- Citigroup (New York, NY)
- The Head of Global Regulatory Engagement (GRE) will report directly to the Citibank, National Association and North America Chief Operating Officer. This ... application of centrally developed standards, while providing effective regulatory engagement leadership across the organization. The Head of GRE plays… more
- SMBC (New York, NY)
- …Description** The Head of Risk Assessment, Monitoring and Testing, and Regulatory Change Management is a crucial role within the Compliance Department, reporting ... directly to the Head of Corporate Compliance. This role is tasked with...key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management. Additionally, the position oversees the Risk… more
- Citigroup (New York, NY)
- Reporting to the Head of Resolution & Recovery Planning (RRP), the Head of RRP Regulatory Submissions is responsible for leading and providing oversight and ... experts (SMEs) to prepare RRP submissions aligned with senior management and regulatory requirements and expectations. **Responsibilities** + Lead the Regulatory … more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 14 **The** **Role** **:** Head of Product, Regulatory & Compliance **The Team** : The Enterprise ... sell-side, and corporate clients with industry-leading software, data and services. Our Regulatory & Compliance ecosystem is comprised of products that help our… more
- Citigroup (New York, NY)
- …consensus and influence relationships across a wide range of audiences. Responsibilities: + Engagement Head into Enterprise CDO + **Collaborate on Development of ... + The Data Governance Head for Risk is a senior level role...Data Quality Management and Data Adjustment Reduction, Data Governance, Regulatory and Internal Audit engagement and Risk… more
- Citigroup (New York, NY)
- …and Securities Services (MSS). The NAM/WE Diverse Financials Group Credit Underwriting Head ("NAM/WE Diverse Financials Group Credit Underwriting Head ") manages ... for all underwriting activities, in partnership with Banking and Risk. The Head also provides Industry/sub-sector knowledge and best practices into the EM Regions.… more
- Citigroup (New York, NY)
- …and drive strategy across our industry. **Job Purpose** The Nam Syndicate Operations Head will report to the Global Syndicate Operations Head , leading the ... & Deal Final Settlement; Front to Back Controls and Deal related Regulatory Filings and exception management. **Organizational Oversight:** This remit spans both… more
- Citigroup (New York, NY)
- Reporting to the Head of Resolution & Recovery Planning (RRP), the Head of RRP Non-Financial Capabilities, Controls, and Testing is responsible for providing ... the testing of capabilities. This also includes ensuring capabilities meet regulatory requirements, Citi's expectations, as well as peer practices. This individual… more
- Citigroup (New York, NY)
- **HR Controls Testing Head Director** Human Resources ("HR") is a global organization comprised of more than 4,000 professionals providing strategic human capital ... by HR. This position reports to the HR Controls Head within the HR organization and works closely with...controls testing and adapts them for application with frequent engagement to senior managers at Director or Managing Director… more
- Citigroup (New York, NY)
- …remediation/transformation programs to achieve intended results + Strong, direct experience in regulatory engagement + Ability to respond to challenges with ... issue identification and comprehensive remediation Key Responsibilities Reporting directly to the Global Head of ORM, the responsibilities for the ORM Head for… more
- Mizuho Corporate Bank (New York, NY)
- …recover from disruptions to business operations, the firm is recruiting for a Head of Operational Resilience - Managing Director. Given the breadth of the program, ... the regulatory visibility, and necessary interaction with senior leadership and...recover experience required + 3+ years of resolution planning engagement and support experience desired + A strong leader… more
- HSBC (New York, NY)
- …Delivering a cohesive and effective strategic overview that meets global regulatory requirements whilst offering quantitative and qualitative insight to support ... challenge processes and regional governance activities for group and regional exercises. As our Head of Financial Planning & Analysis, US & Americas you will: + Lead… more
- JPMorgan Chase (New York, NY)
- …Off Balance Sheet Capital (OBS) and Real Estate Banking (REB). **Job summary** As the Head of Real Estate Banking (REB), reporting to the Head of Commercial Real ... locations, driving a diverse and inclusive culture focused on high employee engagement and retention + Develop and implement business strategy, and influence change… more
- Citigroup (New York, NY)
- …requires independent action with the ability to build high performing teams, effective regulatory engagement and C-suite level interaction. A proven track record ... This Managing Director level role as Head of Business Initiatives and Execution reports directly...all (1st, 2nd and 3rd) lines of defense. The Head of Business Initiatives and Execution will need to… more
- TD Bank (New York, NY)
- …for this role. **Line of Business:** Product Management **Job Description:** The Head of Consumer Deposit Pricing & Portfolio Optimization establishes and manages ... as well as non-interest income analysis and decisions based on customer needs, regulatory changes, and guidance, all while focused on driving customer and revenue… more
- CIBC (New York, NY)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** The ** Head of US Infrastructure Transformation** will lead the bank's ... continuous improvement, innovation, and accountability within the team. Stakeholder Engagement : + Communicate infrastructure transformation goals, project progress, and… more
- Citigroup (Queens, NY)
- The Head Universal Banker is responsible for providing exceptional service delivery to our internal and external customers in coordination with the Branch team. The ... with Citibank policies, standards, operational controls, including legal, corporate, and regulatory procedures to ensure the safety and security of customer and… more
- SMBC (New York, NY)
- …& procedures, establish a robust control framework/infrastructure and ensure alignment to regulatory requirements. *This position will be required to be on-site in ... and global initiatives related to the Nikko Fixed Income business and ensure regulatory requirements are met + Coordinate audit and audit related functions for… more
- Wells Fargo (New York, NY)
- …legal professionals to drive business results through leadership effectiveness and employee engagement ; to contribute to broad Enterprise strategy with a One Wells ... providing general legal advice and support in connection with risk and regulatory issues + Understanding of complex business activities and operations and strong… more
- SMBC (New York, NY)
- …sustainability programs, evaluate progress, understand external expectations, support regulatory disclosures, respond to external inquiries, and amplify success ... methods monitor future trends and incorporate expert feedback + Monitor regulatory landscape for Americas Division research emerging issues and support readiness… more