- SMBC (Jersey City, NJ)
- …to its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance ... Executive Director, Head of Risk and Control Assessment . As a Compliance Risk Assessment ("CRA") Vice President, this role will assist in managing a… more
- Amazon (New York, NY)
- …2LoD Risk Function. The successful candidate will already be operating at Chief Risk Officer level at a financial services regulated company. They will have ... business judgement. Key job responsibilities - Design and deliver risk assessment and mitigation strategies to deliver...and budgeting. Basic Qualifications - Already operating at Chief Risk Officer level / previously approved for… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing ... compliance testing and reporting programs in accordance with the Compliance Independent Assessment Plan. + Participating in the planning, executing,… more
- Citigroup (New York, NY)
- …first line of defense Underwriting (Credit Officer CO designation) including assessment of portfolio risk , liquidity of client positions, and credit limits, ... accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+… more
- JPMorgan Chase (Brooklyn, NY)
- …(KYC) team's technology and reporting programs, including KYC, Customer Escalations and Risk Assessment . **Job Responsibilities** + Compile and deliver monthly ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help… more
- Citigroup (Queens, NY)
- …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Bank of America (New York, NY)
- Credit Sr Officer /Credit Risk Officer -General Industrials Chicago, Illinois;New York, New York **Job Description:** At Bank of America, we are guided by a ... experience in commercial and/or corporate banking credit for Credit Risk Officer + Robust understanding of corporate...or Economics **Skills:** + Analytical Thinking + Credit and Risk Assessment + Financial Analysis + Loan… more
- Citigroup (Queens, NY)
- …a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy requirements. + Help ... The Business Risk and Control Sr Officer I...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Morgan Stanley (Purchase, NY)
- … compliance exams, incident and escalation reporting, lessons learned reviews, risk assessment of strategic and other business initiatives, business ... benefit programs. **Job:** **Wealth Management* **Title:** *Business Control Unit Risk Officer * **Location:** *New York-Purchase* **Requisition ID:** *3261773* more
- Raymond James Financial, Inc. (New York, NY)
- **Description** **Job Summary** The Senior Vice President, Chief Risk Officer for the Private Client and Asset Management business reports to the Chief Risk ... mitigation strategies. * Leads the development and implementation of risk assessment and quantification models needed to...to provide essential risk context. * Reports risk -related data including risk exposure, compliance… more
- City National Bank (New York, NY)
- **CREDIT RISK OFFICER QA/QC FIRST LINE OF DEFENSE** **WHAT IS THE OPPORTUNITY?** Provides comprehensive credit risk assessment of an assigned portfolio's ... scheduled credit review activities. **What you will do** + Credit Risk EvaluationPerforms individual credit assessment /testing of individual Wholesale lending… more
- Citigroup (Queens, NY)
- The Business Risk Senior Officer I with support...a robust Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy ... risks for our business. This role will be engaged in driving policy compliance across the Enterprise Risk Management Framework for the Wealth organization.… more
- Morgan Stanley (Purchase, NY)
- …governments, financial institutions and individuals. The VP will report to the Senior Privacy Risk Officer of the US Banks and will be responsible for supporting ... data. * Support and partner with business units, legal, risk , and compliance teams to ensure business... Risk * **Title:** *Vice President US Banks Privacy Risk Officer * **Location:** *New York-Purchase* **Requisition ID:**… more
- City of New York (New York, NY)
- …and mitigating risks across diverse technology domains, ensuring timely resolution of risk assessment tickets, and possess a relentless commitment to staying ... firewalls, IoT devices, software, custom development, and technology acquisitions. Fulfill risk assessment tickets in a timely manner, ensuring accurate… more
- City of New York (New York, NY)
- …firewalls, IoT devices, software, custom development, and technology acquisitions. Fulfill risk assessment tickets in a timely manner, ensuring accurate ... with cybersecurity requirements for various technology domains. Continuous Process Improvement in Risk Assessment : Lead initiatives to enhance the efficiency and… more
- Bank of America (New York, NY)
- Credit Risk Officer - Corporate/Commercial San Francisco, California;New York, New York **Job Description:** At Bank of America, we are guided by a common ... Telecom & Gaming a bonus **Skills:** + Credit and Risk Assessment + Financial Accounting + Issue...+ Interpret Relevant Laws, Rules, and Regulations + Regulatory Compliance + Oral Communications + Presentation Skills + Prioritization… more
- Citigroup (New York, NY)
- Job Description The Business Risk and Control Officer will have responsibility for overseeing the quality of documentation and artifacts which evidence the ... are of high quality focusing on: + Root cause assessment + Completion criteria + Dependency evaluation + Sustainability...+ Completion criteria + Dependency evaluation + Sustainability + Risk reduction + Action plan quality + Liaise with… more
- JPMorgan Chase (Jersey City, NJ)
- …the Risk Controllers organization + Execute key Compliance and Operational Risk deliverables, including Compliance Risk Assessments and Legal Entity ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at... risk . Our team focuses on four areas: Risk Identification & Assessment , Control Design &… more
- Citigroup (New York, NY)
- …and developing insights. + Carries key responsibility for Control Design Assessment (CDA) by executing CDA checklist/procedures for controls and recording results ... in Citi Risk & Control (CRC). + Owns significant portions of...(s). + Develops and drives quality-checking routines to ensure compliance with all relevant policies, operating guides, and owned… more