- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to ... and practices. **Responsibilities:** + Execute and implement firm-wide AML risk management policy and strategic direction +...Group:** Compliance and Control **Job Family:** AML Risk Management **Time Type:** Full time **Primary… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to ... business environment. **Responsibilities:** + Execute and implement firm-wide AML risk management policy and strategic direction +...Group:** Compliance and Control **Job Family:** AML Risk Management **Time Type:** Full time **Primary… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the ... law, rule, or regulation and design and deliver a risk management framework that maintains risk...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- MTA (New York, NY)
- Agency Chief Ethics, Risk and Compliance Officer Job ID: 9376 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: ... Nov 6, 2024 Description JOB TITLE: Agency Chief Ethics, Risk & Compliance Officer SALARY...Demonstrates the ability to work with all levels of management within the MTA. + Demonstrates the ability to… more
- Citigroup (New York, NY)
- **Citi Commercial Bank - Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP** ... accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+… more
- Amazon (New York, NY)
- …regulatory, etc) risk programs to deliver data driven insights that balance risk management and compliance concerns with supporting business growth and ... Officer level / previously approved for risk management function(s) by a Central Bank...Risk Management . - Professional certification in Risk Management and/or Compliance . Amazon… more
- Citigroup (New York, NY)
- …as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... preferred **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- Citigroup (New York, NY)
- …a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- Morgan Stanley (New York, NY)
- …are in place to ensure that approvals are handled appropriately and timely * Risk Management / Compliance /Legal* * Monitors and implements procedures to manage ... and compliance . * Together with the Senior Risk Officer facilitates the training on Morgan...Officer facilitates the training on Morgan Stanley Wealth Management compliance policies and procedures. * Assists… more
- Morgan Stanley (New York, NY)
- …Local laws, Morgan Stanley Wealth Management policies, and other regulations. The Complex Risk Officer keeps the Senior Complex Risk Officer informed ... to ensure that approvals are handled appropriately and timely * Risk Management / Compliance /Legal* * Monitors and... compliance . * Together with the Senior Complex Risk Officer facilitates the training on Morgan… more
- Morgan Stanley (New York, NY)
- …Stanley Wealth Management policies, and other regulations. Additionally, the National Risk Officer keeps the Market and Region informed of significant ... is responsible for a wide variety of supervisory, compliance and risk functions. In conjunction with...and other Morgan Stanley sponsored benefit programs. **Job:** **Wealth Management * **Title:** *National Risk Officer *… more
- SMBC (Jersey City, NJ)
- …to senior 1LOD and 2LOD management , including an overview of the level of compliance risk and the strength of relevant controls. + Develop risk ... plus (but not required). + Minimum of 10 years of prior regulatory, compliance , and/or risk management experience. + Experience conducting Compliance … more
- Wells Fargo (Iselin, NJ)
- …you. Apply today. **About this role:** Wells Fargo is seeking a Sr. Lead Control Management Officer to lead Risk Measurement activities within the Strategy, ... Digital, and Innovation (SDI) and Global Treasury Management (GTM) Control team. The Sr. Officer ...program. + Serve as the key liaison with operational risk , compliance risk , audit, and… more
- Wells Fargo (Iselin, NJ)
- …in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join its Cloud Control Management team. This First ... Fargo. This role will focus on technology and security risk management for Cloud IT services and...controls (example: IAM), Model risks, Third party risks, Regulatory compliance , etc. + Direct experience executing the Risk… more
- Raymond James Financial, Inc. (New York, NY)
- **Description** **Job Summary** The Senior Vice President, Chief Risk Officer for the Private Client and Asset Management business reports to the Chief ... Risk Officer of Raymond James Financial and is responsible for...James Financial and is responsible for comprehensive and strategic risk management responsibilities within Private Client and… more
- Arena Investors LP (New York, NY)
- …spectrum in areas where conventional sources of capital are scarce. We are seeking a Chief Risk Officer (CRO) to join Arena. The newly created role will create a ... best-in-class risk management function overseeing Arena's principal lines...of business. The CRO will partner with our Chief Compliance Officer (CCO) and our operating Business… more
- Citigroup (New York, NY)
- …and procedures that conform to enterprise requirements and support sound operational and compliance risk management . + Apply knowledge of the business, ... the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in… more
- Citigroup (New York, NY)
- Job Description The Market Risk Senior Officer I is a...Market Risk Framework and Policy, and Market Risk management metrics and tools. She will ... global team and be accountable for the 2nd line risk management coverage of several businesses and...Review and approve risk framework for Market Risk for risk -taking units Monitor compliance… more
- Citigroup (New York, NY)
- …controls, and emerging risks. + Creates and provides analytical insights to support risk management decision making + Independently assess risks and drive ... The Operational Risk Sr Officer I is a...+ Bachelor's/University degree, Master's degree preferred **Job Family Group:** Risk Management **Job Family:** Operational Risk… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box,… more