• Capital Markets Advisory

    NatWest Markets (Stamford, CT)
    Capital Markets Advisory and Control Room Closing date for applications: 17/11/2024 Stamford,United States Permanent Full Time \#R-00244245 Share: ... (https://jobs.natwestgroup.com/jobs/15066543- capital - markets - advisory -and- control -room/apply?tm\_src=0) Our people work differently depending on their… more
    NatWest Markets (11/02/24)
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  • Vice President Financial Markets

    BlackRock (New York, NY)
    …platform in this role. This role combines deep analytical and technical proficiency with capital markets expertise to provide advisory services to clients. ... markets , analytics, and technology to join BlackRock's Financial Markets Advisory (FMA) to assist clients with...to our clients. Our work involves staying abreast of capital market and broader financial institutions trends.… more
    BlackRock (11/01/24)
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  • Vice President - US Markets Investment…

    TD Bank (New York, NY)
    …supporting all corporate investment banking Functions including Debt and Equity Capital Markets . **Responsibilities:** + Provide day-to-day strategic advice and ... Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team...and trading + Knowledge of Corporate Investment Banking and Capital Markets + Strong knowledge of applicable… more
    TD Bank (10/01/24)
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  • Capital Markets , Latin America…

    Citigroup (New York, NY)
    …position responsible for assisting clients in raising funds in the capital markets , as well as in providing strategic advisory services for mergers, ... raise debt in the international debt capital markets (DCM) and/or in the international bank market... markets (DCM) and/or in the international bank market (syndicated loans) providing advisory , structuring and… more
    Citigroup (08/27/24)
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  • Swap Dealer Advisory , VP

    NatWest Markets (Stamford, CT)
    …issuespertaining tothe Swap Dealer. **Experience** : + Experience withRates andFXproducts/services within capital markets and banking as well as a focused ... to the swap dealer and policies and procedures. + Advisory coverage of the NatWest Markets business...to work collaboratively and persuasively with front office and control functions toleverageavailable resources and talent to help drive… more
    NatWest Markets (11/02/24)
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  • Director, OFAC Advisory

    Scotiabank (New York, NY)
    …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... Director, OFAC Advisory **Requisition ID:** 208494 **Salary Range:** 174,700.00 -...the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with… more
    Scotiabank (10/05/24)
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  • Bank Regulatory Compliance Advisory

    SMBC (New York, NY)
    …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
    SMBC (08/22/24)
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  • Senior Compliance Officer - Public Side…

    SMBC (New York, NY)
    …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
    SMBC (08/28/24)
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  • Advisory Financial Services Risk, Data…

    Deloitte (New York, NY)
    …of the structure and roles within the risk function at a bank, capital markets organization or broker-dealer, including execution and oversight processes, risk ... Deloitte Risk and Financial Advisory Risk, Data and Regulatory Liquidity - Manager...Payments, Wealth Management, Investment Management, Real Estate, Private Equity, Capital Markets + Prior experience implementing liquidity… more
    Deloitte (09/15/24)
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  • Compliance Infrastructure Advisory

    SMBC (New York, NY)
    …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
    SMBC (09/30/24)
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  • Advisory Financial Services Risk, Data…

    Deloitte (New York, NY)
    …Cards & Payments, Wealth Management, Investment Management, Real Estate, Private Equity, Capital Markets + Experience with Liquidity Risk Management and other ... & Regulatory, Liquidity - Senior Consultant Deloitte Risk and Financial Advisory 's Financial Services Industry (FSI) Risk, Data and Regulatory professionals help… more
    Deloitte (09/15/24)
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  • Compliance Product Officer (VP) - Transaction…

    Citigroup (Jersey City, NJ)
    …of Compliance laws, rules, regulations, risks and typologies + Experience working in Capital Markets or other Investment Banking roles with experience on ... areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which… more
    Citigroup (10/18/24)
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  • Markets Domain Data Quality Analyst

    Mizuho Corporate Bank (New York, NY)
    …sources, transformation rules, and uses of data for the domain. Experience with [ Capital Markets , Equity and Fixed Income] products, frameworks and business ... Through its acquisition of Greenhill​, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho… more
    Mizuho Corporate Bank (10/08/24)
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  • Senior Manager, Markets Compliance Officer

    Scotiabank (New York, NY)
    …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... our clients an important bridge to this key global market for trade and investment flows across the Americas...the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with… more
    Scotiabank (10/22/24)
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  • Manager, US Internal Control and Global…

    Scotiabank (New York, NY)
    …the design and effectiveness Internal control and COO areas supporting capital markets trading, investment banking, global transaction banking, and corporate ... Manager, US Internal Control and Global Wholesale Operations - Audit **Requisition...and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with… more
    Scotiabank (08/31/24)
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  • Business Risk and Control Group Manager,…

    Citigroup (New York, NY)
    …Servicing, Listed Derivative & Commodities Operations. We support an extensive range of Capital Markets products and services including: + Fixed Income (FX, ... Audit Interface and oversight, Issues & CAP analysis/remediation, and Control Advisory + A Centralized Controls function...Banking, Finance, or related consulting with a focus on Capital Markets , Operations, Risk and Controls management**… more
    Citigroup (10/08/24)
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  • IT Assurance (Finance Control Oversight)…

    SMBC (Jersey City, NJ)
    …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...Auditors and SMBC/SMBCAH Management; Prepare and provide annual internal control related training. + Provide advisory to… more
    SMBC (10/01/24)
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  • Mergers & Acquisitions Billing Controller - North…

    JPMorgan Chase (Brooklyn, NY)
    … and capital raising (eg, equity capital markets , debt capital markets , ratings advisory and syndicated and leveraged finance), corporate finance ... middle- market corporations to financial institutions and governments. It provides advisory , full-service capital raising, and credit and risk management… more
    JPMorgan Chase (10/18/24)
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  • Senior Manager, Enterprise Anti-Bribery…

    Scotiabank (New York, NY)
    …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... our clients an important bridge to this key global market for trade and investment flows across the Americas...the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with… more
    Scotiabank (10/18/24)
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  • Senior Manager, US Compliance Risk Assessment

    Scotiabank (New York, NY)
    …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... our clients an important bridge to this key global market for trade and investment flows across the Americas...the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with… more
    Scotiabank (10/23/24)
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