- HSBC (New York, NY)
- …holder should understand their position within Three Lines of Defense and operate within operational risk policy, escalating in a timely manner where they are ... Trading Brand: HSBC Area of Interest: Investment Banking, Markets , and Research Location: New York, NY, US, 10001...awareness of the same + Maintain awareness of the Operational Risk scenario associated with the role… more
- SMBC (New York, NY)
- …connectivity, and execution algorithms. + Drive initiatives to enhance performance, reduce operational risk , and improve trader experience. + Promote data-driven ... enhancements and low-latency architecture. + Act as the primary liaison between trading desks, algo teams, risk , and technology to capture requirements and… more
- SMBC (New York, NY)
- …valuation processes, and risk models to ensure accuracy, compliance, and operational efficiency across global markets . **Role Objectives** + Define and own ... roadmap for trade capture and valuation platforms, aligning with trading , risk , and regulatory objectives. + Prioritize... analytics. + Drive initiatives to enhance performance, reduce operational risk , and improve trader experience. +… more
- SMBC (New York, NY)
- …data, and quantitative modeling. + Drive initiatives to enhance performance, reduce operational risk , and improve trader experience. + Promote data-driven ... critical in providing foundational data and analytics that enable accurate pricing, risk assessment, and trade decision-making across global markets . **Role… more
- HSBC (New York, NY)
- …business practices. + Seeking a candidate with exceptional knowledge of equities markets including trading system and technologies, rules and regulations, risks, ... US Equities Compliance, SVP Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001...position is in the Regulatory Compliance department covering the Markets & Securities Services division of HSBC (US) and… more
- SMBC (New York, NY)
- …and regulatory requirements. + Prioritize features that improve automation, reduce operational risk , and enhance straight-through processing (STP). + Champion ... systems, and reconciliation tools. + Drive initiatives to enhance performance, reduce operational risk , and improve user experience for operations teams. +… more
- SMBC (New York, NY)
- …and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in ... Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- Neuberger Berman (New York, NY)
- …, portfolio construction, compliance). + Familiarity with investment guideline oversight, investment risk , and operational risk frameworks. + Technical ... design, documentation, and delivery-partnering closely with portfolio managers, traders, risk , operations, engineering, and strategic vendors to build high-quality,… more
- NatWest Markets (Stamford, CT)
- …derivatives solutions for a corporate client base + Support and maintain a robust risk control environment + Accurately book all trading activities within the ... within guidelines and policies, covering (but not exclusive to) market , operational , credit, conduct and regulatory risks...required to establish close working relationships globally across Capital Markets and Sales & Trading businesses as… more
- Tradeweb (Jersey City, NJ)
- **Company Description** Tradeweb is a global leader in electronic trading for rates, credit, equities, and money markets . As financial markets become ... increasingly interconnected, our technology enables efficient, multi-asset trading on a global scale. We serve more than...performing vendor risk assessments and ongoing vendor risk monitoring and providing operational support.This role… more
- SMBC (White Plains, NY)
- …+ Investigations of failed settlements from detection to resolution. + Mitigation of operational risk and timely escalation. + Understand and ensure compliance ... of Derivative Operations, supporting the daily settlements processes for SMBC Capital Markets derivative trading business, as well as providing support for… more
- MUFG (New York, NY)
- …recruitment team will provide more details. **Job Summary:** The VP of Markets and Trading Operational Risk Management reports directly to the Head of ... Markets and Trading Operational Risk Management. The Operational Risk Management department is responsible for the management of the … more
- JPMorgan Chase (New York, NY)
- …+ Manage control-related activities and partner effectively with colleagues. + Advise on operational risk associated with market making, structuring and ... + Deep understanding of Markets Sales or Trading businesses. + Experience in operations, operational ...or Trading businesses. + Experience in operations, operational risk management, business controls, sales, … more
- JPMorgan Chase (New York, NY)
- …oversee all aspects of the execution product suite, including portal strategy, algorithmic trading , analytics, risk management, market access, and post-trade ... strategy, including portal enhancements, algorithmic trading capabilities, analytics, risk management frameworks, market access, and post-trade service… more
- Bank of America (New York, NY)
- …processes. Work with other groups as needed, including Middle Office, Sales and Trading , Technology, Compliance, Operational Risk , and Enterprise Capital ... of all aspects of risk , including strategic, market , credit, compliance, liquidity, operational , model and...+ Familiarity with one of the following areas - Trading , Consumer Banking, Wealth Management, Transaction Banking + Understanding… more
- CIBC (New York, NY)
- …fixed income, currency, and commodity markets . The team partners closely with trading , sales, and risk management functions to develop and support electronic ... reliable, scalable, and low-latency solutions that support the bank's trading and risk management objectives. The successful...Income Markets : Solid understanding of Rates products, trading lifecycle, and market conventions. + Order… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational , Regulatory Compliance), which includes effectively ... conditions and client-specific needs. + Design and maintain frameworks to manage trading risk and ensure compliance with internal and regulatory standards. +… more
- Scotiabank (New York, NY)
- …help ensure the adequacy, and effectiveness of day-to-day business controls. Understand that operational risk , regulatory compliance risk , AML/ATF risk , ... Sales, Sales / US FICC / Credit Sales & Trading ** Global Banking & Markets provides a...includes but is not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- Bank of America (New York, NY)
- …basis. Work with other groups as needed, including Middle Office, Sales and Trading , Technology, Compliance, Operational Risk , and Enterprise Capital ... of all aspects of risk , including strategic, market , credit, compliance, liquidity, operational , model and reputational risk matters to support… more
- JPMorgan Chase (Jersey City, NJ)
- …within the Commercial and Investment Bank, specifically as a part of the Markets Technology, Options Algorithmic Trading sub-line of business, you will play ... This encompasses designing and implementing systems for order management, trade execution, market data processing, and risk management. Within the ETT, your… more
