- Morgan Stanley (New York, NY)
- …to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** * Associate First Line of Defense - Business Control Unit* ... of WM clients. The US Banks seeks an Associate to join the First Line of Defense MSPBNA Lending Business Control Unit (BCU). The candidate will support… more
- Federal Reserve Bank (New York, NY)
- …within the Chief Operating Office (COO) of the Technology Group (TG).TRC is part of the first line of defense for the Bank and is responsible for supporting ... Risk and Controls Associate will be responsible for performing first line risk management responsibilities such as but not limited to risk identification… more
- Morgan Stanley (New York, NY)
- …incident collection and reporting . Developing and designing new controls & processes within the first line of defense , in collaboration with second line ... customized solutions. *Position Description* The available position is an Associate or Vice President level position within the Business...from all talent pools. We want to be the first choice for prospective employees. It is the policy… more
- SMBC (New York, NY)
- …function of the Americas Division. This position will work directly with the Advisory Team, the first line of defense ("1LOD") as well as the heads of US ... function responsible for overseeing and monitoring the firm's compliance risk. The Associate Advisory Compliance Officer role supports the CPAD Bank Advisory team in… more
- Federal Reserve Bank (New York, NY)
- …framework and three lines of defense model. MRC leads execution of first - line business risk and compliance programs that include vendor and third-party risk ... Group's critical processes. **Your role as a** Markets Risk and **Control Associate :** + Support the implementation of the Markets Group's risk management program… more
- Scotiabank (New York, NY)
- …Tailoring Metrics **What You'll Do:** + Serves as SME in providing oversight within the First Line of Defense by managing the production of, reviewing and ... Treasury Associate **Requisition ID:** 203220 **Salary Range:** 110,700.00 -...committed to results, in an inclusive and high-performing culture. ** Associate Director, USD Liquidity Support, US Intl Money Markets… more
- JPMorgan Chase (Jersey City, NJ)
- As the first line of defense for JPMorganChase (JPMC), Control Management prevents, detects, and monitors operational, regulatory, and reputational risks. As ... to an ever-changing environment. As a Control Manager - Firmwide Programs, Senior Associate within the Firmwide Control Management team, you will be primarily tasked… more
- JPMorgan Chase (New York, NY)
- …Wealth Management business. IR&A's Client Risk team is responsible for review of the first line of defense investment fiduciary and suitability activities ... risks. **Job summary** As a Fiduciary and suitability Risk Associate on the WM Investment Risk & Analytics (IR&A)...Risk team you'll be responsible for review of the first line of defense investment… more
- Regions Bank (Great Neck, NY)
- …the RAH (Regions Affordable Housing) Affordable Housing Underwriter serves as part of the first line of defense , evaluating and underwriting tax credit ... Insurance + Parental Leave + Employee Assistance Program + Associate Volunteer Program Please note, benefits and plans may...terminated with respect to all or any class of associate at any time. To learn more about Regions'… more