- Bank of America (New York, NY)
- Non - Financial Regulatory Reporting - Governance LATAM / AMRS - Ops Professional MKTS Charlotte, North Carolina;New York, New York **Job Description:** At ... processes and coordinating necessary expertise across multiple operations functions and products. ** Non - Financial Regulatory Reporting - Governance… more
- TEKsystems (Jersey City, NJ)
- … regulatory reporting technology. This position will focus on supporting Non - Financial Regulatory Reporting for various regulatory ... track status of defects. Requirements Techno-functional BA, experience working on regulatory projects, preferably in Transaction Reporting space, eg CFTC/Dodd… more
- Citigroup (New York, NY)
- …traded derivatives or OTC derivative products + Demonstrated knowledge of one or more non - financial regulatory reporting regulations - CFTC, SEC, CSA, ... related key initiatives. **KEY RESPONSIBILITIES** : + Direct management of multiple regulatory reporting projects + Champion upcoming regulations and lead key… more
- Wells Fargo (New York, NY)
- …(KYC), Customer Identification Program (CIP), Customer Due Diligence (CDD), sanction screening, non - financial regulatory reporting for financial ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Bank of America (New York, NY)
- …and data providers to improve data quality of regulatory reports, and with Non Financial Regulatory Reporting Interpretation and Technology teams to ... is seeking to recruit associates into a growing team to support the Non - Financial Regulatory Reporting (NFRR) Change program across global regions.… more
- SMBC (Jersey City, NJ)
- …Responsible to assist in the development and implementation of an effective financial regulatory reporting control environment for SMBC Americas ... Holding's Regulatory Reporting . Responsibilities will span the maintenance of an internal...Interpersonal** + Manage and resolve reconciliations (with sources, with financial reporting ) + Core part of the… more
- Marex (New York, NY)
- …regulatory reporting processes/controls, and support, maintain and develop all financial and/or regulatory reporting solutions/controls to meet the ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access...effectiveness Skills and Experience + SME in OTC Derivatives Regulatory Reporting requirements + Experience of CAT,… more
- Lincoln Financial Group (New York, NY)
- …this team you will gain experience in a wide array of areas including financial reporting , investment accounting, financial analysis, amongst other valuable ... and remote employees.. **General Purpose of Job** As a regulatory GAAP and Statutory Investment Reporting Analyst,...* 5+ Years of experience in accounting, securities or financial reporting that directly aligns with the… more
- Principal Financial Group (New York, NY)
- …including semi-annual/annual financial statements preparation, tailored shareholder reports, reporting related to regulatory requirements, survey company ... Tax & Oversight team. In this role, you'll be responsible for oversight/preparation financial reporting activities prepared by third-party service provider… more
- Citigroup (New York, NY)
- …experience working with multiple lines of defense. + Familiarity with regulatory reporting . + Project Management. **Qualifications:** + Bachelor's ... This role is primarily focused on the development and implementation of non - financial risk monitoring program (compliance risk, operational risk, and reputation… more
- S&P Global (New York, NY)
- …Team:** This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of Documentation ... including Dodd-Frank, EMIR, MiFID II, CFTC, and other global and multi-jurisdictional regulatory frameworks. + In-depth knowledge of critical financial documents… more
- 1st Financial Bank USA (New York, NY)
- …to key stakeholders within the Finance department + Monitor all other Bank regulatory reporting requirements related to financial and related party ... Reporting and Policy is accountable for preparing the Bank's quarterly regulatory reporting (Call Report), drafting and implementing accounting policies,… more
- Mizuho Corporate Bank (New York, NY)
- …Assist with business requirement development specifications, testing , and implementation of regulatory reporting system solutions . + Perform daily TriResolve ... for this role includes below but not limited to: Regulatory : + Monitoring real-time OTC reporting for...teams to remediate trade disputes. + Monitor and reprocess non -OTC trade exceptions for CAT Reporting . Experience… more
- Citigroup (New York, NY)
- …and confidentiality. **Qualifications:** + 10+ years of relevant experience in financial services, regulatory engagement or consulting. + Excellent communication ... **About the Team** The Finance Regulatory Engagement & Oversight team works closely with...Citi Finance functions to ensure collaboration between Finance and non -Finance functions to provide a single point of contact… more
- Citigroup (New York, NY)
- …degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a ... framework. Primary responsibilities include managing the Business Execution and Reporting team for CBNA, Banking and International ICRM. Additional responsibilities… more
- Citigroup (New York, NY)
- …and Common Reporting Standard (CRS) regimes, Citi-wide governance, and US non -income tax including sales & use tax, personal property tax, and others. This ... a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. We... services + Expert understanding of US tax information reporting rules applicable to US Persons and non… more
- SMBC (New York, NY)
- … requirements. + Provide advice related to the mitigation and remediation of non -compliance issues related to swap transaction reporting . + Develop, maintain, ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...reporting requirements. Provide training on Compliance policies and regulatory requirements. + Participate in industry groups to develop… more
- New York Power Authority (White Plains, NY)
- …supporting schedules. + Support collaboration with cross-functional teams to gather and analyze financial and non - financial data for inclusion in external ... Practical knowledge of accounting principles and standards. + Intermediate skills in financial data analysis and reporting . + Strong analytical and… more
- PSEG (Newark, NJ)
- …purpose-driven in-person interaction and living within a commutable distance, and remote non -local roles that can be effectively performed remotely with the ability ... time to join PSEG. **Job Summary** Directs and controls all Accounting and Reporting matters of Enterprise and all its subsidiaries. Has primary responsibility for… more
- Citigroup (Jersey City, NJ)
- …product processor and other data platforms for build best in class operational and regulatory reporting platform. + Drive the data architecture and roadmap for ... consumers, corporations, governments, and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and… more