- Confluent (Raleigh, NC)
- …team. In this role, you will assist in the development and implementation of financial services compliance frameworks. To be successful in this role, you must ... closely with Product, Engineering, Security, Commercial Legal, and Sales to ensure compliance features meet customer needs and regulatory expectations. + Act… more
- United Therapeutics (Raleigh, NC)
- …and pulmonary diseases, and other orphan diseases. **How you'll contribute** The Senior Counsel , Regulatory & Compliance role is responsible for a ... time, we seek to provide our shareholders with superior financial performance and our communities with earth-sensitive energy utilization....business leaders informed of the same + Manage outside counsel on compliance and regulatory … more
- RELX INC (Raleigh, NC)
- …timely basis from clients for input on supplier contracts, contract law, disputes, regulatory and compliance matters. + Internal clients will include the global ... + Addressing routine issues and coordinating more complicated matters with specialized counsel in areas of compliance , employment, intellectual property, and… more
- Sumitomo Pharma (Raleigh, NC)
- …policies and best practices + Involve relevant stakeholders in evaluating legal, compliance , financial , and business risks associated with contracts to the ... employee encounters is considered confidential. ** Compliance ** :Achieve and maintain Compliance with all applicable regulatory , legal and operational rules… more
- Ascensus (Raleigh, NC)
- …+ Provide advice and counsel to business leaders on legal, regulatory , legislative, compliance , and business issues. + Draft, negotiate, review, and ... The Senior Corporate Counsel supports designated business lines within Ascensus by...shared services functions. This role partners closely with Risk, Compliance , Privacy, and Information Security to identify and mitigate… more
- Raymond James Financial, Inc. (Cary, NC)
- …professional growth and development. The Trainee will also provide clients with sound financial advice and counsel consistent with the client's objectives, time ... Experience - 3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 63_AG - Agent - … more
- Banc of California (Durham, NC)
- …in-house business personnel to track and coordinate work performed by outside counsel . + Assists attorneys with basic regulatory research concerning commercial ... to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable...support to lawyers in the Office of the General Counsel , with a focus of supporting the Venture Banking… more
- First Horizon Bank (Raleigh, NC)
- …or relevant professional designation (eg, CPA, CFA, FRM) * Familiarity with regulatory concepts related to financial stability, risk management, or resolution ... and detail-oriented Resolution Planning Analyst to join our Resolution Planning and Financial Stability team. In this role, you'll support our efforts to ensure… more
- First Horizon Bank (Raleigh, NC)
- …for clients, their attorneys and CPAs. + Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing ... preserving, and managing their wealth. You will utilize our financial planning strategy to advise prospects on all aspects...audit, compliance and regulatory framework in order to ensure a high quality,… more
- First Horizon Bank (Raleigh, NC)
- …regulatory requirements and security standards. * Collaborate with legal and compliance teams to address any regulatory concerns. **Performance Monitoring** : ... will have a strong background in product management, an understanding of the financial services industry, and a passion for delivering high impact features. **Key… more
- First Horizon Bank (Raleigh, NC)
- …passes and maintains an up-to-date status for all positional and company required compliance and regulatory courses by assigned due date(s). **QUALIFICATIONS** + ... focusing on the company and owner's background, recent and historical financial performance, guarantor's (if applicable) financial condition, collateral… more
- First Horizon Bank (Raleigh, NC)
- …feedback to guide decision-making and refine product features. . Ensure product compliance with regulatory standards and manage risks effectively. . Serve ... advice and guidance, and support. As a leader in financial services, this individual will have a strong understanding...and associates unlock their full potential with capital and counsel . Headquartered in Memphis, TN, the banking subsidiary First… more
- First Horizon Bank (Raleigh, NC)
- …and maintains an up-to-date status for all positional and company required compliance and regulatory courses by assigned due date(s). **SUPERVISORY ... to understand the specific customer requirements and needs. + Collect appropriate financial data and information to ensure an accurate risk assessment and thorough… more
- First Horizon Bank (Raleigh, NC)
- …+ Regularly monitor the efficiencies of production standards. + Ensure that regulatory compliance standards are met. + Responsible for controlling operational ... requirements of a background credit check. This position requires compliance with the SAFE Mortgage Licensing Act of 2008...as of September 30, 2024, is a leading regional financial services company, dedicated to helping our clients, communities… more
- DLA Piper (Raleigh, NC)
- …conflicts or new business intake department; or 3 years of experience in a compliance , legal, regulatory , financial , corporate, or ticket system environment. ... due diligence; communicating with partners, staff, management, and Professional Responsibility Counsel in order to assist in the processing of new business… more
- First Horizon Bank (Raleigh, NC)
- …+ Regularly monitor the efficiencies of production standards. + Ensure that regulatory compliance standards are met. + Responsible for controlling ... billion in assets as of September 30, 2024, is a leading regional financial services company, dedicated to helping our clients, communities and associates unlock… more
- Ferguson Enterprises, LLC. (Raleigh, NC)
- …measurements, and controls are in place to pro-actively ensure Our Brand product compliance with all applicable legal, regulatory , and industry requirements. + ... . This global role is responsible for the Company's product assurance, compliance , and quality programs, leading all related processes across the enterprise to… more
- Chiesi (Cary, NC)
- …brand experience + Understanding of US drug research and development, regulatory , compliance and disclosure guidelines **Education** Required: Bachelor's degree ... the communications function on cross-functional brand teams. Provide expert counsel and execution on communications opportunities, initiatives, issues management,… more
- Sedgwick (Raleigh, NC)
- …Draft coverage letter + Maintain accurate claim files and documentation in compliance with client-specific guidelines and regulatory requirements + Identify and ... every day. It's having support for your mental, physical, financial and professional needs. It means sharpening your skills...+ Coordinate with and oversee external vendors, including legal counsel + Manage vendor expenses and ensure adherence to… more
- Sedgwick (Raleigh, NC)
- …Draft coverage letter + Maintain accurate claim files and documentation in compliance with client-specific guidelines and regulatory requirements + Identifies ... meaningful, each and every day. It's having support for your mental, physical, financial and professional needs. It means sharpening your skills and growing your… more