• Head of Product , Regulatory

    S&P Global (New York, NY)
    …Role:** **Grade Level (for internal use):** 14 **The** **Role** **:** Head of Product , Regulatory & Compliance **The Team** : The Enterprise Solutions ... an experienced Executive Director of Product Management to lead the Regulatory & Compliance product team. To be successful in this role, a seasoned… more
    S&P Global (12/12/24)
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  • SVP / NAM Syndicate Operations Head

    Citigroup (New York, NY)
    …be to: + Deliver an effective control framework that fully meets Audit, Compliance and Regulatory requirements. + Accountable for integrity of operational ... 60 Countries; covering all front post execution Operations teams including product aligned Middle Office groups, Settlements, Margin, Asset Servicing, Listed… more
    Citigroup (12/05/24)
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  • Head of Software Engineering - Data…

    S&P Global (New York, NY)
    …with infrastructure teams to manage AWS environments effectively. + Lead technology audit compliance efforts in line with regulatory requirements. + Stay current ... **About the Role:** **Grade Level (for internal use):** 14 ** Head of Software Engineering: Data Platforms** The Head...cloud-based software development (AWS or Azure) and partnering with Product Management in an agile SDLC. + Experience in… more
    S&P Global (12/06/24)
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  • Director - Head of Global Sanctions…

    MUFG (New York, NY)
    …A member of our recruitment team will provide more details. **Job Description:** The Head of Global Sanctions Controls reports into MUFG Bank's Global Head of ... across the globe + Partner with global and regional compliance teams as well as first line of defense...guidance or training may be required due to evolving regulatory landscape. + Provide sanctions subject matter expertise and… more
    MUFG (11/07/24)
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  • Head , Clinical Data Management

    Regeneron Pharmaceuticals (Tarrytown, NY)
    …review, emerging data collection technologies, etc.) + Prepare for and facilitate regulatory audits and inspections, ensuring readiness and compliance . _Data ... The Head of Clinical Data Management (CDM) is fully...and reliable clinical data to enable internal decision making, regulatory approval, and market acceptance. The incumbent interacts with… more
    Regeneron Pharmaceuticals (11/09/24)
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  • Head of Risk Identification

    Raymond James Financial, Inc. (New York, NY)
    …contact with senior executives and some with external auditors and regulatory authorities. **Essential Duties and Responsibilities** * Develop and implement risk ... risk inventory. * Prepares appropriate RJF Risk Committee, Executive Committee, and regulatory reports. * Works across all levels of the organization (1 st… more
    Raymond James Financial, Inc. (12/07/24)
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  • Director, US Head of Market Structure

    BlackRock (New York, NY)
    …Our clients can access our investment solutions through a variety of product structures, including individual and institutional separate accounts, mutual funds and ... team is responsible for leading Global Trading's strategic response to commercial, regulatory and technology driven changes in capital markets. The team engages… more
    BlackRock (11/27/24)
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  • Mid-Corporate Consumer Products & Retail Industry…

    Citigroup (New York, NY)
    …ensuring the proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at ... Drive innovation on the solutions we provide clients through partnerships with product specialists and subject matter experts, while structuring deals that balance… more
    Citigroup (10/25/24)
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  • Regional Commercial Associate Director…

    S&P Global (New York, NY)
    …This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of Documentation and ... that span client reference data collection and management, client lifecycle management, regulatory compliance , and document management. + ** Regulatory more
    S&P Global (10/24/24)
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  • Regulatory Affairs Associate - (Quality/…

    Englewood Lab, Inc (Totowa, NJ)
    …Affairs Department: Quality/ Regulatory Responsibilities: + Assist the Manager of Regulatory Affairs to create and collate product master files (dossiers), ... statement, other global jurisdictions, etc. (as applicable). + Ensure compliance to all SOPs and other regulatory ...Cosmetic listings, etc.), under the direct supervision of the Head of Quality/ Regulatory . + Assist the Manager… more
    Englewood Lab, Inc (12/11/24)
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  • Senior Manager, US Finance & Regulatory

