- Fidelity TalentSource LLC (Jersey City, NJ)
- Job Description:Market & Collateral Risk Management - Director The Team Join Fidelity's Collateral & Market Risk Management team to help protect the firm from ... of the firm's stress testing and margining processes.Partner with Compliance to draft responses to regulatory inquiry and/or meet...of history, depending on the role. Where permitted by federal or state law, Fidelity will also conduct a… more
- VNS Health (Manhattan, NY)
- …of the review methodology.Performs utilization and quality assessment reviews to maintain compliance with Federal and State regulatory requirements. Identifies & ... Plans quality improvement activities and assures quality clinical and non-clinical compliance with regulatory authorities. Works under general direction. What We… more
- Ankura (New York, NY)
- …Conduct independent regulatory program reviews and Testing; + Drafting BSA/AML compliance programs and developing training for FinTech's and broker-dealers. + ... validation, and tuning / optimization; + Build, enhance or localize compliance programs including risk assessments, KYC, policies, procedures, internal controls, and… more
- City of New York (New York, NY)
- …the Client Responsibility within the Agency (eg, Office of Legal Affairs, Agency Medical Director ). Ensure compliance with Federal , State, and City laws and ... Job Description APPLICANTS MUST BE PERMANENT IN THE ADMINISTRATIVE DIRECTOR OF SOCIAL SERVICES CIVIL SERVICE TITLE OR BE...THE SCORE OF 100 ON THE OPEN COMPETITIVE ADMINISTRATIVE DIRECTOR OF SOCIAL SERVICES EXAM (# 1121) The Department… more
- RELX INC (New York, NY)
- … Compliance & Tax Reporting, you will report to the Director - Federal Tax. You will oversee compliance , manage and develop staff, collaborate with team ... collaborating with Group Tax and business units. + Managing federal , state, and local income/franchise tax return compliance... federal , state, and local income/franchise tax return compliance process, including acting as the main point of… more
- KPMG (New York, NY)
- **Business Title:** Director , Consumer Compliance **Requisition Number:** 118205 - 68 **Function:** Advisory **Area of Interest:** **State:** NY **City:** New ... then consider a career in Advisory. KPMG is currently seeking a Director in Consumer Compliance for our Consulting (https://advisory.kpmg.us/) practice.… more
- New Jersey Institute of Technology (Newark, NJ)
- Title: Director of IT Risk, Compliance and Governance Department: Infrastructure & Security Reports To: Executive Director for Information Security & Chief ... Summary: NJIT is seeking a highly experienced and motivated Director of IT Risk, Compliance and Governance...Essential Functions: - Design, implement, and manage a comprehensive compliance program that align with relevant federal ,… more
- Capital One (New York, NY)
- …299 Park Avenue (22957), United States of America, New York, New York Audit Director , Financial Crimes Compliance (Hybrid) Capital One's Audit function is a ... candidate will focus on all aspects of financial crimes compliance across the bank. A Director on...veteran status, or any other basis prohibited under applicable federal , state or local law. Capital One promotes a… more
- City of New York (New York, NY)
- … Director of Administration Planning Operations and Emergency Support Services, the Director of Contracts and Compliance with wide latitude for independent ... (1) Administrative Staff Analyst NMII to function as the Director of Contracts and Compliance who will:...Affairs and the Agency Chief Contracting Office ensuring program compliance with all federal , state and local… more
- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer, US Closing date for applications: 29/09/2024 Stamford,United States Permanent Full Time \#R-00241613 Share: ... (https://jobs.natwestgroup.com/jobs/14903244- director -electronic-trading- compliance -officer-us/apply?tm\_src=0) Our people work differently depending on their… more
- CUNY (New York, NY)
- Diversity Director -(HEO) Office for Diversity and Compliance **POSITION DETAILS** The Office for Diversity and Compliance provides oversight to ensure fair ... equitable recruiting processes.Reporting to the Dean of Diversity and Compliance , the Director of Diversity and Title...Ensures the College and Hunter College Campus School's (K-12) compliance with CUNY Policies, State, Federal , and… more
- Northwell Health (Lake Success, NY)
- **Req Number** 136687 Job Description As one of Northwell's Corporate Compliance Director of Audit, you will be assigned responsibility to oversee the daily ... operations of the audit department within Compliance . This is a hybrid position, requiring 2-3 days...requiring 2-3 days in the office setting. The Audit Director will manage, plan, organize and evaluate the staff… more
- KPMG (New York, NY)
- **Business Title:** Director , Markets Compliance **Requisition Number:** 118215 - 68 **Function:** Advisory **Area of Interest:** **State:** NY **City:** New ... attached link (https://assets.kpmg.com/content/dam/kpmg/us/pdf/2018/09/eeo.pdf) contains further information regarding the firm's compliance with federal , state and local recruitment… more
- TD Bank (New York, NY)
- …details for this role **Job Description:** **Preferred Qualifications:** We are looking for a Director , US Markets Compliance Advisory to join our team in NYC. ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $190,000 - $240,000 USD TD is...investment banking space, preferably in an advisory capacity. The Director will primarily focus on the management of the… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 ** Director , Global Sanctions & Financial Crimes Compliance Program Advisor** **About the Role:** ... **Responsibilities and Impact:** **The Impact:** + The Director , Global Sanctions & Financial Crimes Compliance Program Advisor will report to and work directly… more
- Citizens (New York, NY)
- …JMP Securities, Inc., Citizens institutional broker-dealer, is seeking a highly skilled Compliance Director to lead our advisory and trade surveillance efforts. ... As the Director of Institutional Equities, Options, and Fixed Income Compliance , you will be responsible for overseeing both advisory and trade surveillance… more
- City of New York (New York, NY)
- …The Bureau of Human Resources seeks to hire an Administrative Manager, NM/L-III (Senior Director , Office of Compliance Services). DUTIES WILL INCLUDE BUT NOT BE ... new and existing employees are cleared utilizing the local and federal Medicaid compliance (OMIG and HHS) databases. Reviewing tasks and standards and conducting… more
- TD Bank (New York, NY)
- …practices and insights with colleagues globally; + JD a plus The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...internal and external audits and inspections. + Interact with federal and state regulators + Analyze new regulations and… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- This Senior Director , Corporate Compliance role is a strategic and dynamic role serving as a Compliance Navigator/Advisor to various areas of the business, ... day-to-day risk assessment and management to help support the vision for Compliance at Regeneron, by embedding ethical and risk-informed decision-making into the… more
- ARAMARK (Bronx, NY)
- **Job Description** Aramark Healthcare+ is seeking candidates for a Director of Engineering Code Compliance position at BronxCare Health System, located in ... Bronx, NY. Responsible for the day-to-day management of Code Compliance for the Engineering Department as it relates to...as well as all Authorities Having Jurisdiction. Assists the Director of Engineering with facility projects and concerns as… more
