- 4370918 (Edison, NJ)
- …for this position. Job Description Works independently with little or no oversight . Exercises exception and elevated approval authority. Prepares loan offerings for ... to identify risks and mitigants, prepares offerings and/or scorecards, such as risk ratings, by analyzing credit, collateral strength and financial worthiness of… more
- City National Bank (New York, NY)
- * OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for ... National Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for… more
- City National Bank (New York, NY)
- * OPERATIONAL RISK FRAUD OVERSIGHT MANAGER...the ongoing review and monitoring of operational risk programs executed by assigned 1LOD business or ... Management (ORM) is responsible for providing independent and objective oversight of the management of risks arising from City...business processes, procedures, and controls to adhere to operational risk governance requirements * Review and… more
- TD Bank (New York, NY)
- …+ Proficiency with Microsoft Word, Excel and PowerPoint. The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides ... specific details for this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist, Global Markets **Reports to:** Director, Financial… more
- PNC (New York, NY)
- …success. As a Quantitative Analytics and Model Consultant Senior within PNC's Market Risk Oversight organization, you will be based in Pittsburgh, PA, New ... across multiple functions. Responsibilities . Support the Head of IRRBB in executing risk oversight strategy. . Develop analytics and automation using Python and… more
- TD Bank (New York, NY)
- …services + Strong understanding of regulatory requirements and expectations related to non-financial risk , operational risk , and control testing + Proven ... you more specific details for this role. **Line of Business :** Risk Management **Job Description:** The Head... Risk Management **Job Description:** The Head of Risk Management, Testing Oversight role leads the… more
- TD Bank (New York, NY)
- …field (Masters Preferred) + 5 plus years of experience in project management, compliance, risk management or business oversight within financial services + ... that will cascade throughout the organization. The Senior Compliance Business Oversight Analyst will play a critical...cross functional partners including compliance stakeholders , Line of Business and risk partners + Communicate project… more
- TD Bank (New York, NY)
- … risk and conduct risk ;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice to assigned ... Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described in the US… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager - Collections will provide compliance advisory ... considering this role.** **Job Description Summary** The Senior Compliance Business Oversight Manager provides advice, support and...one or more areas of expertise + Anticipates emerging business trends and regulatory/ risk issues as a… more
- Principal Financial Group (New York, NY)
- …investment trusts (CITs). This hands-on role is responsible for developing and leading operational risk oversight activities for fund operations, shareholder ... to ensure alignment and consistency across global operations. **Funds Operational Risk Oversight ** + Lead...Governance** + Lead the design and execution of the business unit's operational risk framework… more
- Capgemini (New York, NY)
- …the job you're considering** As the Agentic and Generative AI Governance & Oversight Lead, you will be responsible for establishing and maintaining a comprehensive ... across the organization. This role is central to managing operational AI activities, with a particular focus on Agentic...particular focus on Agentic AI systems, which require heightened oversight due to their autonomous nature. You will lead… more
- TD Bank (New York, NY)
- …Team, responsible for working on developing, implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities ... Oversight program, including evaluating program design elements, analyzing Risk Owner testing and monitoring routines contributing to Compliance coverage plans,… more
- TD Bank (New York, NY)
- …, advisory support/services and act as an oversight function related to TD's enterprise/ operational Risk programs. Acts as a thought leader for all risk ... you more specific details for this role. **Line of Business :** Risk Management **Job Description:** The Senior...Industries. Strong preference for someone to have experience in Operational Risk Management (ORM). + Governance experience,… more
- Bank of America (New York, NY)
- …the firm. This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, ... business -critical role to mitigate legal, compliance and reputational risk within the firm and is responsible for managing...+ Engages in activities to provide independent compliance and operational risk oversight of FLU… more
- TD Bank (New York, NY)
- …on-going analysis and reporting on operational risk and/or other major risk categories as applicable to own business or functional area, and reviews ... relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor… more
- Scotiabank (New York, NY)
- …in the US, the candidate will be responsible for providing strategic leadership and oversight of the bank's operational risk management framework with ... will be responsible for oversight of RCSA execution, support the Key Risk Indicators management, Issues Management, Operational Risk Events, New… more
- Bank of America (New York, NY)
- …Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control ... + Engages in activities to provide independent compliance and operational risk oversight of FLU...including internal policies, as applicable to the Global Markets Business . + Develop an effective working relationship with Front… more
- Bank of America (New York, NY)
- … Risk officer team to execute second line of defense compliance and operational risk oversight for a Front Line Unit (FLU), Control Function, ... teams in order to provide independent compliance and operational risk oversight of Front...Issue Management + Policies, Procedures, and Guidelines Management + Business Process Analysis + Critical Thinking **Required Background** Must… more
- Marex (New York, NY)
- …Contribute in and create reporting materials for governance forums, ensuring comprehensive oversight and identification of operational risk trends. + ... transparency and business unit-level ownership and accountability over operational risk and control environments, fostering continuous improvement. + … more
- JPMorgan Chase (Jersey City, NJ)
- …responsible for implementing projects and processes to drive strategic priorities, business transformation and operational efficiency initiatives. You will focus ... The JPMorgan Chase Corporate Third Party Oversight (CTPO) team is responsible for developing, deploying,...and ensuring consistency globally across both the lines of business and corporate groups. It also includes understanding and… more
