- Wells Fargo (New York, NY)
- …you. Apply today. **About this role:** Wells Fargo is seeking a Senior Lead Regulatory Relations (RR) Specialist in the Chief Operating Office (COO) ... Regulatory Relations Team. The COO Regulatory Relations Team is responsible for leading end-to-end regulatory engagements impacting COO, including,… more
- Bank of America (New York, NY)
- Regulatory Relations Manager New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make ... with the power to make a difference. Join us! The Regulatory Relations Manager is responsible for maintaining relationships and interactions with regulators… more
- Morgan Stanley (New York, NY)
- …responsibilities include community development lending, investing and grant making; community relations ; regulatory relations ; and regulatory ... as the Secretary of the CRA governance committees * Regulatory Compliance - Monitor and prepare reports of the...Assist with ad hoc responsibilities and projects * Community Relations for the US Banks * Grants and Sponsorship… more
- Citigroup (Jersey City, NJ)
- …or a combination thereof; experience in area of focus + _As a member of the Regulatory Relations team, you will be supporting the points of contact for core US ... officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, support, monitoring and… more
- American Express (New York, NY)
- …or outstanding issues that may impact the scope of the examination. o US Regulatory Relations team within the General Counsel's Organization to provide input to ... your place in risk and analytics on #TeamAmex. The Regulatory Exam Lifecycle Management team ("RELM") in Global Risk...and Compliance is the center of expertise for US regulatory exams and remediation of regulatory findings… more
- Citigroup (New York, NY)
- … Regulatory interactions (FRB, SEC, OCC etc) in collaboration with the Regulatory Relations team. + Deliver a best-in-class governance framework, and develop ... development of Citi's FRTB capabilties in accordance with the regulatory rules and expectations. You will act as a...have an excellent opportunity to lead a strategically and regulatory important program and work with a broad set… more
- Scotiabank (New York, NY)
- …compliance issues identified, and preparing a written response. + Coordinate with Regulatory Relations to manage regulatory examinations by evaluating ... management and US Compliance personnel on relevant compliance issues, the regulatory environment, and Compliance Department initiatives by actively participating in… more
- Scotiabank (New York, NY)
- …define metrics and risk thresholds. This role will also interface with the bank's regulatory relations team to prepare responses and meetings. The incumbent will ... GIAM (Global Identity & Access Management) IAM risk and regulatory service delivery will lead the regulatory ...and regulatory service delivery will lead the regulatory reporting for the IAM workstream, standard measurement and… more
- Scotiabank (New York, NY)
- …(Internal Controls, Compliance, Finance, Risk, Legal, Operations, Information and Technology, Regulatory Relations , Data Governance, etc.) to ensure business ... client relationships and leverage broader Bank relationships, systems and knowledge Regulatory and Controls: + Strengthen and develop the control environment by… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... + Validate management's corrective actions to address audit findings and regulatory gaps. + Execute continuous business monitoring with an external perspective… more
- Morgan Stanley (New York, NY)
- …responsibilities include community development lending, investing and grant making; community relations ; regulatory relations ; and regulatory ... compliance. The department's target market is low- to moderate-income (LMI) communities in Utah, New York, Washington DC and other regions nationwide. *Primary Responsibilities* The Candidate will work directly with internal staff and external partners. The… more
- Capital One (New York, NY)
- …CRA Strategy and Program Management, the Government and Political Affairs Group, Regulatory Relations , and Strategy and Engagement. Through our teams, we ... line of business policies and procedures; support and drive adherence to regulatory compliance requirements + Enable and maintain a well-managed environment while… more
- Bank of America (New York, NY)
- …Thinking + Project Management + Relationship Building + Written Communications + Regulatory Relations + Talent Development + Technical Documentation + Workforce ... Strategic engagement in governance routines, issue remediation / validation, and regulatory engagement + Provides comprehensive assessment of key products; increases… more
- Bank of America (Jersey City, NJ)
- …Process Analysis + Controls Management + Data Visualization + Process Design + Regulatory Relations **Shift:** 1st shift (United States of America) **Hours Per ... mining tools and metrics. Ensures that the team produces regulatory and economic risk capital reports and data inputs...team is seeking a highly motivated individual to support regulatory reporting (FR Y-14Q Schedule F) associated with market… more
- Bank of America (New York, NY)
- …retains a diverse workforce through talent planning **Skills:** + Audit Planning + Regulatory Relations + Relationship Building + Risk Management + Talent ... leadership to develop Audit's coverage strategies, managing relationships with regulatory agencies and internal business management groups, and overseeing personnel… more
- Bank of America (New York, NY)
- …checks and reviews. **Skills:** . Performance Management . Project Management . Regulatory Relations . Risk Management . Stakeholder Management . Business ... for the trade surveillance - market disruption, market manipulation, financial or regulatory risks . Identification of key trends, patterns in trading behaviors and… more
- Capital One (New York, NY)
- …CRA Strategy and Program Management, the Government and Political Affairs Group, Regulatory Relations , and Strategy and Engagement. Through our teams, we ... of business policies and procedures and support and drive adherence to regulatory compliance requirements * Encourage an atmosphere of urgency toward meeting… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... products, services, features, economics and key regulations + Understanding of regulatory , accounting, and financial industry best practices relevant to the… more
- Bank of America (New York, NY)
- …Executive Presence + Inclusive Leadership + Organizational Effectiveness + Planning + Regulatory Relations **Shift:** 1st shift (United States of America) ... **Hours Per Week:** 40 **Pay Transparency details** US - CT - East Hartford - 101 E River Dr - One Riverview Square (CT2550), US - CT - Stamford - 600 Washington Blvd (CT2561), US - NY - New York - 114 W 47TH ST (NY8114), US - RI - Providence - 1 Financial… more
- IHG (New York, NY)
- …members and hotel assets in compliance with owners' policies and procedures and regulatory requirements. Maintain relations with outside contacts. + Act as ... a proactive human resources function to ensure positive employee relations , training and development, wage/benefit administration and compliance with policies… more