- Fidelity TalentSource LLC (Jersey City, NJ)
- Job Description:Sr. Manager , Brokerage Risk The Brokerage Risk team advises Fidelity's dynamic individual investor businesses building lifetime relationships with ... functions to optimize cross-functional effectiveness.Collaborate with legal, risk, and compliance across the organization to identify emerging risks and… more
- JobsRUs (Greenwich, CT)
- …production lines and operations in the bakery under the supervision of the Production Manager and Plant Manager to ensure quality of product and delivery to ... engagementResponsible for ensuring and maintaining a safe work environment through compliance of all Company, Local, State and Federal mandates or programs.Create… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- …in support of the firm's stress testing and margining processes.Partner with Compliance to draft responses to regulatory inquiry and/or meet with regulators directly ... team environment; communicates complex topics clearly and conciselyProven leader and manager with high EQStrong knowledge of investment products, margin lending,… more
- JobsRUs (Bowling Green, NY)
- …Description:The Senior Specialist will support and assist the Section Manager in administrative, technical financial and/or operational performance an controls, ... corporate and departmental goals and standards and that these activities are in compliance with all corporate and Department policies and procedures as well as PSC… more
- The Mount Sinai Health System (New York, NY)
- …and industry practices. + Identify compliance issues that require follow-up or investigation . + Work closely with Clinical Trials Manager to enforce policies ... **JOB DESCRIPTION** The Research Regulatory and Compliance Manager is responsible for the...compliance procedures are followed + Maintain documentation of compliance activities, such as complaints received or investigation… more
- Fox Rothschild LLP (New York, NY)
- …As a member of the Talent Management Department, the Human Resources Compliance Manager works collaboratively with the Talent Management Leadership team ... compliance activities, including training attendance, audit results, and investigation outcomes. + Collaborate and create strong interpersonal relationships… more
- The Mount Sinai Health System (New York, NY)
- …data science. We enable nearly $200 million/year in NIH-funded biomedical research. The Compliance Manager is an individual contributor reporting to the Dean for ... applications and computation is consistent with all regulatory guidelines. **RESPONSIBILITIES** The Compliance Manager will be responsible for all facets of… more
- MTA (New York, NY)
- …such concerns. This manager supports the Agency and DCCOs on internal investigations , ethics, and compliance reviews, as well as training activities on ... of the Chief Counsel Date Posted: Sep 4, 2024 Description JOB TITLE: Senior Compliance Manager SALARY RANGE: $97,000 ‐ $109,000 HAY POINTS: 634 DEPT/DIV: MTA… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager - Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common ... + Decision Making + Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is responsible for engaging in… more
- NJ Transit (Newark, NJ)
- Manager , Compliance Operation Civil Rights & Diversity Job Description: Move forward with us! At NJ TRANSIT, you'll join us in transforming the third-largest ... This role performs critical DBE certifications, and DBE and SBE/DVOB contractor compliance operations functions on behalf of the Office of Business Development,… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... requests. In coordination with Legal, analyze and respond to regulatory enforcement investigations . + Conduct assigned monitoring and compliance processes in… more
- City of New York (New York, NY)
- …than 9,500 diverse professionals and knowledgeable experts. DOC seeks to recruit PREA Compliance Managers who will be responsible for the following: - Supporting the ... PREA Director to ensure facility compliance with the Prison Rape Elimination Act standards -...sexual assaults and harassment receives treatment and counseling; and investigation obligations are met - Ensuring all area supervisors… more
- City of New York (New York, NY)
- …Development, with very wide latitude for independent decision and action, the Senior Manager of Policy Compliance will direct research, conduct high level ... of reports utilizing research methods and program evaluation techniques. The Senior Manager of Policy Compliance will provide technical guidance to agency… more
- US Bank (New York, NY)
- …databases, and presentations - Professional certifications preferred - Certified Regulatory Compliance Manager (CRCM) _The role offers a hybrid/flexible ... **Job Description** Partners with their assigned Line of Business, other Risk/ Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their function,… more
- KPMG (New York, NY)
- **Business Title:** Manager , Forensic - Investigations , Disputes & Compliance **Requisition Number:** 118331 - 68 **Function:** Advisory **Area of ... a career in Advisory. KPMG is currently seeking a Manager /Director in Investigations , Disputes, & Compliance...and help set guidelines on how research and the investigation should be conducted + Help direct activities involving… more
- Citigroup (New York, NY)
- …and potential violations of Citi's internal policies and procedures. Finally, Investigations Legal provides pre- investigation and enforcement advice to business ... committees, councils, and working groups covering strategy, risk and compliance management, legal entity governance, regulatory interactions, investigations … more
- TD Bank (New York, NY)
- …will execute surveillance procedures, including addressing flags within the FIS Supervision Compliance Manager (FIS SCM) automated surveillance system. Depth & ... and/or satisfy regulatory requirements Addresses items within the FIS Supervision Compliance Manager (FIS SCM) automated surveillance system to ensure… more
- City of New York (New York, NY)
- … as directed by the Commissioner or as requested by Bureaus. - Supervise the Compliance Support section (1 manager and 3 employees) 3. Direct and support the ... Health and Safety has overall responsibility and oversight for DEP's compliance with environmental and health and safety standards and requirements. The… more
- Warner Bros. Discovery (New York, NY)
- …here you are celebrated, here you can thrive. **Your New Role ** The Manager of Technical & Physical Security (T&PS) for New York will work collaboratively with ... improvements in the development and implementation of electronic security systems. The Manager of T&PS will gather operational requirements and feedback from WBD… more
- CVS Health (Jersey City, NJ)
- …production, NPI/Damages, cycle counts, slotting) and quality assurance (security, investigations , root cause analysis, inventory variance investigation ) within ... care more personal, convenient and affordable. The Inventory, Quality, and Control Manager is responsible for overseeing all aspects of inventory management (core… more
