- SMBC (New York, NY)
- …of Risk Assessment, Monitoring and Testing, and Regulatory Change Management is a crucial role within the Compliance Department, reporting directly to ... Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management . Additionally, the... Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management teams, ensuring… more
- Citigroup (New York, NY)
- …is expected to perform the following key functions: + Leads change management program execution for North America Regulatory Operations + Delivers project ... Change Team's primary responsibility is to execute regulatory change initiatives. Its remit includes: +...business functions (eg Operations, Middle Office, Front Office, Technology, Compliance , Legal and Finance) and senior management … more
- Morgan Stanley (Purchase, NY)
- …objectives and compliance requirements. * Coordinate with stakeholders to assess regulatory impacts and develop change management strategies. * Develop ... Wealth Management is seeking a dynamic and organized Vice President to join our Regulatory Change Management Program (RCMP) team. The goal of the RCMP is… more
- SMBC (Jersey City, NJ)
- …benefits to its employees. **Background** This position reports into the Vice-President of Change Management Department and will work with other teams within the ... Reporting Vendor Solutions - Axiom Controller View, Data and Compliance Analytics tools - SQL, Power BI, Spotfire, Denodo...finance, or a related field + Experience in Banking, Regulatory Reporting and Risk Management projects +… more
- S&P Global (New York, NY)
- …services that span client reference data collection and management , client lifecycle management , regulatory compliance , and document management . + ** ... transformative impact on our clients by streamlining complex processes, enhancing data management , and ensuring robust regulatory compliance . These offerings… more
- Mizuho Corporate Bank (New York, NY)
- …In this role, you will be responsible for leading and managing the Liquidity Regulatory Reporting Change team, partnering with the Reporting Production Teams to ... and findings, and maintain and update the PID Interpretation Documents in compliance with regulatory requirements. The successful candidate will possess strong… more
- Mount Sinai Health System (New York, NY)
- …department to plan and coordinate activities of the pharmacy department that enable regulatory compliance to be achieved and maintained. Identifies and supports ... implementing medication related policies, procedures and programs that address regulatory compliance . **Qualifications** Minimum Qualifications: Bachelor of… more
- S&P Global (New York, NY)
- …are seeking an experienced Executive Director of Product Management to lead the Regulatory & Compliance product team. To be successful in this role, a ... internal use):** 14 **The** **Role** **:** Head of Product, Regulatory & Compliance **The Team** : The...seasoned professional with deep knowledge of both product management and client lifecycle and regulatory services… more
- Equinor (Stamford, CT)
- Regulatory Compliance Director, NERC **Overview** + **Job ID:** 501792 + **Country:** USA + **Location(s):** Stamford, Connecticut + **Company:** Equinor US ... the performance, integrity, and results of operational assets. The Regulatory Compliance Director, NERC & FERC is...+ Lead and participate in incident response and crisis management activities, ensuring prompt and appropriate actions are taken… more
- Mizuho Corporate Bank (New York, NY)
- …- Experience in scaling technology solutions for growing organizations6. Project and Change Management - Proven ability to manage complex, multi-faceted projects ... Join the Mizuho team as the Regulatory & Compliance Integration Lead! In...infrastructure - Knowledge of information security best practices and compliance standards2. Leadership and Management - Proven… more
- Citigroup (New York, NY)
- …audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards + Review and approve the Business Monitoring Quarterly summary and serve ... comprehensive expertise to manage a team + Advise the business on change initiatives, while advancing integrated auditing concepts and technology adoption +… more
- Citigroup (New York, NY)
- … regulatory engagement and communications. **About the Role** The Finance Regulatory Engagement, Management of Information and Communications Vice President ... necessary forums and frameworks to establish and govern processes for Finance Regulatory Engagement & Oversight, including exam management , regulatory … more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** The TD Securities US Regulatory Management & Remediation team is responsible for the planning, ... execution and delivery of key regulatory initiatives for our US Wholesale business, building foundational...closely with senior leaders across TDS, Risk, Legal, HR, Compliance and will work in close alignment with our… more
- SMBC (Jersey City, NJ)
- …benefits to its employees. **Role Description** The Regulatory Officer works with the Regulatory Change Management Team as a Subject Matter Expert to ... Regulatory Officer role works with departments across SMBC Americas Division to coordinate Regulatory Change Management Group matters. As a member of the… more
- Citigroup (New York, NY)
- …legal group is a global team that supports Citi business lines, legal entity management teams, Compliance , and Regulatory Engagement teams. The group ... and different Citi project management and implementation teams with respect to regulatory and business change projects. + staying abreast of the … more
- Deloitte (New York, NY)
- …governance frameworks for liquidity risks, including enhancements related to the changing regulatory environment and compliance with regulatory expectations ... rate risk + Experience with the contents and implementation of specific regulatory initiatives such as: Dodd-Frank, general consumer compliance , regulatory… more
- Mount Sinai Health System (New York, NY)
- …industry experience preferred, especially in the areas of quality or regulatory management , project management , and/or change management . CPHQ, Lean ... initiatives as appropriate. 6. Supports an information system for quality and regulatory management data collection, data aggregation, and data analysis as… more
- US Bank (New York, NY)
- …and analyze regulatory issuances and provide legal advice and support to the regulatory change management process. - Collaborate with a wide range of ... Legal Regulatory Group, the Law Division, Risk Management and Compliance , Audit, Finance, and Government...business lines at senior levels to influence and effect change to achieve common goals - Ability to assess… more
- TEKsystems (Jersey City, NJ)
- …, Derivatives, Requirement gathering, Business requirements, Sql, User stories, Stakeholder management , Regulatory compliance , Data, Data analysis Top ... and program stakeholders are met as well as coordinate with cross-functional teams ( Change , Operation, Legal, Compliance , IT, and QA) throughout the lifecycles… more
- Englewood Lab, Inc (Totowa, NJ)
- …process, Specification controls, and Change Control program. + Familiar with quality management system (QMS) in compliance with 21CFR 210, 211, and 820; and ... statement, other global jurisdictions, etc. (as applicable). + Ensure compliance to all SOPs and other regulatory ...Ensure compliance to all SOPs and other regulatory and trade organizational requirements (eg FDA, EPA, OSHA,… more