- Bank of America (Stamford, CT)
- Audit Director - Regulatory Reporting Atlanta, Georgia;Stamford, Connecticut; East Hartford, Connecticut; Charlotte, North Carolina; Dallas, Texas; ... Minimum 5-7 years at large financial institutions with subject matter expertise in US regulatory reporting (eg Y-14, Y-9C, 009, Y-15, 031), broker dealer … more
- Ankura (New York, NY)
- …the SEC Division of Enforcement, certified public accountants, including many former audit firm partners, standard-setters, and other regulatory officials from ... full-time position for a Director / Senior Director in its Audit Advisory Practice. ...regulatory remediation assistance, and investigations. Responsibilities: As a Director or Senior Director in the … more
- Morgan Stanley (New York, NY)
- …diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** *Trade Transaction Regulatory Reporting Director * **Location:** *New York-New ... We're seeking someone to join our team as a Director in Operations Risk and Regulatory Control...for this role - Strong knowledge on multi jurisdiction regulatory reporting , exception investigation, material economic terms… more
- CIBC (New York, NY)
- …Risk Management, Regulatory Reporting , and Internal Controls over Financial Reporting . The Internal Audit Director will also work collaboratively ... of the bank, conducting audits in areas including Financial Reporting , Accounting Policy, FP&A, Corporate Treasury, Liquidity and Capital... Regulatory Compliance, and Data Risk. The Internal Audit Director is a leadership position within… more
- Scotiabank (New York, NY)
- Director , US AML Audit **Requisition ID:** 208526 **Salary Range:** 174,700.00 - 286,000.00 _Please note that the Salary Range shown is a guideline only. Salary ... together to drive ambition for every future! **Purpose** The Director of US Anti-Money Laundering (AML) Audit ...regulatory environment and emerging risks. **What You'll Do** Audit Portfolio: + Identify systemic and emerging issues and… more
- Scotiabank (New York, NY)
- Director , US Cybersecurity and Infrastructure Audit **Requisition ID:** 203015 **Salary Range:** 220,000.00 - 250,000.00 _Please note that the Salary Range shown ... together to drive ambition for every future! **Purpose** The Director of US Cybersecurity and Infrastructure Audit ...Experience in working in a global bank, with global Audit counterparts and stakeholders, matrix reporting lines… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking an experienced Audit Executive Director with a minimum of 12 years' experience in ... coverage of Risk Management related activities within the Internal Audit Department. Reporting to the Risk and...As needed lead and conduct validation of remediation for regulatory findings. + Track and validate closure of issues… more
- JPMorgan Chase (Jersey City, NJ)
- Audit Director within the JPMorgan Chase...+ Participate in and project manage large and complex audit deliverables from planning to reporting , and ... across the firm's lines of business. **Job Summary:** The Audit Director within the JPMorgan Chase Chief...Contributing to the resolution of complex and time sensitive regulatory and audit issues + Drive a… more
- Morgan Stanley (New York, NY)
- …committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** *Internal Audit Director - US Banks* **Location:** *New York-New York* ... We're seeking someone to join our team as a Director on the US Banks Audit team.The...materials for the retail Bank . Support responses to regulatory requests impacting the US Banks . Develop and… more
- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for ... in accordance with management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and… more
- SMBC (Jersey City, NJ)
- … reporting , and ensure the compliance to applicable US regulatory reporting requirements. Reporting to the Director , Regulatory Reporting ... regulatory reporting operations, single process of escalation and of audit and regulatory matters. **Role Objectives: Delivery** + Oversees the control… more
- SMBC (Jersey City, NJ)
- …pertaining to the reports and ensure the compliance to applicable US regulatory reporting requirements. Reporting to the Director , Regulatory ... portfolio of benefits to its employees. **Role Description** Responsible for effective Regulatory reporting training operations for the US Branch, including… more
- MUFG (New York, NY)
- …expert responsible for project management of assigned audits reporting to the Director - Credit Risk within Internal Audit for the Americas (IAA). This ... Perform risk assessments of assigned Auditable Entities, supporting the Audit Director to dynamically manage the ...the audit plan + Proactive coordination of audit and regulatory finding follow-up with stakeholders… more
- Amalgamated Bank (New York, NY)
- …of the Senior Audit Manager include: + Assist the Internal Audit Director in performing and supervising audits, identifying critical control issues, ... Audit 's SOX process by conducting project management and reporting activities. + Supervise the work of the Staff...Auditor (or other staff as assigned by the Internal Audit Director ) as it relates to the… more
- City National Bank (Jersey City, NJ)
- …regulatory requirements. + Relationship Building and Client Experience: Supports the Audit Director proactively in their ongoing monitoring and discussions ... and effectively communicate audit results to the Audit Senior Manager/ Director and senior management in...and taking into consideration industry development, emerging risks, and regulatory changes and expectations. **What you will do** +… more
- City National Bank (Jersey City, NJ)
- …that provide the insights. + Relationship Building and Client ExperienceSupports the Audit Director proactively in their ongoing monitoring and discussions with ... of testing performed, and effectively communicate audit results to the Audit Senior Manager/ Director and senior management in meetings, presentations, and/or… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... and let's lead the way together. **About the Internal Audit Group at American Express** Our Internal Audit... Group's Learning and development team consists of a Director , one senior manager, one manager and one analyst.… more
- Scotiabank (New York, NY)
- …Managers and/or Director , US Internal Control & Global Wholesale Operations Audit to provide audit services to capital markets and/or treasury functions ... Manager, US Internal Control and Global Wholesale Operations - Audit **Requisition ID:** 206124 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary… more
- Citigroup (Queens, NY)
- … Regulatory capital rules, control frameworks, banking operations, and financial / regulatory reporting frameworks and be able to effectively work across ... will serve as an integral member of the Controllers Regulatory and Capital Remediation team. The Director ...throughout the end-to-end data lifecycle. + Review and develop regulatory reporting training with updated regulatory… more
- Citigroup (Jersey City, NJ)
- …in Compliance/ Audit + Extensive global experience in compliance, legal or audit in the financial services firm, regulatory organization, or legal/consulting ... the design and effectiveness of key controls designed to address compliance risk; reporting and escalating control issues and any violations of laws or breaches of… more