- Fidelity TalentSource LLC (New York, NY)
- …investigation includes but is not limited to a criminal, civil litigations and regulatory review , employment, education, and credit review (role dependent). ... Job Description:RoleAs a Senior Associate , you will help to provide H&W clients...skillsYou have a strong aptitude to balance and prioritize multiple projects in a fast-paced work environmentYou have an… more
- Fidelity TalentSource LLC (Greenwich, CT)
- …investigation includes but is not limited to a criminal, civil litigations and regulatory review , employment, education, and credit review (role dependent). ... and in an Investor Center.Obtain Licenses: Become a FINRA (Financial Industry Regulatory Authority) Registered Representative by studying for and obtaining your SIE,… more
- Fidelity TalentSource LLC (Greenwich, CT)
- …investigation includes but is not limited to a criminal, civil litigations and regulatory review , employment, education, and credit review (role dependent). ... client assets while engaging in positive, client-centered discussionsCollaborating with multiple business partners allows you to craft an unsurpassed customer… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- …investigation includes but is not limited to a criminal, civil litigations and regulatory review , employment, education, and credit review (role dependent). ... experience at financial services institutions, eg, asset managers, banks, regulatory agencies (required)Experience with brokerage products and services, brokerage… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- …investigation includes but is not limited to a criminal, civil litigations and regulatory review , employment, education, and credit review (role dependent). ... Cloud EngineersExperience with configuring and deploying resilient infrastructure in multiple regions and multiple availability zonesWork multi-functionally with… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- …investigation includes but is not limited to a criminal, civil litigations and regulatory review , employment, education, and credit review (role dependent). ... improve our productivity; guides junior team members on technologyCollaborate with multiple stakeholders/large cross functional teams as part of work deliveryFollows… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- …investigation includes but is not limited to a criminal, civil litigations and regulatory review , employment, education, and credit review (role dependent). ... queries and analytical tools and methodologies including SQLEffectively manages multiple initiatives and responsibilities within prescribed timelinesAbility to engage… more
- Publicis Groupe (New York, NY)
- …| Facebook: www.facebook.com/digitashealth | Twitter: www.twitter.com/digitas_health **Job Description** The Associate , Regulatory Review works closely with ... create various components of each submission for a Manager, Regulatory Review or Senior Associate ,...+ Produce and assemble submission packages + Comfortably handle multiple projects and work with multiple teams… more
- Publicis Groupe (New York, NY)
- …Facebook: www.facebook.com/digitashealth | Twitter: www.twitter.com/digitas_health **Job Description** The Senior Associate , Regulatory Review must follow ... by our pharmaceutical company clients when submitting marketing materials for regulatory review . This includes preparing completed editorial content to… more
- Publicis Groupe (New York, NY)
- …www.facebook.com/digitashealth | Twitter: www.twitter.com/digitas_health **Job Description** The Sr Manager, Regulatory Review is responsible for managing a ... the protocol established by our pharmaceutical company clients for regulatory review . The Senior Manager plays a...to meet all deadlines. **DUTIES & RESPONSIBILITIES:** + Manage multiple direct reports at the Associate , Senior… more
- Mizuho Corporate Bank (New York, NY)
- …control enhancements. Summary: You will be primarily responsible for testing and validating multiple regulatory reports to ensure that they are prepared in ... Quality Assurance Unit is responsible for enhancing the integrity of the bank regulatory reporting processes, reporting data quality as well as the overall control… more
- Publicis Groupe (New York, NY)
- …or just an all-around nice person, let's chat. **Job Description** The Manager, Regulatory Review is responsible for ensuring regulatory submissions follow ... delivery. This role may have direct reports at the Associate /Senior Associate level as appropriate. Core Duties...Account teams as they prepare projects for Medical Legal Regulatory (MLR) review + Submit completed materials… more
- City National Bank (New York, NY)
- ** REGULATORY ASSOCIATE , IN-BUSINESS CLIENT SERVICE & OPERATIONS RISK & CONTROLS** **WHAT IS THE OPPORTUNITY?** This position will work directly with the City ... to support and assist in identifying, monitoring and mitigating operational and regulatory risks within Client Service & Operations.The role will support corporate… more
- Huron Consulting Group (New York, NY)
- …and create your future. **Position Summary** Huron is seeking an experienced Regulatory and Compliance Risk Director to join our Financial Institutions Advisory ... governance to help clients build robust risk management frameworks and ensure regulatory compliance. Within the Regulatory and Compliance Risk discipline, you… more
- Publicis Groupe (New York, NY)
- …to output a compliant submission PDF, and annotating pertinent information. + Manage multiple direct reports at the Associate , Senior Associate , and ... and experience of a global leader. **Job Description** The Senior Manager, Regulatory Promotional Operations, is a subject matter expert specializing in the… more
- Publicis Groupe (New York, NY)
- …of clients) follow the protocol established by our pharmaceutical company clients for regulatory review . The Senior Manager plays a key role in establishing ... to meet all deadlines. **DUTIES & RESPONSIBILITIES:** + Manage multiple direct reports at the Associate , Senior...estimates for SOW development + Work with the Director, Regulatory Review in the development of departmental… more
- Publicis Groupe (New York, NY)
- …of clients) follow the protocol established by our pharmaceutical company clients for regulatory review . The Senior Manager plays a key role in establishing ... to meet all deadlines. **DUTIES & RESPONSIBILITIES:** + Manage multiple direct reports at the Associate , Senior...estimates for SOW development + Work with the Director, Regulatory Review in the development of departmental… more
- Publicis Groupe (New York, NY)
- …stability and experience of a global leader. **Job Description** The Manager, Regulatory Promotional Operations, is a subject matter expert specializing in the ... materials to be reviewed through the client Medical, Legal, Regulatory (MLR) process. Acting as a brand lead, the...each project through the various stages of the MLR review process. The Manager provides expert guidance on submission… more
- Pfizer (Pearl River, NY)
- …or other value received, generally for public disclosure. Subject to further legal review and statutory or regulatory clarification, which Pfizer intends to ... may be required to design a development strategy for multiple protocols designed to obtain worldwide approval for a...Ensures development of and adherence to the Safety Surveillance Review Plan (SSRP). Consistent with the SSRP, performs and… more
- JPMorgan Chase (Brooklyn, NY)
- …the Firm's capital adequacy. As a CCAR Y-14 Reporting & Analysis, Senior Associate , within the Firmwide Regulatory Reporting & Analysis team, you will ... FR Y-14A reporting **Job Responsibilities:** + Support and coordinate multiple aspects of FR Y 14A reporting process, and...technology team to build required technology expertise. Oversee the review and maintenance of the regulatory reporting… more
