- Fidelity TalentSource LLC (New York, NY)
- Job Description:RoleAs a Senior Associate , you will help to provide H&W clients a different perspective by offering comprehensive solutions. These services can ... environmentYou have an experience managing contractual provisions, including scope control and managing projects through to conclusionCollecting and preparing data… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- …risk mitigation strategies. Support business units to build a robust control environment.Proactively lead risk assessments to identify, assess, and monitor ... operational risks and control gaps. Partner closely with business leads to develop...experience at financial services institutions, eg, asset managers, banks, regulatory agencies (required)Experience with brokerage products and services, brokerage… more
- Quarterra (Stamford, CT)
- …general cleaning, and painting curbs and signage. Support cost-cutting and expense control programs by fixing rather than replacing parts, when possible, not being ... policies and procedures by monitoring and ensuring compliance with regulatory requirements, organizational standards, and operational processes related to area(s)… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- …to deliver software with a high degree of automationProficient with version control systems and can handle development for multiple releases in parallelHave the ... best of working offsite with maximizing time together in person to meet associate and business needs. Currently, most hybrid roles require associates to work onsite… more
- City National Bank (New York, NY)
- ** REGULATORY ASSOCIATE , PORTFOLIO MANAGEMENT RISK AND CONTROL ** **WHAT IS THE OPPORTUNITY?** This position will work directly with the City National ... to support and assist in identifying, monitoring and mitigating operational and regulatory risks within Portfolio Management Risk and Control .The role will… more
- Organon & Co. (Jersey City, NJ)
- …**The Position** Reporting to the Director or Executive Director in Organon Regulatory CMC New Products, the Associate Principal Scientist ( Associate ... systems/processes are executed in a manner to provide visibility to accurate regulatory information to enable proper product control . Ensures appropriate… more
- Mizuho Corporate Bank (New York, NY)
- …Quality Assurance Unit is responsible for enhancing the integrity of the bank regulatory reporting processes, reporting data quality as well as the overall ... control environment through performing periodic and on-going assessments of...assessments of the accuracy, completeness and timeliness of financial regulatory reports submitted to the US bank regulators. The… more
- JPMorgan Chase (Jersey City, NJ)
- …work with every Line of Business and Corporate Function to assess the internal control processes that drive our global business - identifying areas of improvement to ... more than 20 countries around the world. As an Associate within the Practices Audit team, you will support...the Practices Audit team, you will support Internal Audit's Regulatory Engagement and Exam Management Team, including executing BAU… more
- Morgan Stanley (New York, NY)
- …to diversifying its workforce (M/F/Disability/Vet). **Job:** **Accounting/Finance* **Title:** * Regulatory Controllers Associate * **Location:** *New York-New ... Controllers (GCC) is responsible for overseeing the accounting, financial and regulatory reporting for the Firm. GCC prepares external financial reports for… more
- SMBC (New York, NY)
- …W inclusive of business process and controls optimization, risk remediation and control enhancement, and regulatory compliance. The CPAD group within SMBC ... heads of US Compliance verticals to build a bank regulatory compliance program covering US state and federal banking...for overseeing and monitoring the firm's compliance risk. The Associate Advisory Compliance Officer role supports the CPAD Bank… more
- Grant Thornton LLP (New York, NY)
- As a Banking Compliance Risk Senior Associate , you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... on emerging regulations and help organizations leverage efficiencies within the Regulatory Compliance Practice - all with the resources, environment, and support… more
- JPMorgan Chase (Jersey City, NJ)
- …models, and apply statistical techniques for effective risk management practices. As Control Manager Associate within the Client Onboarding & Documentation ... and monitoring significant risks, ensuring compliance with operational policies, control procedures, and legal/ regulatory requirements through data-driven… more
- JPMorgan Chase (New York, NY)
- **Commodities Business Control Manager Senior Associate - New York** The Markets BCM (Business Control Management) team is responsible for building, ... with the functional teams to evolve and improve the control environment, to challenge existing practices, to identify and...programs + Participate in preparation and response to key regulatory inquiries and initiatives. + In conjunction with your… more
- MUFG (New York, NY)
- …team will provide more details. **Job Summary:** The Business Unit Risk & Control Associate position is within the Japanese Corporate Banking (JCB) Business ... Unit, reporting to the Business Unit Risk Control Officer. The primary role is to provide analytical...in the financial services industry, related markets, and related regulatory agencies. + Strong understanding of audit practices and… more
- JPMorgan Chase (Brooklyn, NY)
- Join the Investment and Corporate Banks (ICBs) Product Control function where your primarily focus will be on ensuring the accuracy, integrity and timeliness of the ... that will enable you to deliver on and ever evolving agenda. As an Associate , in the external reporting group within Investment & Corporate Banking (ICB) Product… more
- CIBC (New York, NY)
- …**What You'll Be Doing** As a member of the US Finance, Product Control team, you'll provide expert information, advice, and decision-making support to facilitate ... of CIBC's Capital Markets, Treasury, and Corporate Banking businesses. As an Associate , you'll interact with Finance and Capital Markets personnel, as well as… more
- JPMorgan Chase (New York, NY)
- …with Trading to remediate and prevent issues on an ongoing basis. As a Senior Associate in the Valuation Control Group, you will be responsible for all aspects ... of the valuation control framework relating to products in credit. You will...with Front Office, QR and Technology and participate in regulatory exams and address bank's regulators inquiries **Required qualifications,… more
- Morgan Stanley (New York, NY)
- …for monitoring on a real-time basis. * Advising FID desk heads on e-trading control and limit structures. * E-trading regulatory matters *Role Description* The ... initiatives. * Designing, implementing and monitoring of innovative electronic trading control solutions (eg fat-finger and runaway algo prevention), which includes… more
- JPMorgan Chase (Brooklyn, NY)
- …lines of businesses and able to flag potential issues + Adhere to control procedures to ensure accurate reconciliation between regulatory filings, SEC filings ... Join our dynamic External Reporting team as an Associate controller, and play a pivotal role in...and quarterly business results with various lines of business, Regulatory Controllers, and SEC reporting teams + Assist in… more
- TD Bank (New York, NY)
- …and regulatory requirements. The Global Markets Venue Management (GMVM) Associate specifically supports the GMVM Director in the remediation of identified risks ... more specific details for this role **Job Description:** **Job Overview:** Regulatory & Supervisory Management proactively supports the TD Securities Global Markets'… more