- Citigroup (New York, NY)
- **Job Description** Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and ... exams and relationships with examiners, auditors etc. + Knowledge of key Compliance processes- Regulatory Management, Risk Assessment , Monitoring and… more
- Citigroup (New York, NY)
- …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to ... management policy and strategic direction + Maintain AML compliance program for the business including assessment ...duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** AML Risk … more
- Citigroup (New York, NY)
- …first line of defense Underwriting (Credit Officer CO designation) including assessment of portfolio risk , liquidity of client positions, and credit limits, ... accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+… more
- American Express (New York, NY)
- … Organization is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American Express operates in a ... the way together. The Global Risk & Compliance...Governance Organization is looking for a US Consumer Services Risk Officer to lead a diverse team of… more
- Citigroup (New York, NY)
- …and escalating issues for resolution. + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self-… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr Officer I is... and Risk Appetite **Responsibilities:** + Support risk appetite assessment and material risk ... the Services business ensuring compliance with enterprise risk program requirements and associated standards + Work with...+ Work with key stakeholders to complete the quarterly risk appetite assessment including quantity, quality and… more
- JPMorgan Chase (Uniondale, NY)
- …7+ experience in credit analysis and review of commercial real estate loans, risk assessment , real estate lending in financing, credit review and analysis ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...and striving to be best-inclass. As a Lead Credit Officer in the Key Relationship Group, you will be… more
- JPMorgan Chase (Uniondale, NY)
- …review of commercial real estate loans. + Previous experience in portfolio management, loan risk grading/ risk assessment . + Strong organizational and time - ... As part of Risk Management and Compliance , you are...impact our company, customers and communities. As a Credit Officer in Portfolio Management, you should be proficient with… more
- City of New York (New York, NY)
- …and mitigating risks across diverse technology domains, ensuring timely resolution of risk assessment tickets, and possess a relentless commitment to staying ... firewalls, IoT devices, software, custom development, and technology acquisitions. Fulfill risk assessment tickets in a timely manner, ensuring accurate… more
- City of New York (New York, NY)
- …firewalls, IoT devices, software, custom development, and technology acquisitions. Fulfill risk assessment tickets in a timely manner, ensuring accurate ... with cybersecurity requirements for various technology domains. Continuous Process Improvement in Risk Assessment : Lead initiatives to enhance the efficiency and… more
- Mastercard (Harrison, NY)
- …a practical manner to the development, implementation and operation of a robust compliance framework including risk assessment , policy development, Board ... - Reports and works closely with the MTS Chief Compliance Officer to determine the effectiveness of...USA Patriot Act, and OFAC. 3 - Undertake comprehensive risk assessments to determine BSA/AML and other risk… more
- Raymond James Financial, Inc. (New York, NY)
- …advises on risk mitigation strategies. . Leads the development and implementation of risk assessment and quantification models needed to risk manage the ... to provide essential risk context. . Reports risk -related data including risk exposure, compliance...aspects of the Private Client and Asset Management . Risk assessment methodologies. . Risk … more
- Citigroup (New York, NY)
- …plans. + Update and maintain a robust Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy. + Ensure adherence to the Citi ... + Reviewing/tracking PAP renewals. Qualifications: + Significant experience in Operational Risk Management, Audit, Compliance , or other control function. +… more
- Citigroup (New York, NY)
- …vast array of products. The candidate will be a key member of Credit and Price Risk Execution in Citi Global Markets. Markets Credit and Price Risk Execution is ... establish and maintain a robust first line of defense designed to minimize risk within the business including leading critical control initiatives to mitigate … more
- Citigroup (Queens, NY)
- …sub committee, and business forum. This role will work closely with our risk management, control, and compliance organization to ensure the appropriate ... The Wealth Management Business Risk & Controls Governance Manager will lead the...Enhance our global Wealth fiduciary governance framework to drive compliance with regulatory and internal governance requirements for monitoring,… more
- NatWest Markets (Stamford, CT)
- …and transparent culture of compliance . + Activelyparticipatein the annual rules-based risk assessment process. + Keep current with industry specific emerging ... in place to mitigate the risk of non- compliance with Compliance Risk continue... Risk continue to operate effectively. The Compliance Assurance Officer will alsobe responsible forreporting… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... include participating in senior business risk and control forums, monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for...and second line of defense. Also responsible for performing risk assessment of Citi's compliance ... design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues...within the Global Markets business, in accordance with the Compliance Independent Assessment (CIA) Plan. + Act… more