- HSBC (New York, NY)
- …and thematic reviews on issues, opportunities and/or strategic change. As our VP Risk and Compliance Assurance you will: + Utilize SME knowledge in ... investors, our communities and the planet we all share. Compliance Assurance Generalist roles act as an...the compliance risk environment to support the business… more
- American Express (New York, NY)
- …our firm, including credit cards and deposit services. As a key leader in the compliance organization, the Vice President will work closely with senior ... way together.** We are seeking an experienced and strategic Vice President of Governance to lead and...risk management activities, including the implementation of the Compliance Risk Management Framework, quality assurance… more
- JPMorgan Chase (New York, NY)
- …7 plus years of financial services experience in control management, audit, quality assurance , risk management, or compliance . + Superior project management, ... Analytics Office and Data & Analytics Product/Platforms. As a Vice President , Control Manager within the Chief...contributor to the effective management of the overall operational risk environment for CDAO. Control Management (CM) maintains a… more
- JPMorgan Chase (New York, NY)
- …experience in financial services industry with background in controls, audit, quality assurance , operational risk management, or compliance ; or equivalent ... **Job Summary** As a Control Management Vice President within our dedicated team,...of these issues. You will also assist in top-down risk analysis, real-time control issue detection, escalation, root cause… more
- MUFG (New York, NY)
- …observations that effectively convey significance and impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while ... I role within Internal Audit is responsible for leading independent, objective assurance and consulting activities designed to evaluate and assess the effectiveness… more
- BlackRock (New York, NY)
- …operations, finance, and legal and compliance . BlackRock Internal Audit is seeking a Vice President in New York City or Atlanta for its Business Audit ... covering all BlackRock business units, including investment and asset management, risk management, operations, finance, and legal and compliance . **Technology… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** Within the Financial Crimes Compliance (FCC) Unit, Quality Assurance (QA) Testing Team is responsible ... AML/BSA and Sanctions laws and regulations. The QA Testing VP is responsible for conducting the day-to-day testing efforts...5-7 years of BSA/AML/Sanctions compliance experience (eg, compliance , internal audit, AML Risk and Control,… more
- Citigroup (New York, NY)
- …role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team. The overall ... internal audit standards, policies, and regulations** to provide timely audit assurance and influence audit scope + Develop effective line management relationships… more
- MUFG (New York, NY)
- …recruitment team will provide more details. Job Description: The Credit Policy Group, VP reports to the manager of the Credit Policy Group. Responsible for ... standards and procedures framework to facilitate MUFG business objectives and facilitate risk management of new and existing credit exposure. This includes the… more
- MUFG (Jersey City, NJ)
- …and procedures. + Serve as a trusted partner to business, operations, development, risk and compliance teams providing database security subject matter expert ... Systems Auditor (CISA), Certified Ethical Hacker (CEH), Certified in Governance, Risk and Compliance (CGRC), formerly Certified Authorization Professional [CAP],… more
- MUFG (Jersey City, NJ)
- …Accounts Inventory withLCM solutions + Work with the broader IT security, risk and compliance organization to interpretpolicies and standards, ensuring policies ... and roll outand implementation plans + Lead quality control and quality assurance activities, such as developing andexecuting test plans / scripts and resolving… more
- MUFG (New York, NY)
- …the Internal Audit function is responsible for executing independent, objective assurance and consulting activities designed to assess and evaluate the effectiveness ... of the Bank's governance, risk management and control processes. This role includes, but...organization. Management or Supervision: No **Major Responsibilities:** + Maintain compliance with audit methodology, while also operating within industry… more
- Citigroup (New York, NY)
- …CME) of the US broker dealers. The role's responsibilities include: Ensuring compliance with SEC Rules 15c3-1 (Net Capital) and 15c3-3 (Customer Reserve ... essential procedures are followed and contributes to defining standards. + Provides assurance and partners with audit team to monitor controls and accuracy of… more
- NatWest Markets (Stamford, CT)
- …first and second lines of defence. The role is an effective part of the Compliance Assurance testing program and will be responsible for monitoring and carrying ... key controls that are in place to mitigate the risk of non- compliance are in place and...**Key Responsibilities:** + Support and implement the NWM, US Compliance Assurance Monitoring and Testing Plan. +… more
- Citigroup (Queens, NY)
- … AML Execution Lead Analyst is senior professional responsible for performing risk and compliance reviews in coordination with the broader Anti-Money ... and conduct effective due diligence and investigations on higher risk cases that may be a potential risk...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (New York, NY)
- …role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team. The overall ... and technology adoption + Recommend interventions to issues, propose solutions for risk and control problems, partner with Directors and Managing Directors to… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …on interaction internally is typically at Manager and Director level but may include Vice President and BU President depending upon the situation. This ... The Procurement Manager leads supplier management activities and executes supplier compliance activities for assigned suppliers. Suppliers are generally regional in… more
- SMBC (White Plains, NY)
- …**Role Description** SMBC is seeking an experienced Audit Manager - IT Infrastructure ( Vice President ) with 7-10 years' experience to work within the Internal ... evaluate governance, processes, risks and controls to provide reasonable assurance as to the adequacy of the control environment...screening Examine and evaluate internal controls in key technology risk areas to ensure compliance with internal… more
- American Express (New York, NY)
- …8 years of relevant ESG work experience eg ESG reporting, Carbon accounting, ESG risk assessment, ESG assurance . + Experience in working with ESG reporting ... closely with our Enterprise ESG, Legal, Real Estate, Climate Risk , HR, SOX, Internal Audit and subject matter teams...level position based in New York reporting to the VP , Statutory and ESG Reporting based in India, within… more