- Citigroup (Jersey City, NJ)
- The Wealth Monitoring and Testing ... control effectiveness. Accountable for timely and complete controls testing results and advice regarding the ... This role will ultimately report to the Head of Wealth Monitoring and Testing . **Responsibilities:**...of new controls and changes to existing controls within the Manager Control Assessment. +… more
- Citigroup (New York, NY)
- …reporting, and insight sharing related to the above scope of controls monitoring / testing . The Wealth Client Segments Control Testing Leader is a ... The Wealth Client Segments Control Testing... controls monitoring - ie, operational controls performance assurance/ testing - which includes design,… more
- Citigroup (Queens, NY)
- The Wealth Monitoring and Testing is responsible for the testing of controls that are designed and owned by Citi's Wealth departments. The ... execution-oriented leadership role accountable for end-to-end control testing for a specific business/segment - ie controls...This role will ultimately report to the Head of Wealth Monitoring and Testing . **Responsibilities:**… more
- Citigroup (Jersey City, NJ)
- The Wealth Monitoring and Testing is responsible for the testing of controls that are designed and owned by Citi's Wealth departments. The ... monitoring , with an excellent level of understanding of control testing and who closely follows latest...covered business functions. Responsible for end-to-end control testing for a specific business/segment - ie controls… more
- Citigroup (New York, NY)
- The Wealth Client Segments Control Testing Utility is responsible for the testing of controls designed and owned by the Citi's Wealth Segments ... position reports to the Wealth Client Segments Control Testing Head within the Control...individual contributor position accountable for driving controls testing performance and improvement initiatives. The Wealth … more
- Citigroup (New York, NY)
- … monitoring and associated administration associated with Citi Global Wealth lending activities. WCM coordinates with the Institutional Credit Management function ... Citi Global Wealth (CGW) is a Division of Citi focused...analysis specialized on CRE, underwriting, proactive portfolio management and monitoring , strong risk and controls environment, client… more
- Morgan Stanley (Purchase, NY)
- …1stline of defense and is responsible for overseeing the operational risk and control framework across the Wealth Management business. This team partners with ... key stakeholders throughout the organization to execute independent risk monitoring functions, support process and control improvement, provide tactical and… more
- CIBC (New York, NY)
- …effective processes are in place for the identification, management, measurement, monitoring and control of operational, reputation and legal, strategic, ... to the US Capital Markets, US Commercial Banking and Wealth Management lines of business. US Compliance supports these...**Supervising** a Compliance staff to ensure that the Compliance monitoring and testing program is performed in… more
- TD Bank (New York, NY)
- …Oversight oversees the team and leads 2nd-line oversight activities and monitoring of the AML/ATF/Sanctions/ABAC compliance programs for covered TD businesses and ... matters and escalations. This role will support the US Wealth Management group and serves as a crucial safeguard...requirements and articulates the impact to their processes and controls + Contributes to the development and implementation of… more
- US Bank (New York, NY)
- …adequacy; and developing audit programs which provide sufficient guidance for testing control performance effectiveness and making evaluations which effectively ... Includes identifying and analyzing business processes, key risks and critical controls ; interviewing auditees; determining audit scope; evaluating control design… more
- Amalgamated Bank (New York, NY)
- …movement, fund accounting, common trust fund cash flows, and daily control execution around monitoring overdrafts, trade funding, transaction authentication, ... Amalgamated Bank seeks a highly motivated Institutional Wealth Management Service & Operations Manager that will...and vendor relationships to ensure there is a strong control framework, adherence to defined service levels, and emphasis… more
- Citigroup (Jersey City, NJ)
- …of Financial Services experience in the areas of in-business controls , controls design, controls testing , internal audit, operational risk management. ... for the end-to-end management of issues for NAM Consumer Wealth within CGW, including project managing, monitoring ,...emerging risks, and actionable items in the risk and controls environment. + Collaborate with Wealth colleagues… more
- Scotiabank (New York, NY)
- … governance framework is preferred including understanding of Supervision, Surveillance & Monitoring , Trade Floor Supervision, Risk and Control Library etc. ... systems and knowledge. + Lead and assist in design and operating effectiveness testing to verify adequacy of controls for managing operations risks in… more
- JPMorgan Chase (New York, NY)
- …and regulations. You will also be responsible for related policies, risk and control assessments, monitoring and testing , and training. Additionally, you ... bachelor's degree + Knowledge and experience in Compliance, as well as familiarity with monitoring , testing , and risk and control assessment + Experience… more
- Deloitte (New York, NY)
- …data mapping, management, migration, or visualization / analytics; system configuration and testing ; status monitoring and issue resolution + Experience in ... or corporate banking, investment banking or capital markets, investment management, wealth management, trust company, insurance provider, or related service provider… more
- JPMorgan Chase (New York, NY)
- …You will be expected to strategically partner with the business and other control functions to ensure that practices, processes, controls , products, and services ... will be in charge of related policies, risk assessments, monitoring and testing , critical challenge, and ...plan for assigned areas of responsibility + Evaluate processes, controls and risks, identify concerns and control … more
- Scotiabank (New York, NY)
- …and strategic initiatives. + Lead and assist in design and operating effectiveness testing to verify the adequacy of controls over Finance activities ... and external issue validation as well as audit continuous monitoring activities. **What You'll Do** + Develop a strategy...model, financial projection and analysis, regulatory reporting, and product control under GAAP and IFRS. + Act as Officer… more
- Deloitte (New York, NY)
- …improvement, operating model design and implementation, risk assessment and management, and controls testing engagements across three lines of defense + Use ... cashflows + Demonstrate understanding of business processes, regulatory requirements, internal control risk management, process, data and technology controls and… more
- Morgan Stanley (Purchase, NY)
- …for closure verification of Issues and related action plans arising from regulatory exam/ monitoring , Audit exam, and GFC Testing findings, as well as ... conducts its business through three principal business segments-Institutional Securities, Wealth Management (WM), and Asset Management. Morgan Stanley provides… more
- Citigroup (Rutherford, NJ)
- …solutions and improvements. Responsibilities may also include software quality assurance testing . + Conducts complex process monitoring , product evaluation and ... banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi… more