- SMBC (Jersey City, NJ)
- …Description** Reporting to the Director of Operational Risk , Team Lead of Operational Risk , and Head of Non-Financial Risk , the Associate ... Defense Risk Management Department Americas Division's (RMDAD) Operational Risk and Other Risks Group (ORORG)...Other Risks Group (ORORG) in accordance with US Regulations, Head Office policies and industry practices for Risk… more
- SMBC (White Plains, NY)
- …benefits to its employees. **Role Description** We are currently seeking a talented and motivated Head of Market Risk Technology to join our Risk Technology ... Mitsui Brasileiro SA, and Sumitomo Mitsui Finance and Leasing Co ., Ltd. The anticipated salary range for this role...Team. The Head of Market Risk Technology will play a pivotal role in leading… more
- Citigroup (New York, NY)
- …view of the enterprise-wide progress on CO remediation and corresponding risk reduction. Provides independent operational risk management oversight over ... Operational Risk Management (ORM) is an...comprehensive remediation Key Responsibilities Reporting directly to the Global Head of ORM, the responsibilities for the ORM … more
- SMBC (White Plains, NY)
- …manner. Maintain the control environment through a robust and effective set of operational risk controls and escalation procedures. Consider the evolution and ... Mitsui Brasileiro SA, and Sumitomo Mitsui Finance and Leasing Co ., Ltd. The anticipated salary range for this role...operational excellence for Settlements. Closely partner with Ops risk and control, legal and compliance, and technology to… more
- Citigroup (Jersey City, NJ)
- …independent decisions on critical activities + Able to manage issues associated with operational risk capital, in partnership with the business, Finance and the ... The Head of Books and Records Oversight - Markets...preferred + Chartered accountancy qualifications preferred **Job Family Group:** Risk Management **Job Family:** Operational Risk… more
- American Express (New York, NY)
- …have diverse backgrounds including internal controls, consumer compliance, technology, operational risk , financial accounting, data analytics, and banking ... that: + Provides data-driven and technology-enabled assurance + Delivers timely risk insights that are business-aware and forward-looking + Supports our colleagues… more
- SMBC (White Plains, NY)
- …competitive portfolio of benefits to its employees. **Overview** Reporting to the VP of Operational Risk , the incumbent supports the Second Line of Defense ... Risk Management Department Americas Division's (RMDAD) Operational Risk and Other Risks Group (ORORG)...Other Risks Group (ORORG) in accordance with US Regulations, Head Office policies and industry practices for Risk… more
- US Bank (Hackensack, NJ)
- …vision with cross-functional stakeholders to shape product roadmap, product risk , investment areas and success measures. .Has technical know-how, understand ... **ADOPTION** .Prove out product-market fit by finding raving fans, co -creating solutions, driving product demand, activation, and engagement. **CUSTOMER EXPERIENCE… more
- Wolters Kluwer (New York, NY)
- …in BC matters and coordinating with global BC leaders; Key contact for Global Head of BCM and Incident Management (Corporate Risk Management) + Help ensure ... **Basic Function** The Risk Manager, TAA will provide Business Continuity (BC)...Business Continuity (BC) , Incident Management (IM) strategic and operational support and thought leadership for the Tax and… more
- SMBC (New York, NY)
- …Interpersonal** 1. In-depth knowledge of market risk , credit risk , liquidity risk , operational risk , and other risks. 2. In-depth knowledge of US ... Mitsui Brasileiro SA, and Sumitomo Mitsui Finance and Leasing Co ., Ltd. The anticipated salary range for this role...risks, meets US, Japanese and other relevant country regulatory risk requirements, and head office requirements. 2.… more
- Morgan Stanley (Purchase, NY)
- …Additionally, the GIMA Operational Due Diligence Analyst will perform operational due diligence on co -investments and direct investments as opportunities ... * * Perform project work or other responsibilities as directed by the Head of Operational Due Diligence, including financial statements review, media monitoring,… more
- Citigroup (New York, NY)
- …Operations within Citi's Chief Operating Office and partner with the Global Head to drive the strategic agenda for Tax Information Reporting. The incumbent will ... use tax, personal property tax, and others. This candidate will lead operational Tax Advisory, Assurance and Standardization functions within the centralized Tax… more
- SMBC (New York, NY)
- …cybersecurity, third party, and operational resiliency domains that may impact the operational risk profile of the bank. * Develop increased awareness of ... risk management, regulatory, information technology, data management, cybersecurity, operational resilience, compliance, or audit experience. * Foundational knowledge… more
- SMBC (New York, NY)
- …Operations Function Control Officer (FCO) is a leader, change agent, and risk management expert. The role provides the AD Operations areas with expert guidance ... AD Operations FCO will report to the Americas Division Head of Functions Control Officer with an...control considerations, as well as definition and operationalization of risk mitigants 11. Supervises Function-level Control Officer … more
- TD Bank (New York, NY)
- … Risk Committees and Vice Chair supervision meetings, as well as Co - Head directs supervisory meetings. + Execute internal control procedures in accordance ... Sales teams and Desk Heads / Supervisors. + Understanding of key non-financial risk (eg, market, credit, operational ) concepts, controls and applicability to… more
- JPMorgan Chase (Jersey City, NJ)
- …expected to analyze risk and controls data to propose solutions to mitigate operational risk . This is a high visibility role, working closely with the Global ... years of experience in financial institutions in strategy, program management, controls, operational risk , compliance, legal, audit or similar function +… more
- HSBC (New York, NY)
- …and real estate funds C-Suite to establish facts pertaining to business and operational risk and evaluate the overall quality of systems, controls, ... all share. As the Associate, Fund Manager Research will be responsible for operational due diligence reviews for hedge funds, private equity, and real estate funds.… more
- Citigroup (New York, NY)
- …critical paths to execution and delivery. The role holder will deputize for the Head of Controls and reg management in senior forums and committees and represent the ... their own specific initiatives as well as those the co - lead with product, cluster or central partners....into potential areas of uplift eg: product governance and operational resiliency + Partner with enterprise central teams to… more
- SMBC (New York, NY)
- …management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees ... Mitsui Brasileiro SA, and Sumitomo Mitsui Finance and Leasing Co ., Ltd. The anticipated salary range for this role...operational efficiencies and automation of processes to reduce risk of manual processes. + Provides training to covered… more
- Pfizer (New York, NY)
- **ROLE SUMMARY** **The Platform:** The Chief Medical Affairs Office's Real World Evidence (RWE) Platform is responsible for establishing global scientific leadership ... IV observational effectiveness studies, burden of illness, transmission, pathogenesis, risk factors for illness, determinants of product effectiveness and other… more