- Broadridge Financial Solutions (Raleigh, NC)
- …along the way, come join the Broadridge team. We are seeking a Product Manager to lead multiple products within the SEC regulatory disclosure space ... the Pega-based workflow application. + Assist with Transform, our SEC filing software, as well as XPP, our document...and Qualifications: + 10+ years of experience as a Product Manager , with preferred expertise in capital… more
- Wolters Kluwer (Raleigh, NC)
- …libraries. Today, the tax and accounting profession is changing and the regulatory landscape is becoming increasingly complex, making it harder to ensure accuracy ... give users unprecedented access to world-class content; **CCH(R) Account Research Manager (R)** , which provides tax and accounting professionals with all essential… more
- Truist (Durham, NC)
- …a focus on mitigating risk for the firm from financial, reputation and regulatory items. Ensure that the advisors and teams, OSJs and/or branch offices are ... activity. + Provide oversight and support for open risk, audit, and regulatory issues. + Primary reviewer of advisor Regulation Best Interest documentation as… more