• Regulatory Reporting Quality…

    Mizuho Corporate Bank (New York, NY)
    …materials for various forums for issue escalations. You have an expertise in both financial and regulatory reporting pertaining to financial ... reporting process . + Maintain up-to-date knowledge of financial and regulatory reporting requirements and offer recommendations to enhance controls and… more
    Mizuho Corporate Bank (10/31/24)
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  • Software Engineer for Regulatory

    MUFG (Jersey City, NJ)
    …experience in Banking & Financial Services sector + 5+ years' experience in Regulatory Reporting function using **Axiom SL** + 5+ years of experience in data ... member of our recruitment team will provide more details. **Job Summary:** The Regulatory Reporting Technology is critical function that supports the … more
    MUFG (10/24/24)
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  • Liquidity Regulatory Reporting

    Mizuho Corporate Bank (New York, NY)
    …deep knowledge of financial regulations, and a proven track record in regulatory reporting . Additionally, the candidate will play a crucial role in helping ... certifications (eg, CPA, CFA) is preferred. + 5-7 years of experience in financial reporting , regulatory reporting , or a related field. Proven ability… more
    Mizuho Corporate Bank (11/05/24)
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  • Finance Regulatory Engagement Analyst…

    Citigroup (New York, NY)
    …The Finance Regulatory Engagement & Oversight Analyst for communications and reporting contributes to the directional strategy of regulatory engagement and ... **About the Team** The Finance Regulatory Engagement & Oversight team works closely with...on following risk management and controls practices and internal reporting protocols. **Responsibilities:** Contributes to the engagement and oversight… more
    Citigroup (09/27/24)
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  • Reporting & Automation Developer…

    MUFG (New York, NY)
    …the following, Risk and Control Self-Identified Assessment (RCSA), Risk Management, Financial Management, Continuous Control Testing, Tableau Reporting , ETL, ... as Power Apps, Power Automate and Power BI for reporting + Must have the ability to construct and...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
    MUFG (11/05/24)
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  • Wealth Management Finance, Director/ AVP

    Morgan Stanley (Purchase, NY)
    …and its senior management team. Finance is responsible for overseeing the accounting and financial and regulatory reporting for the Firm. They prepare ... ensuring all resources are entered into the project tracking tool for accurate financial reporting >Assist in documenting project status to senior management… more
    Morgan Stanley (10/07/24)
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  • Global Broker-Dealer Legal Entity Treasury…

    Citigroup (New York, NY)
    …Global Broker-Dealer Legal Entity Treasury team is seeking a highly qualified AVP candidate to support Broker-Dealer funding, capital and liquidity management and ... of funding, liquidity and capital needs (end of day and intraday), regulatory engagement, forecasting and analysis of key metrics, funding planning and execution… more
    Citigroup (09/12/24)
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  • AVP UHNW Lending Specialist

    Morgan Stanley (New York, NY)
    Morgan Stanley ("MS") is a global financial services firm that conducts its business through three principal business segments-Institutional Securities, Wealth ... Management, and Asset Management. Wealth Management provides comprehensive financial advice and services to its clients including brokerage, investment advisory, … more
    Morgan Stanley (10/31/24)
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  • Global Markets Risk Manager ( AVP /VP)…

    Bank of America (New York, NY)
    Global Markets Risk Manager ( AVP /VP) - Mortgages and Securitized Products New York, New York **Job Description:** At Bank of America, we are guided by a common ... purpose to help make financial lives better through the power of every connection....This job is responsible for the analysis, monitoring and reporting applicable market related risks taken within Global Mortgages… more
    Bank of America (09/12/24)
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  • Business Risk and Internal Controls, AVP

    Morgan Stanley (Purchase, NY)
    …and manage wealth. These services include brokerage and investment advisory, financial and wealth planning, credit and lending, cash management, annuities and ... operating effectively in preparation for all audits, compliance exams, and regulatory inquiries. * . *Risk Mitigation*- Proactively engage appropriate stakeholders… more
    Morgan Stanley (10/15/24)
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  • Corporate Tax Compliance Associate/ AVP

    Mizuho Corporate Bank (New York, NY)
    Position Overview: Position Overview: The Corporate Tax Compliance Associate/ AVP will support the Director of Compliance in managing the company's tax compliance, ... This role focuses on ensuring the accurate calculation and reporting of tax compliance and tax provision . Key...deferred tax assets and liabilities. + Assist in preparing financial statement disclosures, including tax footnotes and effective tax… more
    Mizuho Corporate Bank (09/12/24)
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  • AVP , Financial Solutions…

    Citigroup (New York, NY)
    …**Responsibilities:** + Contributes to the design, roll-out and governance of financial solutions, including: + Participates in formulating and setting strategic ... Finance processes + Participates in assessing and incorporating changing business, regulatory and market information needs into finance processes and applications +… more
    Citigroup (08/13/24)
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  • Data Governance & Controls - AVP

    MUFG (Jersey City, NJ)
    …process for in scope controls + Understand and apply familiarity with Risk and Regulatory Reporting and Financial Crimes processes and Enterprise Metadata ... within the Bank with a focus on Risk and Regulatory Reporting under the Data Management Integrated...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
    MUFG (10/31/24)
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  • Compliance Testing, Global Markets, AVP

    Citigroup (Jersey City, NJ)
    …and reporting activities. + Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities. ... internal or external auditing, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a… more
    Citigroup (10/22/24)
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  • Cyber Security Technical Advisor (GRC)…

    MUFG (Jersey City, NJ)
    …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
    MUFG (10/17/24)
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  • AVP , Senior Compliance Surveillance…

    Citigroup (Jersey City, NJ)
    …NASDAQ SMARTS is desirable. **Education:** + Bachelor's degree; experience in a financial services firm, regulatory organization, or legal/consulting firm, or a ... a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is… more
    Citigroup (10/08/24)
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  • Sr. Java Developer - AVP

    MUFG (Jersey City, NJ)
    …Capital Markets systems and Business users (Front Office, Operations, Middle Office, Regulatory Reporting , etc.). + Troubleshoots issues and problems, comes up ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
    MUFG (10/23/24)
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  • Compliance Senior Analyst ( AVP ) - Control…

    Citigroup (Jersey City, NJ)
    …certifications desirable **Education:** + Bachelor's degree or equivalent experience financial services firm, regulatory organization, or legal/consulting firm, ... barriers and insider trading/dealing risk, and guidance on related regulatory requirements and internal policies and procedures. **Responsibilities:** + Assisting… more
    Citigroup (11/09/24)
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  • Capital Planning Quant Modeling & Analytic…

    MUFG (New York, NY)
    …who has a background in investment banking products in a capital planning and/or regulatory reporting capacity. This person will be skilled in capital analysis ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
    MUFG (11/05/24)
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  • IT Risk Developer - AVP

    MUFG (New York, NY)
    …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...Office Investment banking experience. + Experience of Market Risk reporting (eg VaR) + Experience of Credit Risk … more
    MUFG (11/05/24)
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