- Morgan Stanley (Purchase, NY)
- …that balances personal lifestyles, perspectives and needs is an important part of our culture. Wealth Management Operational Risk sits within the 1stline ... benefit programs. * * #LI-AJ1 **Job:** ** Wealth Management * **Title:** * Wealth Management Operational Risk Issue Management / Data and… more
- Citizens (Tarrytown, NY)
- …types of risk with specific focus on aspects of compliance and operational risk for Wealth Management . This includes aspects of material risk ... Candidate must possess a strong and in-depth RIA Investment Management knowledge of the rules, regulations, and operational...management support. Qualifications: + 6-8+ years' experience in Wealth Management Risk Management… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager, AML Financial Crime ... matters and escalations. This role will support the US Wealth Management group and serves as a...knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with… more
- Citigroup (New York, NY)
- …across the entire wealth spectrum. It has been created by combining the Wealth Management businesses across Citi Global Consumer Bank and Citi Private Bank. ... component of the First Line of Defense for credit risk management and works with business partners...and complex CRE underwritings, capital commitments, derivatives within a Wealth Management or a Corporate CRE and… more
- Bank of America (Great Neck, NY)
- Wealth Management Client Associate Great Neck, New York **Job Description:** Merrill Wealth Management is a leading provider of comprehensive wealth ... and investment products and services for individuals, companies, and institutions. Merrill Wealth Management is one of the largest businesses of its kind… more
- Bank of America (New York, NY)
- …Wealth Market Client Relationship Manager New York, New York **Job Description:** Merrill Wealth Management is a leading provider of comprehensive wealth ... products and services for individuals, companies, and institutions. Merrill Wealth Management is one of the largest...Internal Audit Review + Leadership Development + Recruiting + Risk Management + Client Management … more
- Bank of America (Paramus, NJ)
- Registered Wealth Management Client Associate Paramus, New Jersey **Job Description:** Merrill Wealth Management is a leading provider of comprehensive ... wealth management and investment products and services for individuals, companies,...operational excellence, protect the bank's clients, and manage risk + Identifies, deepens, and maintains client relationships through… more
- Citigroup (New York, NY)
- …high-net-worth customer relationship tiers of Citigold(R) and Citigold Private Client and offers wealth management in the workplace through Citi Global Wealth ... Director or Managing Director levels. + Representscontrol testing in Operational Risk Forums (ORF) and senior meetings...Locations: + London, New York City **Job Family Group:** Risk Management **Job Family:** Business Risk… more
- City National Bank (New York, NY)
- …and Senior Business Control Manager for Private Banking & Wealth Management and will partner with the Risk Framework leadership team. Responsibilities ... **BUSINESS CONTROLS MANAGER - PRIVATE BANKING & WEALTH MANAGEMENT ** **WHAT IS THE OPPORTUNITY?**... Risk and Control Self Assessments (RCSA's), Key Risk Indicators (KRI's), Issue Management , Operational… more
- Citizens (Tarrytown, NY)
- …between legal, risk and operational teams to ensure cohesive compliance management across Wealth Management + Cultivate a culture of compliance ... responsibilities within the compliance program for the Citizens Private Wealth segment of Citizens Wealth Management...this role, you will lead a team to mitigate risk and assure that Citizen's businesses are following all… more
- JPMorgan Chase (New York, NY)
- …60 countries. It operates across four business segments including Asset & Wealth Management , Corporate and Investment Banking Commercial Banking, Consumer and ... governing the risk in question + Utilize risk management tools, such as the overdraft...training + Cross Selling and Retention skills JP Morgan Wealth Management Solutions comprises a workforce of… more
- CIBC (New York, NY)
- …Group Problem Solving, Investment Advising, People Management , Profitability Management , Risk Management and Mitigation, Wealth Management At ... that is professional, seamless and timely. + Ensure appropriate operational and compliance risk controls are implemented...CPA, CFP, JD + 10+ years experience in portfolio management , personal tax, wealth management ,… more
- Citigroup (New York, NY)
- … wealth spectrum. Citi Wealth covers all of Citi's go-to-market approaches in Wealth Management - Citi Private Bank, Citi Wealth at Work, and ... lead an in-depth analysis of our business, infrastructure and risk and control functions to simplify our global operating...financial services + Ability to lead large projects within Wealth Management + Demonstrated record of team… more
- Neuberger Berman (New York, NY)
- …opening and maintenance. + Provide advice regarding regulatory matters appropriate for a wealth management and asset management business, including the ... **Summary:** The Associate General Counsel - Private Wealth will play an integral role within Neuberger...to comply with changing regulations. + Partner with business, operational and risk teams through all stages… more
- Citigroup (New York, NY)
- …and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth ... You could access a range of responsive banking, investing, wealth management & planning services and access.... + Develop tailored solutions that address clients' investment, risk management , and financing/liquidity needs. + Set… more
- Citigroup (New York, NY)
- …and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth ... You could access a range of responsive banking, investing, wealth management & planning services and access.... + Develop tailored solutions that address clients' investment, risk management , and financing/liquidity needs. + Set… more
- Citigroup (New York, NY)
- …Concerns or QUEST Observation Logs based on the Business. + Creates materials for Operational Risk Forums (ORF) and senior meetings as needed and investigates ... The Wealth Client Segments Control Testing Utility is responsible...**Primary Locations:** NYC, Jersey City, NJ **Job Family Group:** Risk Management **Job Family:** Business Risk… more
- Truist (New York, NY)
- …firm place in the community in order to provide confident and comprehensive wealth management advice and solutions. Utilize objective and sound personal ... Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within the existing audit, compliance...+ 8 or more years of sales and client management experience in Wealth Management … more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank seeks a highly motivated Institutional Wealth Management Service & Operations Manager that will report directly to the Director of Trust ... values of our employees and customers. Essential Job Functions: + Lead the Wealth Management Service and Operations team while ensuring performance objectives… more
- JPMorgan Chase (New York, NY)
- …Qualifications, Capabilities and Skills** + Background in controls, audit, quality assurance, operational risk management , or compliance preferred Chase is ... At JP Morgan Wealth Management , we have an enthusiasm...recommend improvements to mitigate risks and enhance the firm's risk posture + Partner with external operational … more