- Philips (Stamford, CT)
- …the oversight and review of complaint handling files, adverse event reports, regulatory inquiry responses, and safety escalations . + Actively participates in ... **Job Title : Complaints & Vigilance Reporting Specialist ** **In this role, you have the opportunity...organization to ensure the required information for complaint handling, regulatory reporting, and/or escalations for further investigation… more
- Bank of America (New York, NY)
- …Investment Bankers and Global Markets Sales to support the Bank's global regulatory and policy requirements as it relates Client Due Diligence (CDD) documentation ... document engagement, individuals within the team keep abreast of global regulatory change that could influence processes, and identify opportunities that enhance… more
- Morgan Stanley (New York, NY)
- …implement effective controls and develop client relationships. This is a Team Specialist position at Director level within Client Service & Relationship Management, ... as a point of contact for questions, issues, and escalations . * Manage Internal and external examinations to test...* Demonstrate a strong understanding of the compliance and regulatory frameworks that apply to financial institutions. * Reviewing… more
- M&T Bank (Riverside, CT)
- …Bankers. Provide coaching and guidance to improve and reduce future problem resolution/ escalations . + Engages with all team members and business partners as ... to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. + Promotes an environment that supports diversity… more
- Citigroup (New York, NY)
- …to address root causes which may lead to unintended operational losses or regulatory breaches. TCCORO provides the specialist subject matter experts to challenge ... challenge risk self-assessments and scenario analysis; issue management oversight and escalations . + Provides leadership to the Second Line influence, advisory and… more