- SMBC (New York, NY)
- …benefits to its employees. **Job Summary** The SMBC Nikko Securities Inc., Capital Markets (CM) Business Control Officer (BCO) associate risk and ... the current compensation paid in their geography and the market for similar roles at the time of hire....Control framework. **Scope** The SMBC Nikko Securities Inc., Capital Markets (CM) Business … more
- City National Bank (New York, NY)
- *SENIOR BUSINESS CONTROL MANAGER - CAPITAL MARKETS * WHAT IS THE OPPORTUNITY? The Senior Business Control Manager will report into the Business ... participate in the team that will design, maintain, implement, manage and enhance the capital markets first line risk program for four separate line verticals… more
- Citigroup (New York, NY)
- This role is specifically to perform Business Execution activities for the Markets Capital Advancement team within Counterparty Trading & Risk (CTR). The ... internal & external audits, or addressing regulatory issues. The Business Manager, SVP - Markets Capital... Capital Task force is co-led by In- Business Market Risk & XVA teams. The… more
- Citigroup (New York, NY)
- The Capital Markets Regulatory Engagement Officer will be part of Citi's Global Regulatory Engagement team and report directly to the Capital Markets ... exam management execution and oversight across all of Citi's regulators. The Capital Markets Regulatory Engagement Officer will support Citi's regulatory… more
- MUFG (New York, NY)
- …a macro level, identifying signs of changing risk levels and/or symptoms of process control breakdowns. + Assess the business ' governance, risk management and ... and assess the effectiveness of the Bank's governance, risk management and control processes. This role includes, but is not limited to, independently owning… more
- Capco, a Wipro Company (New York, NY)
- **About the team:** Capital Markets is part of Capco's DNA. In fact, the Capco name was inspired by this domain. The Capital Markets team delivers expert ... compliance. Our clients include the largest investment banks, global universal banks and capital markets divisions from regional banks across the country and… more
- SMBC (Jersey City, NJ)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI ... the current compensation paid in their geography and the market for similar roles at the time of hire....portfolio of benefits to its employees. **Role Description** SMBC Capital Markets is a derivatives trading company… more
- BMO Financial Group (New York, NY)
- BMO Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research ... general offices services ensuring all administrative and operational processes and control standards are followed, while seeking to determine, develop, and… more
- MUFG (New York, NY)
- …assess and evaluate the effectiveness of the Bank's governance, risk management and control processes. This role includes, but is not limited to, execution of ... skepticism and personal accountability. + Lead walkthrough meetings and interviews with business stakeholders to develop understanding of business processes. +… more
- BMO Financial Group (New York, NY)
- …their development, and manages poor performance. + Provides strategic input into business decisions as a trusted advisor. + Make recommendations related to policy, ... execution of accounting, risk and regulatory related strategic initiatives to deliver on business and financial goals. + Acts as the prime subject matter expert for… more
- Citigroup (Queens, NY)
- …results with a strong understanding of the financial services industry. Understanding of capital markets and/or institutional banking a strong plus. + A ... in recommending solutions to the relevant Weaknesses in the control environment currently present in Citi's QMMF and CCAR...governance teams; 2nd line of defense functions including the Capital Planning Review Group; and all business … more
- Deloitte (New York, NY)
- …mentoring, and daily interaction with clients The team Deloitte's Infrastructure and Capital Projects team advises clients on managing business controversy and ... is a market leader in delivering solutions related to transactions and business events across the capital asset lifecycle. Our clients are in asset-intensive… more
- Marex (New York, NY)
- …Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities ... and financial markets . The Group provides comprehensive breadth and depth of...breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency… more
- Citigroup (New York, NY)
- …Final Guidance, SR 12-17, SR 14-8, 12 CFR Part 30 Appendix E), capital planning methodologies, governance and internal control processes, hands-on experience in ... foundational risk management (credit, market , liquidity or operational risk). Excellent written and verbal...and support presentations to governing groups inclusive of the Capital Committee. + Engage with Business , Finance,… more
- Capital One (New York, NY)
- … control environment enhancements in support of periodic assessments, business reviews and internal/external audits * Establish, promote and maintain appropriate ... management level. This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer… more
- Citigroup (New York, NY)
- …origination activities + Review daily and monthly profit and loss from Product Control for various business strategies **Qualifications:** + BA/BS with emphasis ... Citi Community Capital ("CCC") is the community lending and investing...in in the Global Spread Products ("GSP") vertical within Markets . Unique among its peers, CCC provides a comprehensive… more
- Citigroup (New York, NY)
- This role will be a key member of the markets business Treasury responsible for a variety of analytics / monitoring across a variety of Markets products ... into summaries provided to key members of both the Markets Business and Treasury. Lastly, the role...well as managing rating agency relationships. + Involved in capital markets activities including commercial paper and… more
- Scotiabank (New York, NY)
- …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the ... our clients an important bridge to this key global market for trade and investment flows across the Americas...the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business… more
- Citigroup (Queens, NY)
- …for global Finance processes + Participates in assessing and incorporating changing business , regulatory and market information needs into finance processes and ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- Citigroup (New York, NY)
- …Lead Analyst is a strategic professional who stays abreast of developments within Capital Markets and contributes to directional strategy through analysis and ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more