- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... activities to provide independent compliance and operational risk oversight of FLU or Control Function...risk losses + Manages inventory of processes, risks, controls , and associated metrics for risk appetite… more
- Scotiabank (New York, NY)
- …and execute the RCSA framework, plan, and overall evaluation of operational risk across all US businesses ( Equities , Prime Services, GBP, FICC, and CIB) ... Manager, First Line Operational Risk , SBUS Risk ...framework by working with the US Businesses in completing Risk and Control Self-Assessments (RCSAs) and in… more
- Bank of America (Jersey City, NJ)
- … officer team to execute second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key ... Risk teams in order to provide independent compliance and operational risk oversight of Front Line Unit or Control Function performance and any related… more
- Scotiabank (New York, NY)
- …program for all US businesses and control and support functions (CSF). The operational risk requirements for technology are quickly growing and in need of a ... Manager, First Line Operational Risk & RCSA **Requisition ID:**...Risk & Control Self-Assessment (RCSA)...risk across all US Business technology (used within Equities , Prime Services, GBP, FICC, CIB, etc.) + Serve… more
- Scotiabank (New York, NY)
- …etc., across all SBUS businesses and control /support functions (CSF). Experience in operational risk assessment and global markets, as well as a strong ... to advance the program. + Establish and maintain an operational risk and control library...risk processes. + Expert/good working knowledge of internal controls . + Demonstrate significant maturity, credibility and sound judgment… more
- Wells Fargo (New York, NY)
- …and Commercial Lending Product Management front line across all operational risk routines including plan, identify and assess, control , and mitigate, test ... Control Executive teams, Line of Business and Independent Risk teams to promote a strong operational ...risk identification, risk appetite and strategy, risk -related decisions, processes and controls , risk… more
- Bank of America (New York, NY)
- …for executing second line of defense compliance trade surveillance and operational risk oversight for a Front Line Unit, Control Function, and/or Third ... activities to provide independent compliance and operational risk oversight of FLU or Control Function...risk losses + Manages inventory of processes, risks, controls , and associated metrics for risk appetite… more
- New York Power Authority (White Plains, NY)
- Operational Risk Program Manager Location: White Plains, US **Summary** Performs a second line of defense oversight function. Maintains and implements ... operational risk management programs. Supports business to...and development of programs and projects + Define the controls , processes, procedures, reporting, etc. to manage the programs… more
- SMBC (White Plains, NY)
- …and/or internal control frameworks + In-depth knowledge of enterprise Operational Risk Management + Bachelor's degree + Strong organizational skills, ... competitive portfolio of benefits to its employees. **Overview** Reporting to the VP of Operational Risk , the incumbent supports the Second Line of Defense … more
- Morgan Stanley (Purchase, NY)
- …analysis of incidents to determine if an enhancement is needed to a function/process/ control and ensure that operational risk incidents are properly ... identify and assess operational risks and implement controls and processes. *Position Summary* Business Risk ...to continue to enhance the risk and control self-assessment to ensure that risks and controls… more
- MUFG (New York, NY)
- …Risk Analyst will also assist in the remediation and management reporting of operational risk issues and/or identified control weakness. This includes ... **Major Responsibilities:** + Help assess the effectiveness of established operational risk management controls +...controls + Assist in the completion of annual risk and control self-assessments (RCSAs) + Produce… more
- Broadridge Financial Solutions (Newark, NJ)
- …within the Operations teams + Reporting and Communication + Produce regular reports on operational control metrics, incidents and risk status for senior ... Broadridge is hiring! Were seeking a Vice President of Risk Management and Operations Controls . You will... Management + Develop, implement, and maintain an integrated risk management framework for operational risk… more
- Marex (New York, NY)
- …+ Interface with the equity clearing front desk as well as other risk control , and support teams like Compliance, Legal, Finance, Operations, Treasury, and ... business). + Provide quantitative support and development for MNA's equity risk model and validation needs. Develop...CFTC and other applicable exchanges + Adhere to the operational risk framework for your role ensuring… more
- Morgan Stanley (Purchase, NY)
- …analysis of incidents to determine if an enhancement is needed to a function/process/ control and ensure that operational risk incidents are properly ... identify and assess operational risks and implement controls and processes. *Position Summary* Business Risk ...to continue to enhance the risk and control self-assessment to ensure that risks and controls… more
- American Express (New York, NY)
- …Assessment, Testing and Reporting team is to identify, assess, mitigate, and report on Operational Risk within BU processes for GCS to ensure adherence to ... risk . GCS is looking for a Director of Control Management Risk Assessment to lead a...the enterprise **Required Qualifications:** + 6 Years experience in operational risk management (eg, within Risk… more
- Citigroup (New York, NY)
- …a plus).Significant experience in Operational Risk is a must. Other risk and control disciplines would be a plus - credit, and market. **Education:** ... Operations Transformation Program Execution teams to implement solutions for mitigating operational risk across functions and products. **Job Purpose:** The… more
- Morgan Stanley (New York, NY)
- …potential risks that electronic trading introduces, primarily across the Market and Operational Risk spectrum. The ideal candidate should have the ability ... and testing methods > Oversee eTrading limits and controls to ensure the business is taking risk...consistent with the Firm's strategy. > Monitor and review Operational Risk Events and self-identified issues relating… more
- TD Bank (New York, NY)
- …issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business ... and manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk categories as applicable to… more
- Meta (New York, NY)
- …a role associated with data protection, regulatory response, operational risk management, compliance, audit and implementation of control frameworks, privacy ... posture of the company 8. Support regulatory compliance efforts including controls testing, certifications, risk assessments, oversight and governance, external… more
- TD Bank (New York, NY)
- …issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business ... and manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk categories as applicable to… more