- Morgan Stanley (New York, NY)
- …to diversifying its workforce (M/F/Disability/Vet). **Job:** **Business Analysis* **Title:** * Regulatory Specialist, Client Onboarding AVP * **Location:** *New ... Morgan Stanley is a leading global financial services firm providing a wide range...the first choice for prospective employees. It is the policy of the Firm to ensure equal employment opportunity… more
- Citigroup (New York, NY)
- **Position Overview:** Citi's Global Broker-Dealer Legal Entity Treasury team is seeking a highly qualified AVP candidate to support Broker-Dealer funding, ... and oversight requirements within the Treasury organization. **Team Description:** The Global Broker-Dealer Legal Entity Treasury team reports to the Global… more
- Bank of America (New York, NY)
- Global Markets Risk Manager ( AVP /VP) - Mortgages and Securitized Products New York, New York **Job Description:** At Bank of America, we are guided by a common ... analysis, monitoring and reporting applicable market related risks taken within Global Mortgages and Securitized Products. Key responsibilities include analysis and… more
- Citigroup (Queens, NY)
- The Senior Analyst position is an integral member of the Global Regulatory and Capital Reporting (GRCR). This is a high profile function, providing financial ... on internal and external changes. + Assist in implementing the new regulatory reporting policy , including governance around the reports produced by the Finance &… more
- Morgan Stanley (New York, NY)
- Morgan Stanley is a global financial services firm that maintains significant market positions in each of its business segments- Institutional Securities, Wealth ... The US Bank Subsidiaries seek an Assistant Vice President ( AVP ) to join the First Line Business Risk team...emerging risks and mitigating control environment in accordance with regulatory requirements and guidelines * Actively support in the… more
- Morgan Stanley (Purchase, NY)
- Morgan Stanley is a global financial services firm that maintains significant market positions in each of its business segments: Institutional Securities, Wealth ... clients and customers, including corporations, governments, financial institutions and individuals. The AVP will report to the Senior Privacy Risk Officer of the US… more
- Citigroup (Jersey City, NJ)
- …environment which encourages diversity of thought and inclusion. We are a dynamic, global , and diverse Organization, with a presence in over 60 Countries; covering ... where we play a key role in supporting our global clients to ensure they have a first-class experience...Operations and helps mitigate credit risk and comply with regulatory requirements through the completion of core responsibilities that… more
- Morgan Stanley (New York, NY)
- …transformation initiatives enabling the support of new GCM business, complying with global regulatory changes and realizing time savings through efficiency and ... the Team Manager to run strategic projects for the global Syndicate Operations functions, supporting Global Capital...the first choice for prospective employees. It is the policy of the Firm to ensure equal employment opportunity… more
- Morgan Stanley (Purchase, NY)
- Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management ... of relevant Committee meeting minutes and related administration * Address regulatory and audit related administrative requests * Develop and coordinate reporting… more
- Morgan Stanley (New York, NY)
- Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management ... Mergers / Divestitures / Integration, Organizational Change and Readiness, and Regulatory Compliance. The team partners with individual Wealth Management business… more
- Citigroup (Jersey City, NJ)
- …and working with other areas within Citi, as necessary; and Keeping abreast of regulatory changes, new regulations and internal policy changes in order to ... a suite of surveillance's designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is… more
- Citigroup (New York, NY)
- … regulatory communication. **Key Responsibilities:** + Draft narratives to support regulatory commitments and multi-year global loan operations initiatives. + ... best practices across Citi, driving closer alignment between our business and regulatory goals. The Lending Transformation Program (LTP) is a key initiative within… more
- Citigroup (New York, NY)
- …custody and asset servicing solutions to investor clients through a global network of sub custodians. The domestic business provides clearing, settlement, ... custody & asset servicing to global financial institutions through a proprietary branch network spanning Asia, EMEA and the Americas. The Core Custody Product team… more
- Northwell Health (New York, NY)
- …and control; billing and payroll; third party reimbursement and contracting; regulatory cost reporting, internal auditing and budget coordination and forecasting. * ... applications to improve efficiencies; interprets and standardizes all fiscal and regulatory reporting standards to ensure compliance with government and … more
- MUFG (Jersey City, NJ)
- …(MUFG), one of the world's 10 largest financial institutions according to S&P Global . Across the globe, we're 120,000 colleagues, striving to make a difference for ... degree of knowledge with current and proposed security changes impacting regulatory , privacy and security industry best practice guidance, leveraging technological… more
- Citigroup (Jersey City, NJ)
- ** Global Financial Crimes Investigations and Intelligence at Citi** Citi's Financial Crimes organization aims to protect our clients, our franchise and the financial ... of financial crimes which complies with applicable AML laws and regulations. Global Financial Crimes Investigations and Intelligence ("GFCII") has its mission to… more
- Citigroup (Jersey City, NJ)
- …oversight for surveillance services designed to detect behaviors that may violate regulatory rules or internal policies and procedures. Additionally, this role is ... defense to determine the appropriate resolution of the matter The ICRM Global Surveillance platform encompasses a number of surveillance related portfolios including… more
- MUFG (Jersey City, NJ)
- …(MUFG), one of the world's 10 largest financial institutions according to S&P Global . Across the globe, we're 120,000 colleagues, striving to make a difference for ... activities, and deliverables to ensure that Operations & Technology meets regulatory and audit milestones. Responsibilities include engaging with regulators and/or… more
- Citigroup (New York, NY)
- …+ Ensures timely completion of Know Your Client (KYC) and other regulatory requirements, in partnership with product partners and Relationship Managers (RM)s + ... Helps clients to access Citi's global network, locating local coverage and product support across...compliance with applicable laws, rules and regulations, adhering to Policy , applying sound ethical judgment regarding personal behavior, conduct… more
- MUFG (Jersey City, NJ)
- …(MUFG), one of the world's 10 largest financial institutions according to S&P Global . Across the globe, we're 120,000 colleagues, striving to make a difference for ... Capital Markets systems and Business users (Front Office, Operations, Middle Office, Regulatory Reporting, etc.). + Troubleshoots issues and problems, comes up with… more