- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** Responsible for effective Regulatory reporting training operations for the US Branch, ... also has close interactions with other finance, risk, data governance and IT leaderships in the bank. Managing and...IT leaderships in the bank. Managing and directing all regulatory reporting training processes, internal… more
- MUFG (New York, NY)
- …on the following key areas, among other responsibilities: + Oversight for reporting and packaging for Executive, Management Committee, Regulatory , and/or Board ... Own governance and related compliance activities, in collaboration with regulatory affairs team, to ensure proper documentation and escalation evidence related… more
- American Express (New York, NY)
- …services institution. This individual will be responsible for ensuring that our governance framework is robust, aligned with regulatory requirements, and ... that governance structures, policies, and procedures are aligned with regulatory requirements, best practices, and company objectives. * Policy and Procedure… more
- TD Bank (New York, NY)
- …+ Privacy Event Management + Regulatory Change Engagement + Monitoring + Training and Awareness + Issue Management and Reporting The Privacy Compliance ... support creation of documentation and reports required by external regulatory bodies and TD internal groups + Leads development...governance oversight through management of the policy and training exemption governance and reporting … more
- Morgan Stanley (Purchase, NY)
- … governance , risk appetite and related metrics, procedure management, training and communication, and project management. *Responsibilities: The Financial Crimes ... negative news processes for Morgan Stanley. The Financial Crimes Governance and Program Management function is a component of...Training and Communication *- The VP will lead regulatory and business change activities that require training… more
- Morgan Stanley (New York, NY)
- …in the oversight of governance processes, risk and control monitoring, reporting , and ensuring adherence to regulatory requirements. The ideal candidate will ... Risk function. Contribute to refining governance structures, processes, and reporting to ensure alignment with regulatory and internal requirements. Program… more
- Mizuho Corporate Bank (New York, NY)
- …Demonstrated experience in defining governance and control framework within a regulatory reporting context. Prior experience with FR2052A reporting is ... Summary: The Liquidity Regulatory Reporting is a team responsible...candidate will play a crucial role in defining the governance and control framework of the FR2052a reporting… more
- SMBC (Jersey City, NJ)
- …US regulatory reporting requirements. Reporting to the Director, Regulatory Reporting Control Governance Lead, of PDAD FAD Controllers, the VP ... the control governance over all daily, quarterly regulatory reporting processes via runbook management +...and consistent process and documentation + Managing the overall training program across all reg rep including effectiveness measures… more
- Morgan Stanley (New York, NY)
- …the development and implementation of governance processes, risk oversight, reporting , and regulatory compliance activities. The ideal candidate will possess ... solutions. Assist in driving enhancements to governance tools, templates, and reporting mechanisms. Training & Awareness: * Help develop materials and assist… more
- Citigroup (Queens, NY)
- …Call Report and FR Y-15. + Provide oversight and thought leadership across Regulatory Reporting governance and activities across Citigroup, including ... compliance with relevant policies and participation at governance forums and committees. + Working with the relevant... regulatory /auditor review findings. + Review and develop regulatory reporting training with updated… more
- American Express (New York, NY)
- …the Enterprise functions (eg, data request compilation, action implementation, and regulatory adherence) + Aggregate reporting , approvals/exceptions and support ... and manages bank partnerships globally. The objective of the GMNS Control Management Governance team is to establish the Operational Risk and Controls strategy for… more
- MUFG (New York, NY)
- …also assist in the maintenance of operational and key control procedures. Reporting to Technology Infrastructure and Operations, director of Technology Governance ... or monitor the satisfactory resolution of complex, contentious or sensitive regulatory compliance issues, ensure that all significant compliance issues such as… more
- MUFG (New York, NY)
- …approach to IT risk management, facilitating effective communication and coordination. + Regulatory Compliance: Ensure IT Risk governance practices comply with ... team will provide more details. Senior Technology Auditing, Compliance, & Governance Manager will ensure the integrity, confidentiality and availability of the… more
- Mizuho Corporate Bank (New York, NY)
- …Demonstrated experience in defining governance and control framework within a regulatory reporting context. Prior experience with FR2052a reporting is ... Summary The Liquidity Regulatory Reporting is a team responsible...candidate will play a crucial role in defining the governance and control framework of the FR2052a reporting… more
- JPMorgan Chase (New York, NY)
- …stable, and resilient. **Job responsibilities:** The responsibilities of the Technology Executive Governance , Metrics & Reporting will include the below: + Lead ... and decision of challenges and opportunities across the organization + Execute reporting and governance of overall controls, policies, issue management, and… more
- American Express (New York, NY)
- …, etc. **Required Qualifications** + 7 years of relevant experience + Prior regulatory reporting or comparable reporting experience strongly preferred + ... group within the General Counsel's Organization seeks a Vice President (VP), US Regulatory Relations - Reporting and Quality Assurance. As the principal… more
- JPMorgan Chase (Brooklyn, NY)
- …analysis, and control and governance frameworks. In addition, Firmwide Regulatory Reporting & Analysis' mandate includes determining the appropriate ... capital schedules as well as the production of the Pillar 3 disclosure. Firmwide Regulatory Reporting & Analysis maintains the end-to-end responsibility for US … more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Governance & Control **Pay Detail:** $170,000 - $200,000 USD TD is committed to ... provide you more specific details for this role. **Job Description:** The Director Governance & Control partners with the Business and other groups globally to… more
- TD Bank (New York, NY)
- …details for this role. **Line of Business:** EPOCH LLC **Job Description:** The Governance & Control Specialist, EPOCH manages a portfolio of governance and ... business or functional area and implements policies/processes and/or initiatives to meet governance and control guidelines. Acts as a technical lead on key control… more
- Morgan Stanley (Purchase, NY)
- …MS Office applications (Microsoft Excel/PowerPoint/Word) * Strong understanding of AML regulatory requirements and related training expectations * Strong time ... direct reporting relationship * Experience in supporting audit and regulatory inquiries and interactions with Board, senior management, and consultants Morgan… more