- Morgan Stanley (New York, NY)
- …onboarding and enhanced due diligence processes for Morgan Stanley. Position Overview The Head of Policies , Procedures, and Training will be responsible for ... designing, implementing, and overseeing the organization's policies and procedures to ensure compliance with internal and external regulations. This individual… more
- Morgan Stanley (New York, NY)
- …and enhanced due diligence processes for Morgan Stanley. *Primary Responsibilities * The Head of Policies , Procedures, and Training will be responsible for ... designing, implementing, and overseeing the organization's policies and procedures to ensure compliance with internal and external regulations. This individual… more
- TD Bank (New York, NY)
- …and disseminating regulatory developments to businesses they support, maintaining Compliance policies , managing complaints and regulatory filings, providing ... as needed, and providing advice and support, as required. **Job Details:** The Head of Compliance , Trade Surveillance and Communications, TDS (US) reports to… more
- Scotiabank (New York, NY)
- Senior Manager, Head of Volcker Compliance **Requisition ID:** 206763 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... Index and other Volcker artifacts. + Draft and update policies and procedures related to Volcker Rule compliance... policies and procedures related to Volcker Rule compliance . + Review new business initiatives being introduced in… more
- Citigroup (New York, NY)
- …+ Overseeing the design, development, delivery, and maintenance of best-in-class Compliance , programs, policies , and practices and sets strategic ICRM ... Serves as key credit cards product and unsecured lending compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) responsible… more
- SMBC (New York, NY)
- …supports interaction between the Functions and 2nd LoD, including Risk Management and Compliance . Head of Functions Control Officer oversees each Functional area ... offers a competitive portfolio of benefits to its employees. **Job Summary** The Head of Functions Control Officer is a leader, change agent, and risk management… more
- Morgan Stanley (New York, NY)
- …Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. If you are passionate about financial crimes prevention, ... right team for you. *Your Key Responsibilities* As the Head of GFC Banks Advisory, you will be responsible...First Line Financial Crimes, GFC and the Legal and Compliance Division to ensure appropriate execution of the US… more
- International Rescue Committee (New York, NY)
- Requisition ID: req55424 Job Title: Head of Finance, Resettlement Asylum & Integration Sector: Finance Employment Category: Regular Employment Type: Full-Time ... journeys, and in their new homes. JOB OVERVIEW The Head of Finance, RAI at IRC offers an exceptional...and mitigate material risks to financial performance, management, and compliance within RAI. * Maintain visibility on major audits,… more
- International Rescue Committee (New York, NY)
- Requisition ID: req55278 Job Title: Head of Finance, Crisis Response Recovery & Development (CRRD) Sector: Finance Employment Category: Regular Employment Type: ... & Planning and People & Culture. JOB OVERVIEW The Head of Finance, CRRD at IRC offers an exceptional...and mitigate material risks to financial performance, management, and compliance within CRRD. * Maintain visibility on major audits,… more
- SMBC (New York, NY)
- …and Testing, and Regulatory Change Management is a crucial role within the Compliance Department, reporting directly to the Head of Corporate Compliance ... . This role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management. Additionally, the… more
- HSBC (New York, NY)
- …and HSBC Group policies and requirements, fostering a strong risk and compliance culture + Demonstrate strong HSBC values and upholding and promoting the image ... communities and the planet we all share. As the Head of Trust & Fiduciary Services ("TFS") United States;...of the business + Oversee the annual tax compliance and reporting for all relevant US trusts For… more
- Citigroup (New York, NY)
- …stakeholders including Front Office Sales and Trading Desks, Banking Deal teams, Compliance , Legal, Finance and HR; alongside having significant interaction with our ... whilst in a fast-paced workplace. We comply with global regulations and internal policies and adopt a proactive approach to identifying opportunities to reduce risk… more
- Equitable (New York, NY)
- …the way the organization is administered and controlled; ability to ensure compliance with governance guidelines and policies . **Results Orientation:** Knowledge ... Head of Credit Investments, General Account ( 240000EN...Infrastructure Debt. Monitor performance of these managers and ensure compliance with portfolio investment guidelines. Handle ad-hoc projects and… more
- MUFG (New York, NY)
- …to data privacy and protection, and implementing appropriate changes to existing policies , standards and compliance programs based on legal and regulatory ... more details. MUFG is seeking a Vice President and Head of the Americas Data Privacy and Protection Office...of Americas DPPO leads the data privacy and protection compliance team for MUFG Americas, including the US, Canada,… more
- Citigroup (New York, NY)
- The NAM Head of CitiService Delivery for Securities Services will be responsible for execution on standing up the target operating model for CitiServices in NAM ... well as internal stakeholders across multi products. This role will report into the Head of CitiService for the Securities Services in Operations and will be part of… more
- Citigroup (New York, NY)
- …issue identification and comprehensive remediation Key Responsibilities Reporting directly to the Global Head of ORM, the responsibilities for the ORM Head for ... Security and Investigative Services, Legal, Independent Risk Management, and Independent Compliance Risk Management. Evaluates aggregated risk profile for each of… more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. **Job Description:** The Head of Global Sanctions Controls reports into MUFG Bank's Global Head of ... across the globe + Partner with global and regional compliance teams as well as first line of defense...institution + Ability to draft, oversee and implement global policies and procedures + Experience managing large teams, cross-functionally… more
- City National Bank (New York, NY)
- … compliance with regulatory requirements, industry standards, and internal policies throughout the project lifecycle. 20. Implement risk management strategies and ... ** HEAD OF LENDING & CORPORATE FUNCTIONS TECHNOLOGY** **WHAT...implementing corrective actions as needed. 17. **Risk Management and Compliance :** 18. Identify, assess, and mitigate risks across the… more
- Guardian Life (New York, NY)
- Our Head of Annuity Marketing will lead marketing strategy and support for the annuity line of business, reporting to the Head of Product and Enablement ... implement with excellence. Key partners include Product Development, Distribution, Compliance , Legal, Technology, and outside vendors. **Responsibilities:** + Responsible… more
- Guardian Life (New York, NY)
- The Head of Wealth Management Marketing will own the strategic planning, development, and execution of marketing initiatives for our Wealth Management division. This ... Key partners include Line of Business teams, Marketing, Communications, Compliance , Legal, and Digital. This position reports to the..., Legal, and Digital. This position reports to the Head of IM Marketing Strategy, who, in turn, reports… more