- Morgan Stanley (Purchase, NY)
- …programs. * #LI-AJ1 * **Job:** **Wealth Management* **Title:** *Assistant Vice President - Risk and Controls Officer * **Location:** *New York-Purchase* ... diligence, negative news processes, among others, for Morgan Stanley. *Responsibilities:* The Assistant Vice President , Risk and Controls is responsible for… more
- Morgan Stanley (Purchase, NY)
- …protected by law. **Job:** **Operational Risk * **Title:** * Vice President US Banks Privacy Risk Officer * **Location:** *New York-Purchase* ... VP will report to the Senior Privacy Risk Officer of the US Banks and...to 1LOD, 2LOD and 3LOD testing, as well as regulatory exams. * Analyze metrics to identify trends and… more
- Bank of America (New York, NY)
- Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;Dallas, Texas; New York, New York; Houston, Texas **Job ... limit approval authority and reporting of capital markets credit risk . The Credit Officer will primarily interface...the Enterprise Credit organization. Responsibilities: * Within GMC, the Vice President will assist with the credit… more
- Morgan Stanley (Purchase, NY)
- …Residential real estate loans. The US Bank Subsidiaries seek a Vice President ( VP ) to join the First Line Business Risk team to provide risk ... The VP US Banks First Line Business Risk Officer will be responsible for the...**Job:** **Operational Risk * **Title:** *US Banks Operational Risk Vice President - Dedicated… more
- SMBC (Jersey City, NJ)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Officer works with the Regulatory Change Management Team ... matters related to overseeing timely implementation for SMBC. **Role Objectives** The Regulatory Officer role works with departments across SMBC Americas… more
- SUNY Westchester Community College (Valhalla, NY)
- …Under the direction of the President of Westchester Community College, the Vice President (Administrative Services) and CFO serves as Treasurer of the ... management; and security and safety services. As Chief Financial Officer and a member of the President 's...affairs of the college, or as assigned by the President ; + Ensures regulatory compliance and provides… more
- Morgan Stanley (New York, NY)
- …Risk team is looking for a Risk Officer to be the team's Vice President , Operational Risk . This position is intended for a go-getter who is ... committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Administration* **Title:** * Vice President , Operational Risk , Firmwide Marketing… more
- Citigroup (New York, NY)
- The Spread Products In-Business Risk (IBR) is a front office 1st line of defense team responsible for in-business market risk and capital management across all ... + Work closely with SP trading desks and Independent Risk to identify, monitor and manage market risk...(2nd Line of Defense), Finance and Technology to manage regulatory capital related deliverables for SP + Work with… more
- JPMorgan Chase (New York, NY)
- …improve productivity, and enhance risk management effectively and responsibly. As a Vice President in the Regulatory Engagement and Projects division ... Office. You will collaborate with senior leaders from the Chief Data Officer (CDO), Line of Business Chief Data Office teams, Control Management, Compliance,… more
- Morgan Stanley (New York, NY)
- …equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Credit Risk * **Title:** * Vice President , Climate Risk ... exposures on a regular basis to the Chief Risk Officer and senior management. CRM also...abreast with latest trends related to climate change - regulatory landscape, analytical tools and capabilities, academic research, etc.… more
- SMBC (White Plains, NY)
- …you will also assist other team members as they work towards control officer responsibilities as part of the Operational Risk Management Framework. **Role ... portfolio of benefits to its employees. **Role Description** The IT Functional Control Officer (FCO) is an essential role established to implement a consistent set… more
- Morgan Stanley (New York, NY)
- …teams, Treasury, Capital and the Risk Department. *Key Responsibilities* We are seeking a Vice President ( VP ) to be a critical team member of the ... its workforce (M/F/Disability/Vet). **Job:** **Finance* **Title:** *Corporate FP & A Vice President * **Location:** *New York-New York* **Requisition ID:**… more
- SMBC (Jersey City, NJ)
- … types, including consumer compliance, investment banking related compliance, conduct, regulatory compliance, reputation, strategic, and technology risk . The ... employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department Americas Division ("CPAD"). This team focuses… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk /AML/Sanctions compliance issues, while managing the progress of KYCs from an ... while fulfilling responsibilities related to Request for Information (RFIs) related to KYC/ risk /compliance issues identified as part of the KYC due diligence; +… more
- MUFG (Jersey City, NJ)
- …team will provide more details. **Job Summary:** The Data Governance & Controls Associate Vice President (AVP) will support the Office of the Chief Data ... Officer (OCDO) in defining, maintaining and executing the Data...Data Management Integrated Control Framework (DMICF) for Tier 1 Risk & Regulatory Reports and Target Scope… more
- SMBC (New York, NY)
- … Management, Compliance, IT Risk and Training committees. The Compliance Advisory Vice President role assists in managing a coverage area or process under ... group within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President and...risk and is represented by the Chief Compliance Officer as either a member or observer of various… more
- MUFG (New York, NY)
- …designated customers** + Responsible for the management of a portfolio as a credit officer + Perform due diligence and regularly scheduled reviews + Analyze credit ... risk of the designated portfolio, determine accurate ratings and...from management. **Policy Compliance** + Ensure compliance with external regulatory /internal policy and procedural requirements + Participate in ad-hoc… more
- MUFG (New York, NY)
- …team will provide more details. We are seeking a Senior Loan Workout Specialist, Vice President in our New York office to service, monitor, and manage ... reports to immediate supervisor, Division Manager, and others within Credit Risk Administration about actual/forecasted borrower/ regulatory rating changes that… more
- MUFG (New York, NY)
- …Responsible for the management of the Media & Telecom portfolio as a credit officer + Analyze credit risk of the designated portfolio, determine accurate ratings ... diligence and regularly scheduled reviews + Ensure compliance with external regulatory /internal policy and procedural requirements + Support and mentor analysts and… more
- Mastercard (Harrison, NY)
- …drives innovation and delivers better business results. **Title and Summary** Vice President , Controller Overview: The Technology Controller reports to ... and advise on all accounting-related matters on business transactions and accounting/ regulatory standards, including but not limited to software capitalization and… more