- TD Bank (New York, NY)
- …creating a culture of compliance that will cascade throughout the organization. The Senior Compliance Business Oversight Analyst will play a critical ... below as you consider this opportunity.** **Job Profile Summary** The Senior Compliance Business Oversight Analyst provides objective guidance,… more
- TD Bank (New York, NY)
- …and manage regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight … more
- TD Bank (New York, NY)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager - Collections will ... Experience as you are considering this role.** **Job Description Summary** The Senior Compliance Business Oversight Manager provides advice, support and… more
- TD Bank (New York, NY)
- …manage regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective ... and the US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd line oversight of business … more
- MTA (New York, NY)
- Senior Associate, Office of Construction Oversight and Audit Job ID: 13002 Business Unit: MTA Headquarters Location: New York, NY, United States ... Date Posted: Sep 12, 2025 Description POSTING NO. 13002 JOB TITLE: Senior Associate, Office of Construction Oversight and Audit Services DEPT/DIV: Office… more
- American Express (New York, NY)
- …future of American Express. **What impact will you make in this role?** The Senior Manager-Partner Oversight position is a unique and exciting opportunity to ... Engagements for Third Party Partners in support of the organization's strategic initiatives, compliance , legal, risk and business partner needs, and keeping pace… more
- TD Bank (New York, NY)
- …vary depending on availability and individual circumstances._ **Job Description Summary:** The Compliance Business Oversight Manager provides advice, support ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...operations or strategy of the Company. + Managing the oversight of compliance issues by reviewing and… more
- Capital One (New York, NY)
- Senior Manager, Technology Change Risk Oversight Capital One is one of the fastest growing organizations in the world today, powered by our passion for our ... independent tests of our security and technology risk. Our business leaders must make technology decisions constantly. TRM makes...their advice and to deliver high-impact results. As the ** Senior Manager, Technology Change Risk Oversight ** you… more
- PNC (New York, NY)
- …contribute to the company's success. As a Quantitative Analytics and Model Consultant Senior within PNC's Market Risk Oversight organization, you will be based ... based in a PNC location. This role provides second-line oversight of Interest Rate Risk in the Banking Book,...portfolios. . Partner with Front Office, Finance, IT, Legal, Compliance , and other stakeholders. . Contribute to CCAR processes,… more
- TD Bank (New York, NY)
- …recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... (M&T) Team, responsible for working on developing, implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities… more
- Wells Fargo (New York, NY)
- …matters regarding front line oversight + Develop, oversee, and provide expert business and regulatory compliance functional knowledge. + Develop and present ... Oversight program materials to senior management. + Provide regulatory compliance risk...lines. + Make decisions and resolve issues to meet business objectives. + Interpret policies, procedures, and compliance… more
- Neuberger Berman (New York, NY)
- …delivery, anchoring data governance and operational enablement for the SMA business . Partnering with Portfolio Management, Legal/ Compliance , Technology, Sales, ... and implement continuous improvements that enhance model delivery, manager-traded account oversight , and business scalability. Responsibilities + Champion data … more
- TD Bank (New York, NY)
- … Oversight , TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining ... financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal,...and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate… more
- Capital One (New York, NY)
- Manager, Technology Risk Oversight Capital One is one of the fastest growing organizations in the world today, powered by our passion for our customers. We are ... organization focused on providing expert advice, credible challenge, and effective oversight of information security and technology activities to identify, assess,… more
- TD Bank (New York, NY)
- … Oversight , TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining ... and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate...+ Proficiency with Microsoft Word, Excel and PowerPoint. The Senior Compliance Office provides advice, guidance and… more
- JPMorgan Chase (Jersey City, NJ)
- …Chase holds itself accountable, including client service, quality, control, regulatory compliance , business resiliency and protection of information. You'll work ... Join the JPMorgan Chase Corporate Third Party Oversight (CTPO) team as a Strategic Analytics VP...gaps in the data and present the summary to senior stakeholders + Knowledge of risk management and control… more
- TD Bank (New York, NY)
- …based on professional judgment regarding responsiveness and appropriateness. In this position, the Senior Compliance Audit and Exam Manager will lead the team ... of the Compliance regulatory engagement strategy. The Senior Compliance Audit & Exam Manager will...as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance … more
- WSP USA (Morristown, NJ)
- …environmental fieldwork, construction monitoring, habitat/impact assessments, or environmental compliance oversight for infrastructure projects. + Experience ... This Opportunity WSP is currently initiating a search for a Senior Field Environmental Compliance Coordinator (Field-Based). Join our Earth & Environment Team… more
- MetLife (Whippany, NJ)
- …throughout the organization; experience interfacing with senior leaders and the business to provide guidance with respect to compliance matters while ... MIM's custody compliance program by conducting custody analyses and providing Compliance oversight of surprise examination * Assess and monitor MIM's… more
- TD Bank (New York, NY)
- …details for this role. **Line of Business :** Audit **Job Description:** The ** Senior Audito** **r - US** ** Compliance Audit** is responsible for executing ... with applicable policies and regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions. The US Consumer Compliance team is primarily responsible… more