- Citigroup (Jersey City, NJ)
- The Wealth Monitoring and Testing ... control effectiveness. Accountable for timely and complete controls testing results and advice regarding the ... This role will ultimately report to the Head of Wealth Monitoring and Testing . **Responsibilities:**...of new controls and changes to existing controls within the Manager Control Assessment. +… more
- Citigroup (New York, NY)
- …reporting, and insight sharing related to the above scope of controls monitoring / testing . The Wealth Client Segments Control Testing Leader is a ... The Wealth Client Segments Control Testing... controls monitoring - ie, operational controls performance assurance/ testing - which includes design,… more
- Citigroup (Jersey City, NJ)
- The Wealth Monitoring and Testing is responsible for the testing of controls that are designed and owned by Citi's Wealth departments. The ... monitoring , with an excellent level of understanding of control testing and who closely follows latest...covered business functions. Responsible for end-to-end control testing for a specific business/segment - ie controls… more
- Citigroup (New York, NY)
- The Wealth Client Segments Control Testing Utility is responsible for the testing of controls designed and owned by the Citi's Wealth Segments ... position reports to the Wealth Client Segments Control Testing Head within the Control...individual contributor position accountable for driving controls testing performance and improvement initiatives. The Wealth … more
- Citigroup (New York, NY)
- … monitoring and associated administration associated with Citi Global Wealth lending activities. WCM coordinates with the Institutional Credit Management function ... Citi Global Wealth (CGW) is a Division of Citi focused...analysis specialized on CRE, underwriting, proactive portfolio management and monitoring , strong risk and controls environment, client… more
- CIBC (New York, NY)
- …effective processes are in place for the identification, management, measurement, monitoring and control of operational, reputation and legal, strategic, ... to the US Capital Markets, US Commercial Banking and Wealth Management lines of business. US Compliance supports these...**Supervising** a Compliance staff to ensure that the Compliance monitoring and testing program is performed in… more
- US Bank (New York, NY)
- …adequacy; and developing audit programs which provide sufficient guidance for testing control performance effectiveness and making evaluations which effectively ... Includes identifying and analyzing business processes, key risks and critical controls ; interviewing auditees; determining audit scope; evaluating control design… more
- Amalgamated Bank (New York, NY)
- …movement, fund accounting, common trust fund cash flows, and daily control execution around monitoring overdrafts, trade funding, transaction authentication, ... Amalgamated Bank seeks a highly motivated Institutional Wealth Management Service & Operations Manager that will...and vendor relationships to ensure there is a strong control framework, adherence to defined service levels, and emphasis… more
- Citigroup (Jersey City, NJ)
- …of Financial Services experience in the areas of in-business controls , controls design, controls testing , internal audit, operational risk management. ... for the end-to-end management of issues for NAM Consumer Wealth within CGW, including project managing, monitoring ,...emerging risks, and actionable items in the risk and controls environment. + Collaborate with Wealth colleagues… more
- Scotiabank (New York, NY)
- … governance framework is preferred including understanding of Supervision, Surveillance & Monitoring , Trade Floor Supervision, Risk and Control Library etc. ... systems and knowledge. + Lead and assist in design and operating effectiveness testing to verify adequacy of controls for managing operations risks in… more
- JPMorgan Chase (New York, NY)
- …and regulations. You will also be responsible for related policies, risk and control assessments, monitoring and testing , and training. Additionally, you ... bachelor's degree + Knowledge and experience in Compliance, as well as familiarity with monitoring , testing , and risk and control assessment + Experience… more
- Deloitte (Morristown, NJ)
- …data mapping, management, migration, or visualization / analytics; system configuration and testing ; status monitoring and issue resolution + Experience in ... or corporate banking, investment banking or capital markets, investment management, wealth management, trust company, insurance provider, or related service provider… more
- JPMorgan Chase (New York, NY)
- …You will be expected to strategically partner with the business and other control functions to ensure that practices, processes, controls , products, and services ... will be in charge of related policies, risk assessments, monitoring and testing , critical challenge, and ...plan for assigned areas of responsibility + Evaluate processes, controls and risks, identify concerns and control … more
- Scotiabank (New York, NY)
- …and strategic initiatives. + Lead and assist in design and operating effectiveness testing to verify the adequacy of controls over Finance activities ... and external issue validation as well as audit continuous monitoring activities. **What You'll Do** + Develop a strategy...model, financial projection and analysis, regulatory reporting, and product control under GAAP and IFRS. + Act as Officer… more
- Deloitte (Morristown, NJ)
- …improvement, operating model design and implementation, risk assessment and management, and controls testing engagements across three lines of defense + Use ... cashflows + Demonstrate understanding of business processes, regulatory requirements, internal control risk management, process, data and technology controls and… more
- Citigroup (Rutherford, NJ)
- …solutions and improvements. Responsibilities may also include software quality assurance testing . + Conducts complex process monitoring , product evaluation and ... banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi… more
- Scotiabank (New York, NY)
- …the requirements of US compliance procedures. + Coordinate with Internal Control on compliance risk assessments, independently conduct the effective challenge of ... sales and trading businesses, and evaluate the impact of controls to address ongoing compliance. + Participate in the...address ongoing compliance. + Participate in the review of monitoring and surveillance routines and respond to alerts or… more
- JPMorgan Chase (New York, NY)
- …review and deep-dive assessments of investment and fiduciary activities, liquidity, stress testing , metrics, market risk monitoring , and exposure measurement. We ... the status quo, and striving to be best-in-class. Job summary As a Wealth Management Investment Risk & Analytics (IR&A), Executive Director in the Global Private… more
- Scotiabank (New York, NY)
- …the daily aggregation and limit monitoring report, investigating errors and monitoring limit compliance, testing and validating enhancements to the US ... as assigned. Report development activities include creating, designing, developing and testing credit risk portfolio reports and tools for presentation to Scotiabank… more
- Neuberger Berman (New York, NY)
- …audits + Work closely with Data Analysts to create and utilize automated testing , automated risk assessments and monitoring dashboards + Draft audit announcement ... funds, Mutual Funds, Private Funds, separately managed institutional accounts and wealth management services. Investment management strategies and products cover a… more