- Mastercard (Harrison, NY)
- …innovation and delivers better business results. **Title and Summary** Senior Counsel - Governance & Securities Overview: Provides professional legal ... and business communications, with a focus on assistance with securities , compliance and governance matters in addition...Under general direction; provides professional legal support service to senior attorneys in the form of legal research and… more
- New York Times (New York, NY)
- …+ Play a key role in drafting and advising on filings with the Securities and Exchange Commission + Advise senior management on disclosure matters, including ... and other press releases, presentations, internal communications and other announcements. + Counsel the Treasury group on securities transactions, including debt… more
- The Cigna Group (New York, NY)
- ** Senior Counsel , Securities and Treasury** The Senior Counsel **, Securities and Treasury** will provide strategic legal guidance on ... securities law obligations, shareholder engagement strategies, enterprise financing, corporate...responsibility reporting, insider trading, executive compensation disclosure matters, and governance matters. The role requires the individual to: +… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Counsel in the Legal Department as part of the Corporate Governance section of the Public, Regulatory ... and Annual Shareholders Meeting + Provide legal support and guidance to the Governance Committee of Wells Fargo & Company, including annual review of Governance… more
- Citigroup (New York, NY)
- …bank, the private bank, liquidity management and payments, trade finance, securities services, as well as Citi's broker-dealer and swap-dealer businesses. ... example, the US Department of Justice (DOJ), the US Securities and Exchange Commission (SEC), the US Commodity Futures...not a manager. **Responsibilities:** + Provide legal advice to senior business and control function managers on a range… more
- MUFG (New York, NY)
- …remotely one day. A member of our recruitment team will provide more details. Regulatory Counsel , Vice President At MUFG, we share a vision for our future, we share ... analysis into practical and effective advice to firm officers, including executives, senior management, lines of business partners and relevant stakeholders in the… more
- Citigroup (New York, NY)
- …Tax Compliance Act (FATCA), and Common Reporting Standard (CRS) regimes, Citi-wide governance , and US non-income tax including sales & use tax, personal property ... Reporting. The incumbent will be responsible for: + Leading a team of senior professionals providing advisory support to a 300+ FTE Org responsible for tax… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... relationships, systems, and knowledge. + Provide day-to-day compliance support for equities securities trading and sales businesses by advising on the application of… more
- S&P Global (New York, NY)
- …will also represent the Compliance & Risk function in data and technology governance forums and initiatives and assist the Data & Technology Organization in ... for data & technology. The position requires frequent interaction with senior stakeholders in S&P Global Ratings (including Data, Technology, Operations, Legal… more
- Bank of America (New York, NY)
- …us! **Job Description:** Responsible for providing risk oversight and advice and counsel to the LOB. Establish risk management policies, limits, standards, controls, ... for the LOB. Establish and oversee the risk management governance structure for the LOB. May direct risk staff...rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function… more
- Organon & Co. (Jersey City, NJ)
- …and litigation prevention advice on business development, cybersecurity, antitrust, securities , Environment, Social and Governance (ESG), and e-discovery ... litigation in federal, state and foreign courts. + Provide strategic counseling to senior management regarding material litigations. + Provide general risk reduction… more