- WTW (New York, NY)
- **Description** The Senior Broker - Middle Market (Real Estate, Hospitality & Leisure) provides knowledge, leadership, insight and direction for broking ... a wide level of expertise, but always assumes the broker is capable of handling accounts independently. The size...leisure industry experience preferred but not required) * Insurance broker 's P&C license required * Strong group presentation skills… more
- Guardian Life (New York, NY)
- ** Senior Software Engineer - Broker /Dealer** **Overview** This position works closely with our senior technical leads to translate business requirements into ... MVC, JQuery **Domain Knowledge (Preferred, a big plus.)** + Familiar with broker /dealer and securities processing. + Familiar with industry standard feeds such as… more
- WTW (New York, NY)
- …customers _Please Note: We have flexibility to hire at the Broker Assistant, Broker or Senior Broker career levels depending upon the selected ... result is a new way of embracing risk that drives superior results. The Broker interacts with WTW clients and carriers in meeting and exceeding the ongoing insurance… more
- Tradeweb (New York, NY)
- …role within a financial services firm in the role of a CCO or similar senior role supporting a broker dealer. + Strong understanding of regulatory and ... implementation and oversight of the compliance program established to support the broker -dealer and will monitor and act upon regulatory developments relating to… more
- Capital One (New York, NY)
- …Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will support three institutional FINRA ... Capital One Securities, Inc., KippsDeSanto & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager… more
- Citigroup (New York, NY)
- **Position Overview:** Citi's Global Broker -Dealer Legal Entity Treasury team is seeking a highly qualified AVP candidate to support Broker -Dealer funding, ... oversight requirements within the Treasury organization. **Team Description:** The Global Broker -Dealer Legal Entity Treasury team reports to the Global Broker… more
- AON (New York, NY)
- Aon is Looking for a Broker II, AVP/VP-Financial Services Group Currently we have an exciting career opportunity for an Assistant Vice President/Vice President ... Then this just maybe the new opportunity you are looking for! This Broker role is responsible for developing and implementing strategic risk management solutions for… more
- Siebert Williams Shank (New York, NY)
- …Williams Shank & Co., LLC ("SWS" or the "Firm") (a FINRA-registered broker /dealer) is seeking to add a knowledgeable, driven, intellectually curious and experienced ... and a sound regulatory capital base. We are a SEC-registered securities broker -dealer and member of the Financial Industry Regulatory Authority (FINRA) and the… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering (AML) Risk Management Director for US Retail Brokerage/ Broker -Dealer and Consumer Wealth is a senior management level ... is to design and implement the AML risk management program for the US broker dealer and consumer wealth business lines, manage a team, utilize in-depth specialty… more
- SMBC (New York, NY)
- …to the President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as ... area or process under the oversight of a more senior team member and may cover an area or...years of regulatory and/or advisory compliance experience at a broker dealer. + A solid foundation in US securities… more
- AON (New York, NY)
- …exciting work and continuous learning? Our Construction Services Group is seeking an Account Executive/ Broker II to join their New York team. This is a hybrid role ... What the day will look like: + Collaborates with senior unit members to develop coverage strategy and marketing...learning? Our Construction Services Group is seeking an Account Executive/ Broker II to join their New York team. This… more
- WTW (New York, NY)
- **Description** The Sr. Broker oversees day-to-day placement and broking responsibilities for North American accounts including new business development; develops ... + Maintain and develop business relationships with client advocates, producers and senior underwriting contacts + Maintains knowledge of insurance carriers and their… more
- Zurich NA (New York, NY)
- Distribution/ Broker Analyst 117329 Zurich North America is currently hiring a Distribution/ Broker Analyst and this person will work out of our Schaumburg, IL ... best practice and review and analyze detailed business models to support senior management in developing and improving sales and distribution processes and systems.… more
- Capital One (New York, NY)
- …Banking, Energy Finance, HealthCare Finance, Real Estate Finance, Treasury, Commercial Card and a Broker Dealer. **The Senior Manager, Senior Counsel will be ... 299 Park Avenue (22957), United States of America, New York, New York Senior Manager, Senior Counsel - Commercial Bank Litigation **The Role and the Team:** A… more
- WTW (New York, NY)
- …insurance programs requiring change in capital commitments 3. Collaborate with broker partner to create master insurance premium allocation representing a fair, ... and review insurance claims with designated claims administrator + ** Broker Relations & Insurance Strategy** 1. Collate necessary data...and Savings Plan (401k). All Level 38 and more senior roles may also be eligible for non-qualified Deferred… more
- Citigroup (New York, NY)
- The Senior Audit Manager is a senior ...role focusing on coordinating the assurance coverage of the Broker Dealer - Citi Global Markets Inc. This role ... and manage a budget. + Manage coverage of US broker dealer entity (CGMI) by working collaboratively across silos...silos in Internal Audit to ensure adequate coverage of broker dealer requirements. + Coordinating on regulatory engagement with… more
- SMBC (New York, NY)
- …advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer ... as the New Product, Underwriting, Risk Management, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process with… more
- AIG (New York, NY)
- …the way we help customers to manage risk. Join us as a Senior Regional Production Specialist, Lexington Property, to play your part in that transformation. ... Boston, Massachusetts. How you will create an impact The Senior Regional Production Specialist must be able to illustrate...to work effectively in a team environment to develop broker and portfolio strategies in addition to working independently… more
- KPMG (New York, NY)
- **Business Title:** Manager/ Senior Manager, Global Trade Technology - SAP GTS **Requisition Number:** 112716 - 68 **Function:** Tax Services **Area of Interest:** ... a firm KPMG is currently seeking a Manager or Senior Manager to join our Global Trade Technology Services...degree from an accredited college/university + Licensed CBL (Customs Broker License) issued by US Customs and Border Protection,… more
- AIG (New York, NY)
- Senior Underwriter, AIGRM Join us as a ...be important to generate new business by expanding your broker network, attending broker events, and building ... the ideal chance to step up into your first Senior level role. Make your mark in Underwriting AIG...less-experienced underwriters - and support them in building their broker network. What you'll need to succeed + Proven… more