- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer, US Stamford,United States Permanent Full Time \#R-00241613 Share: ... to ensure the proper operations of the department and the business. ** Director , Electronic Trading Compliance Officer, US** Seeking an experienced… more
- Morgan Stanley (New York, NY)
- …(M/F/Disability/Vet). **Job:** **Investment Banking/Sales/ Trading /Research* **Title:** *IED - Electronic Trading Business Controls- Executive Director * ... * Electronic Trading Business Controls * ...stakeholders including Product Management, Traders, Client Coverage, Legal and Compliance , Technology, Operations, Desk Strategists, Quantitative Research, Clients and… more
- Wells Fargo (New York, NY)
- …join our Wells Fargo Securities "Markets" COO Group that will support the Electronic Trading and Product Management organization. The individual will collaborate ... groups. **In this role, you will:** + Develop strategic vision across all Electronic Trading and Product Business Frameworks to ensure consistency and efficiency… more
- Citigroup (New York, NY)
- …distribution is a senior level position responsible for overseeing the growth of Rates electronic trading , in coordination with the Trading team. The overall ... share objectives and to coordinate with key stakeholders to develop the trading franchise. **Responsibilities:** + Build and maintain a franchise and connect with… more
- Scotiabank (New York, NY)
- Director , Electronic Execution Services Sales, Global Equities **Requisition ID:** 209208 **Salary Range:** 300,000.00 - 300,000.00 _Please note that the Salary ... committed to results, in an inclusive and high-performing culture. **Title: Director , Electronic Execution Services Sales, Global Equities** **Global Banking… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... Role:** **Grade Level (for internal use):** 13 **The** **Role:** Director of Data Science - NLP, LLM and GenAI...monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance… more
- S&P Global (New York, NY)
- …Level (for internal use):** 12 **_The_** **_Role:_** **_Regional Commercial Associate Director - Regulatory Compliance_** **The Team:** This commercial position is ... part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of Documentation and Regulatory Solutions, you will work… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... **The Team:** S&P Global Ratings is seeking an Associate Director to join its Structured Finance practice, which provides...for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... to transform risk management. We are seeking an **Associate Director of Generative AI Platform Engineering** to join our...align with business requirements. + Implement security measures and compliance standards of the platform and APIs to ensure… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... the Role:** **Grade Level (for internal use):** 12 **The** **Role:** Associate Director , US Public Finance - **Cross Analytic Practice Expertise (CAPE)** **The… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... Reporting to the Global Head of Ratings Strategy, the Director of Strategy and Business Transformation will be responsible...for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... and virtual days. **Responsibilities and Impact:** As an Associate Director of Software Engineering at Ratings division you will...for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... **Grade Level (for internal use):** 12 **The** **Role:** Associate Director of Data Science - NLP, LLM and GenAI...for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... 11 **About the Role:** We are seeking a Lead/Associate Director of ML & MLOps Engineering - GenAI to...for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... their great personalities all the time. **The Role:** The Director - Private Markets is responsible for supporting the...for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... **About the Role:** **Grade Level (for internal use):** 12 **The** **Role:** ** Director , Sales: Structured Finance, North America** **The Team:** The S&P Global… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... (for internal use):** 12 **S&P Global Ratings - Commercial** **The** **Role:** ** Director , Sales: Project Finance & Infrastructure** **The Team:** The S&P Global… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... detailed reviews of legal and operating documents to ensure compliance with criteria and identify issues with the transaction...for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts...of interest. Employment at S&P Global is contingent upon compliance with the Policy. **Equal Opportunity Employer** S&P Global… more
- Trexquant Investment (Stamford, CT)
- …as PF, 13F etc.) + Reports to the CCO and works closely with the Compliance Director , Corporate Counsel and technology teams. Requirements + 4-8 years of prior ... join our team and become a manager of platform compliance for a systematic investment firm (for private funds)...with other members of the team and consultants. + Electronic Filings Process Development - review and support processes… more