- Fidelity TalentSource LLC (Jersey City, NJ)
- …mentor, team player and effective contributorYou have Focus on productivityExperience in Capital markets or Crypto Currency specifically with exposure to ... and non-functional business requirements. This role will involve partner & stakeholder engagement , design and release support. This is a hands on, individual… more
- Citigroup (New York, NY)
- The Capital Markets Regulatory Engagement Senior Officer-SVP is a strategic professional who closely follows latest trends in own field and adapts them ... the engagement strategy and execution and the regulatory exam management execution and oversight across Capital...- SEC, CFTC, FINRA, NFA + Support the overall Capital Markets Regulatory relationship coverage… more
- Capital One (New York, NY)
- …CRA Strategy and Program Management, the Government and Political Affairs Group, Regulatory Relations, and Strategy and Engagement . Through our teams, we ... responsible for managing relationships with developers and other industry stakeholders. Capital Officers market our products, understand the competitive… more
- Capital One (New York, NY)
- …CRA Strategy and Program Management, the Government and Political Affairs Group, Regulatory Relations, and Strategy and Engagement . Through our teams, we ... responsible for managing relationships with developers and other industry stakeholders. Capital Officers market our products, understand the competitive… more
- KPMG (New York, NY)
- …related work in a regulatory compliance and/or risk management function, capital markets organization (Asset Management Firm, Large Broker Dealer, Wealth ... **Business Title:** Manager, Capital Markets **Requisition Number:** 118214 -...we don't anticipate that slowing down. In this ever-changing market environment, our professionals must be adaptable and thrive… more
- Santander US (New York, NY)
- Regulatory Capital Management, Corporate & Investment Banking (CIB) New York, United States of America We are seeking an experienced and skilled individual to ... be responsible for strategic planning, assessment, with a particular focus in regulatory capital including Risk Weighted Assets (RWA) optimization. The candidate… more
- BlackRock (New York, NY)
- …in this role. This role combines deep analytical and technical proficiency with capital markets expertise to provide advisory services to clients. BlackRock has ... advisory services, leveraging BlackRock's Aladdin platform and the firm's sophisticated capital markets , data and analytics, technology, and financial modeling… more
- TD Bank (New York, NY)
- …of supervision and supervisory engagement , considering industry best practice and regulatory change. The Global Markets Supervision (GMS) team partners with ... Execution Committee meetings. + Leads or a key stakeholder on Global Markets regulatory initiatives; participate in business initiatives to conduct supervision… more
- HSBC (New York, NY)
- …is responsible for establishing HSBC's Group level, and certain regional level, prudential regulatory capital policies, and for advising business lines on the ... as a Second Line of Defence and provides technical regulatory capital support and guidance to functions...work environment. You will be empowered to drive HSBC's engagement with the communities we serve through an industry-leading… more
- Mizuho Corporate Bank (New York, NY)
- …of regulations related to bank holding companies/intermediate holding companies (bank regulatory capital requirements under FRB guidelines and Basel Accords, ... Affairs Group is responsible for managing the Bank's regulatory relationships and engagement across MUSO. The...professionals, and its capabilities span corporate and investment banking, capital markets , equity and fixed income sales… more
- SMBC (New York, NY)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- HSBC (New York, NY)
- …is desirable but not required + Technical knowledge of other areas of prudential regulatory capital , eg RWAs, leverage ratio, and capital resources under ... of risk areas eg credit risk, counterparty credit risk, liquidity risk, securitisation, market risk, etc. Global Regulatory Policy Manager - Liquidity is… more
- Bloomberg (New York, NY)
- …Specialist, you will be responsible for continuing to grow Bloomberg's hugely successful Regulatory Data franchise throughout the Americas market . Over the years ... deliver trusted data and bring transparency to the financial markets . Our customers around the globe rely on us...+ Utilize your strong product knowledge, technical skills, and market knowledge to generate revenue for Bloomberg regulatory… more
- Citigroup (New York, NY)
- …Sections 23A and 23B of the Federal Reserve Act and Regulation W as well as regulatory capital and Volcker Rule requirements. This Group also serves as one of ... and the Chief Operating Officer as well as the Markets , Services, Banking and International, Personal Banking & Wealth...helpful + Experience and track record of building successful regulatory relationships and engagement strongly preferred +… more
- Guidehouse (New York, NY)
- …global provider of consulting services to the public sector and commercial markets , with broad capabilities in management, technology, and risk consulting. By ... clients address their most complex challenges and navigate significant regulatory pressures focusing on transformational change, business resiliency, and… more
- Scotiabank (New York, NY)
- …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... our clients an important bridge to this key global market for trade and investment flows across the Americas...the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with… more
- CIBC (New York, NY)
- …requirements through proactive engagement and advisory services to CIBC's US Capital Markets Equity and Equity Derivatives sales and trading employees; 3) ... Compliance Management framework; + Performing investigations of US Capital Markets personnel to identify issues of potential regulatory concern; +… more
- Scotiabank (New York, NY)
- …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with...day-to-day activities and decisions. + Maintain strong knowledge of capital market risk management practices, policies and… more
- Scotiabank (New York, NY)
- …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... our clients an important bridge to this key global market for trade and investment flows across the Americas...the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with… more
- Citigroup (New York, NY)
- …of funding, liquidity and capital needs (end of day and intraday), regulatory engagement , forecasting and analysis of key metrics, funding planning and ... Our core activities are safeguarding assets, lending money, making payments and accessing the capital markets on behalf of our clients. Citi's Mission and Value… more
