- MUFG (Jersey City, NJ)
- …management team objectives * Assist with end-to-end process for technology findings management , including roles and responsibilities across remediation and ... those gaps are addressed. In this role you will be responsible for management /oversight of Technology Findings , Exceptions and Policy Variance Management .… more
- Mizuho Corporate Bank (New York, NY)
- …tax laws and regulations. + Prepare documentation to support tax positions and communicate findings to management . + Tax Audits & Queries: + Assist in managing ... Position Overview: The Corporate Tax Compliance Associate/ AVP will support the Director of Compliance in...Reporting & Documentation: + Prepare comprehensive tax reports for management and Head Office. + Organize and maintain permanent… more
- Citigroup (New York, NY)
- …for senior management and Citigroup Board of Directors, synthesizing key findings of team analyses and recommendations. + Raise and present key findings ... of the function and overall business. Evaluates moderately complex and variable issues with substantial potential impact, where development of an approach/taking of… more
- Mizuho Corporate Bank (New York, NY)
- …Risk Department, as a 2nd line of defense organization, provides common risk management oversight and services to all businesses and legal entities across Mizuho US ... as well as meeting regulatory expectations and requirements. The Non-Financial Risk Management (NFRM) Team (formerly Operational Risk Management ) has built… more
- Citigroup (Jersey City, NJ)
- …supporting documentation and data including media and transaction including documenting review findings for Compliance and Business management review. Follow up ... and Suspicious Activity Reports (SARs) where appropriate. Make recommendations to senior management on next course of action - either relationship retention or… more
- Morgan Stanley (Purchase, NY)
- …Crimes Governance Support AVP will be responsible for managing the firm's issues and action plans in relation to Financial Crime risk. *The **Financial Crimes ... related action plans arising from regulatory exam/monitoring, Audit exam, and GFC Testing findings , as well as Self-Identified Issues * Monitor, track and… more
- Family and Children's Association (Mineola, NY)
- …follow-up activities, creating comprehensive, succinct, and timely audit reports that document findings and improvement plans. + In collaboration with the division ... AVP , make recommendations for correcting deficiencies and monitoring implementation...taking minutes and circulating minutes. + Oversee the Incident Management and reporting process including tracking incidents, facilitating quarterly… more