbal/written communication skills… more
- Mizuho Corporate Bank (New York, NY)
- …Unit: The Quality Assurance Unit is responsible for enhancing the integrity of the bank regulatory reporting processes, reporting data quality as well as the ... reports to ensure that they are prepared in accordance with regulatory reporting instructions, guidance, regulators' expectations, and industry best practices… more
- Mizuho Corporate Bank (New York, NY)
- About the Team: The Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple ... authorities. You have working knowledge of financial accounting and regulatory reporting , as well as an understanding...Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and… more
- Citigroup (Jersey City, NJ)
- …and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies and procedures. ... of relevant changes to rules/regulations and other industry news including regulatory findings. + Overseeing the monitoring and identification of regulatory… more