    Scotiabank (New York, NY)
    …close, financial and management reporting, booking model, financial projection and analysis, regulatory reporting, and product control under GAAP and IFRS. + ... mix of securities, loans, and derivatives. + A thorough understanding of financial/ regulatory and compliance policies and procedures + Possess an adequate… more
    Scotiabank (11/23/24)
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  • Group Product Manager, Enterprise Security…

    Intuit (New York, NY)
    Product Management organization and drive our Enterprise Security & Compliance product strategy and execution across key domains, including Governance, ... Risk, and Compliance (GRC), Application Security, Third Party Security, Workforce Identity,...In this role, you will manage a team of product managers, collaborating closely with engineering, design, and cross-functional… more
    Intuit (10/23/24)
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  • Regulatory Affairs Strategy…

    Morgan Stanley (New York, NY)
    …potential gaps/conflict and path to resolution -Provide overall support to Global Head of Regulatory Affairs -Manage/oversee contingent resources Skills required ... of our culture. Department Profile Professionals within Legal and Compliance provide a wide range of services to our...complex and sensitive cross-border transaction; advise on a new product introduction; develop a training program or defuse an… more
    Morgan Stanley (11/28/24)
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  • Technical Product Manager for Customer…

    MUFG (Jersey City, NJ)
    …dynamic individual to join as a Technical Product Manager for Customer & Compliance reporting directly to Head of Planning & Strategy for Enterprise Data ... a concise, logical, and understandable way in supporting the product owners. The successful candidate must be able to...Acumen:** + Must have experience in one or more Compliance domains including AML, KYC, Sanctions Screening + Must… more
    MUFG (10/30/24)
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  • TTS Core Accounts - In Business Product

    Citigroup (New York, NY)
    …ensure compliance with policies and procedures. + Establish New Product /Activity Due-Diligence and Change Management best practices and continuously improve each ... Manager, SVP reports to the Core Accounts Global CRM Head . This role will lead the implementation of end-to-end...regulatory changes through diligence across the business on compliance with regulatory changes. + Coordination with… more
    Citigroup (12/20/24)
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  • Product Management - Transformation Analyst

    Bank of America (New York, NY)
    …is responsible for defining, providing and overseeing analytical processes for highly complex regulatory reporting for one or more operations product teams. Key ... reports - with the overall goal of centralizing and standardizing regulatory reporting across Global Market Operations. The Product management function… more
    Bank of America (12/18/24)
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  • Product Underwriting Legal - Product

    AIG (New York, NY)
    Product Underwriting Legal team as Product Counsel in the Global Legal, Compliance and Regulatory (GLCR) department at AIG. The Product Underwriting ... business initiatives. This position ultimately reports to the Global Head of Underwriting and Reinsurance Legal within AIG's legal...GLCR colleagues to address legal, regulatory and compliance issues of all types related to product more
    AIG (12/07/24)
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  • Vice President, Broker-Dealer Private Side…

    SMBC (New York, NY)
    …as either a member or observer of various committees such as the New Product , Underwriting, Risk Management, Compliance , IT Risk and Training committees. The ... planning within area of expertise. Reports directly to the Head of Private Side Compliance Advisory for...Nikko Securities Inc. **Role Objectives** + Assists in providing regulatory and compliance advice, identifying training needs,… more
    SMBC (10/30/24)
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  • Privacy Risk and Compliance Manager

    Meta (New York, NY)
    …8. Develop and deliver compliance training programs 9. Support regulatory compliance efforts including controls testing, certifications, risk assessments, ... complexities head -on, to help design and build continuous operational compliance practices throughout the company while representing our users and their privacy… more
    Meta (12/05/24)
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  • Vice President, Compliance Monitoring…

    SMBC (Jersey City, NJ)
    …to support monitoring and testing engagements to validate the efficacy of regulatory compliance internal controls. The candidate should have functional knowledge ... the consolidation and reporting of results within local and Head Office reporting. + Develop annual compliance ...management and maintain solid working relationships. + Maintains a regulatory compliance risk mindset to understand underlying… more
    SMBC (12/17/24)
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