- Fidelity TalentSource LLC (Jersey City, NJ)
- …self-directed clients and helping them save and invest. You will report to the Vice President of Brokerage Risk and be responsible for advancing critical ... experience at financial services institutions, eg, asset managers, banks, regulatory agencies (required)Experience with brokerage products and services, brokerage… more
- JPMorgan Chase (Brooklyn, NY)
- …and various Policy groups. **Job Summary** As an External Reporting Controller, Vice President within the Consolidated Regulatory Reporting team, ... The Firmwide Regulatory Reporting & Analysis (FRRA) team resides within Corporate Finance. The group is responsible for the execution and delivery against the… more
- SMBC (Jersey City, NJ)
- …seeking a self-motivated and diligent professional for a full-time position in the Regulatory Reporting Analysis Department. The individual will be involved in ... checks to ensure integrity of reported financial results. + Support/participate in regulatory reporting examinations, internal and external audits. + Develop and… more
- SMBC (Jersey City, NJ)
- …a self-motivated and diligent professional for a full-time position in the Regulatory Reporting Analysis Department. The individual will be partnering with ... Regulatory Reporting Analysis team members and business stakeholders to assist with the automation efforts across all regulatory reports.… more
- SMBC (Jersey City, NJ)
- …with other teams within the Data and Technology Departments to carry out the regulatory reporting automation within FAD Controllers to ensure that the ... internal control deficiencies, misinterpretations and data issues that could impact regulatory reporting are minimized. **Responsibilities** + Understanding of … more
- SMBC (Jersey City, NJ)
- …benefits to its employees. **Overview** The firm is going through a multi-year Regulatory Reporting Transformation program and this position reports into the ... Technology Departments to carry out the data sourcing activities to support regulatory reporting automation within FAD Controllers to ensure that regulatory … more
- HSBC (New York, NY)
- …play a key role in that effort, ensuring a sustainable and robust regulatory reporting framework As our Vice President Interest Rate Risk Banking Book ... and the planet we all share. The role of Vice President Interest Rate Risk Banking Book...will: + Working within the Global Treasury IRRBB team, reporting to the Director of IRRBB analytics, the role… more
- Citigroup (Queens, NY)
- The Senior Lead Analyst position is an integral member of the Global Regulatory Reporting Group (GRR). The GRR Group is a high-profile function, providing ... such as loans, securities, deposits and derivatives, incorporating the understanding of regulatory reporting along with financial analysis in order to… more
- Citigroup (New York, NY)
- …best practices. **About the role** The Finance Regulatory Engagement Communications and Reporting Senior Vice President is a strategic professional who ... will lead the development of key regulatory updates and internal governance reporting for the Finance Regulatory Engagement team. As a strong project manager… more
- Morgan Stanley (New York, NY)
- …diversifying its workforce (M/F/Disability/Vet) **Job:** **Operational Risk* **Title:** * Vice President US Banks First Line Business Risk Regulatory & Audit* ... support of WM & ISG clients and seek a Vice President as part of the US...team. This individual will be responsible for supporting the Regulatory and Audit Oversight Group and be based in… more
- JPMorgan Chase (Jersey City, NJ)
- …and passionate individuals in more than 20 countries around the world. As a Vice President within the Practices Audit team, you will support Internal Audit's ... key milestones and decisions to Audit Management + Develop and prepare internal reporting /metrics and ongoing analyses of all global regulatory activities for… more
- JPMorgan Chase (Brooklyn, NY)
- …determining the Firm's capital adequacy. As a CCAR Y-14 Reporting & Analysis - Vice President within the Firmwide Regulatory Reporting & Analysis ... The CCAR and Capital team, within Firmwide Regulatory Reporting & Analysis, is responsible for the following reports: FR Y-14M, FR Y-14Q, FRY-14A, as well as a… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Vice President within the Regulatory Strategy Chief Data & Analytics ... your expertise to JPMorgan Chase. As part of the Regulatory Strategy Chief Data & Analytics Office (including AI)...records of exams in progress, recurring meetings, and MIS reporting provided to regulators + Oversee and coordinate content… more
- MUFG (New York, NY)
- …and work remotely one day. A member of our recruitment team will provide more details. Regulatory Counsel, Vice President At MUFG, we share a vision for our ... Working expertise in advising on, or assisting with + Regulatory compliance controls + Regulatory reporting...assisting with + Regulatory compliance controls + Regulatory reporting + Treasury matters, including liquidity… more
- JPMorgan Chase (Brooklyn, NY)
- …approach of QA review activities. As a Quality Assurance - Vice President within the External Financial Reporting Quality Assurance team, you will ... reporting . The scope of QA Program in External Financial Reporting includes US Regulatory Financial Reporting , SEC Filings, and other US GAAP financial… more
- TD Bank (New York, NY)
- …Conduct First Line surveillance and business conduct reviews. + Compile management reporting on trade capture metrics, regulatory scorecards, policy exceptions ... more specific details for this role **Job Description:** **Job Overview:** Regulatory and Supervisory Management proactively supports TD Securities' Global Markets… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …Martin Dorph (https://www.nyu.edu/about/leadership-university-administration/office-of-the- president /office-of-the-executivevicepresident/martin-dorph.html) , ... academic excellence, seeks applications and nominations for the position of the Senior Vice President for Finance and Budget and Chief Financial Officer (CFO)… more
- TD Bank (New York, NY)
- …examinations covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare ... required. + JD desirable but not required. + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations, and… more
- Citigroup (New York, NY)
- The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers on a ... including by preparing and recording financial transactions for legal vehicle and regulatory reporting purposes, updating the general ledger, recording financial… more
- Bank of America (New York, NY)
- Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are ... ("GMC") group within the Enterprise Credit organization. Responsibilities: * Within GMC, the Vice President will assist with the credit underwriting and ongoing… more
