- TIAA (New York, NY)
- **Enterprise Sr Compliance Officer ** The Enterprise Senior Compliance Regulatory Programs Officer supports the Enterprise Compliance Chief ... Requirements: Sedentary Work **Career Level** 11PL The Enterprise Senior Compliance Officer supports the SMD Enterprise ...with strategic initiatives, including but not limited to, leveraging technology , AI, and data analytics to gain… more
- Scotiabank (New York, NY)
- Senior Manager, Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... together to drive ambition for every future! **Purpose** The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct-related… more
- Robert Half Legal (New York, NY)
- …excellent PTO and sick time are also offered. Requirements * Proven experience as a Compliance Officer or similar role within the non-profit sector for a minimum ... is responsible for supporting the implementation and development of our enterprise-wide compliance efforts, including privacy and data security and other… more
- Wellington (New York, NY)
- …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of...lead to improved and scalable workflows + Experience using data analysis tools and/or other technology solutions… more
- Sanofi Group (Morristown, NJ)
- **Job: Data Privacy Officer - Counsel - US Specialty Care** **Location: Cambridge, MA** Ready to push the limits of what's possible? Join Sanofi in one of our ... make an impact on millions around the world. As Data Privacy Officer - Counsel - US...data protection and privacy strategies, breach notification and data loss prevention process, ensure compliance with… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...talented and driven people, innovative products and solutions, cutting-edge technology , market data , and a vast network… more
- Citigroup (Jersey City, NJ)
- …focused on Platform and Data Services, including Legal, Risk, Operations and Technology , and Finance to prevent and detect non- compliance issues and promote ... Serves as a senior **_CitiDirect & CitiConnect_** product compliance risk officer for Independent ...area of focus + Strong working knowledge of platforms, data services, CitiDirect, CitiConnect, TTS Technology , … more
- Amazon (New York, NY)
- …to deliver data driven insights that balance risk management and compliance concerns with supporting business growth and innovation. In this role, you will ... those expectations. - Effectively manage relationships with stakeholders across business, technology , legal, compliance , and operations teams to design and… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …Associate Dean for Clinical Administration and Revenue Cycle Management, the Chief Clinical Technology Officer (CCTO) at NYU Dentistry is pivotal in providing ... Orientation/Gender Identity Share this job (https://uscareers-nyu.icims.com/jobs/13160/chief-clinical- technology - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help… more
- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will ... activities. This role also involves overseeing trading activities and ensuring compliance with various regulatory reporting requirements. The position will primarily… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... + Investigate and respond to regulatory inquiries by obtaining requested trading data , analyzing any potential compliance issues identified, and preparing a… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... with other ICRM teams and global functions, including Legal, Risk, Operations and Technology , and Finance to prevent and detect non- compliance issues and promote… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department Americas Division ... compliance , investment banking related compliance , conduct, regulatory compliance , reputation, strategic, and technology risk. The group provides… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... functions in negotiating scope and timing of reviews, monitoring requested data aggregation and coordinating and attending regulatory meetings with control functions… more
- Citigroup (New York, NY)
- …CAO enables the organization to execute on the TBE Vision and Strategy. The Technology Regulatory Exam Management Officer will report to the NAM & International ... The Technology & Business Enablement (TBE) Chief Administrative Office...for Control, Tech Business Execution, Tech Quality Assurance, Tech Data Transformation, Tech Regulatory Management and Governance, and the… more
- City of New York (New York, NY)
- … Officer to develop and oversee enterprise strategies which maximize the use of technology and data . - Oversee the review of emerging products, systems, or ... fairly, efficiently, and transparently to instill public confidence and encourage compliance while providing exceptional customer service. The Finance Information … more
- Tradeweb (New York, NY)
- …combination of very talented and driven people, innovative products and solutions, cutting-edge technology , market data , and a vast network of clients, we ... will be responsible for managing interactions with regulatory agencies to ensure compliance with applicable laws and regulations. You will be responsible for… more
- SMBC (Jersey City, NJ)
- …employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance Department ... Director, Head of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President, this role will...activities. + Learn how to utilize newly implemented CRA technology solution and provide training to subject matter experts… more
- Leap (New York, NY)
- LEAP Services, Inc. Chief Financial Officer /Chief Operating Officer About Leap: Leap is building the world's largest network of branded retail stores - powered ... by data , systems and scale. The Leap Platform enables brands...thinking, and voice are wanted. Reports To: Chief Executive Officer Supervisory role to the following departments: Finance, Accounting,… more
- City of New York (New York, NY)
- …CITYNET. Reporting directly to the Chief of Administration, the Chief Information Officer provides leadership of Information Technology resources and services in ... Job Description The Chief Information Officer (CIO) is a valuable member of our...of progressively more responsible, full-time, satisfactory experience in Information Technology (IT) including applications development, systems development, data… more