- Bank of America (New York, NY)
- Merrill Private Wealth Supervision Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... Wealth Advisors in risk management to ensure risk is appropriately managed. The Private Wealth Supervision Manager is an integral member of the Office… more
- US Bank (New York, NY)
- …One. **Job Description** **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Wealth , Commercial, Capital Markets is a senior level ... Financial Industry Regulatory Authority (FINRA) Regulations, 12CFR9 Regulation, Investments, Wealth Operations, Private Banking) * Capital Market laws… more
- Citizens (Tarrytown, NY)
- …Consumer Banking Risk Management has an immediate opening for a First Line Risk Senior Manager supporting our Private Wealth Management - RIA and Trust ... due diligence lifecycle. As the First Line Risk Senior Manager , you will represent the first line of defense...activities between Risk, Compliance, and brokerage and Investment management Supervision . Experience in developing Private Wealth… more
- Citigroup (New York, NY)
- …This role is part of the Financial Planning and Analysis team in support of the Wealth business which is comprised of the Private Bank, Wealth at Work ... The Financial Planning and Analysis Senior Manager is a senior professional position responsible for...power of Citi to serve the entire continuum of wealth clients, from affluent to ultra-high net worth to… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** TD Wealth **Job Description:** The Regional Sales Manager - Private Client (RSM) is responsible for the direct management of ... RM and IA teams to execute accordingly + The RSM works collaboratively with Wealth Partners to support the administration and supervision of the HNW activity… more
- TIAA (New York, NY)
- …for an assigned region. + Develops relationships with prospect firms within the private wealth channels in an effort to expand Alternative Strategies client ... channels in a specific geographic region. Under limited supervision , this job manages large projects and processes to...CFA or CAIA a plus + Experience marketing into private wealth channels (wire house, private… more