- Citigroup (New York, NY)
- …as well as other programs aimed at building and enhancing the Risk organization's capabilities. Risk Wealth Program Management leader in the Risk ... Head of Project Management Group is looking for a strong ** Risk Program Management Leader** for the Wealth Risk segment to manage and execute on… more
- Citigroup (New York, NY)
- …which complies with applicable AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer ... global program design and execution across our wealth management activities. This individual acts as...Wealth .** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth… more
- Morgan Stanley (Purchase, NY)
- …Regulatory Management Officer ( Wealth Management , Investment Management and US Banks Financial Crimes Risk )* **Location:** *New York-Purchase* ... firm that conducts its business through three principal business segments-Institutional Securities, Wealth Management (WM), and Asset Management . Morgan… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The AML Financial Crime Risk ... **Customer Accountabilities:** + Provides expert/specialized regulatory compliance and prudential risk management guidance on AML/ATF/Sanctions/ABAC matters affecting… more
- Morgan Stanley (Jersey City, NJ)
- …financial services firm providing a wide range of investment banking, securities, investment management , and wealth management services. The Firm's employees ... The Analytics & Data (A&D) organization is a key growth area within Morgan Stanley's Wealth Management Division, playing a critical role in the execution of the… more
- City National Bank (Jersey City, NJ)
- **HEAD OF WEALTH MANAGEMENT , DATA ENGINEERING AND ANALYTICS** **WHAT IS THE OPPORTUNITY?** The ideal candidate for the Head of Wealth Management (WM), ... innovation. **What you will do** As the Head of Wealth Management Data Engineering and Analytics, your...of business vision, and develop the banks data governance program . + Responsible and accountable for appropriate quality controls… more
- Morgan Stanley (New York, NY)
- …Change and Readiness, and Regulatory Compliance. The team partners with individual Wealth Management business lines, Legal/ Risk /Compliance, and senior Firm ... providing a wide range of investment banking, securities, investment management and wealth management services....risks and issues that may impact the project / program health, and manage the risk to… more
- Citigroup (New York, NY)
- …wealth in partnership with Wealth Tech and Design team across wealth management and related digital financial services. + Experience delivering end-to-end ... Head. + Drive disciplines in the area of Financials, Digital Governance, Billing and Program Management in order to have repeatable, high quality and on-time… more
- CIBC (New York, NY)
- …Group Problem Solving, Investment Advising, People Management , Profitability Management , Risk Management and Mitigation, Wealth Management At ... CPA, CFP, JD + 10+ years experience in portfolio management , personal tax, wealth management ,...professionalism and service orientation. + Sound operations, regulatory and risk management knowledge. At CIBC, we offer… more
- JPMorgan Chase (New York, NY)
- …partner Product Owners, Legal, Risk and Control Partners, Technology Partners, Program Management , etc.) to help manage the National Branch-related backlog ... **J.P. Morgan Wealth Management (JPMWM)** is focused on...of experience in a Platform Delivery and / or Program Management + Ability to handle initiatives… more
- HSBC (New York, NY)
- …macroeconomics/microeconomics/local market developments, and of external regulatory framework relevant to wealth management + Strong client focus and ability to ... any other trait protected by applicable law. **Job Field:** Asset and Wealth Management **Primary Location:** North America-United States-New York-New York **Req… more
- HSBC (Flushing, NY)
- …macroeconomics/microeconomics/local market developments, and of external regulatory framework relevant to wealth management + Strong client focus and ability to ... or status as a protected veteran. **Job Field:** Asset and Wealth Management **Primary Location:** North America-United States-New York-Flushing **Req… more
- TD Bank (New York, NY)
- …and maintains a culture of strong controls, compliance and operational excellence, risk management and executes accordingly **Education & Experience:** + ... specific details for this role. **Line of Business:** TD Wealth **Job Description:** The Head of National Sales, ...retain qualified Advisors. **Depth & Scope:** + Provides people management leadership by hiring the best talent, setting goals,… more
- CIBC (New York, NY)
- …In support of CIBC's core purpose: to make our clients' ambitions a reality, Risk Management is accountable for the independent oversight of risk ... to the US Capital Markets, US Commercial Banking and Wealth Management lines of business. US Compliance...member of various PWM governance committees (eg, Trust Committee, Management Risk Committee, and Operating Committee). **How… more
- HSBC (Brooklyn, NY)
- …macroeconomics/microeconomics/local market developments, and of external regulatory framework relevant to wealth management + Strong client focus and ability to ... our communities and the planet we all share. The Wealth Relationship Manager (WRM) works closely with the ...and services to meet individual needs, based on objectives, risk tolerance and proper asset allocations. You will represent… more
- Wells Fargo (Paramus, NJ)
- …Qualifications:** + A Master's degree or higher + Excellent sales and relationship management skills + Credit risk experience + Knowledge of traditional banking ... this role:** Wells Fargo is seeking a Senior Lead Wealth Custom Lending Specialist Working at Wells Fargo |...the business unit's risk appetite and all risk and compliance program requirements. Candidates applying… more
- Citigroup (New York, NY)
- …/ project management for entire Data portfolio (in partnership with Program Management Office), including ensuring clear deliverables and timelines are ... defined accurately, there is timely identification of risk / risk management established, internal sponsors...limits. **Preferred Qualifications** + Knowledge of Private Banking / Wealth Management services and core expertise in… more
- Citigroup (New York, NY)
- …+ Work with business and technology management to drive the information security program and information risk management activities. + Work with the ... corporate and investment banking, securities brokerage, transaction services, and wealth management . As a bank with a...units and relevant stakeholders to facilitate/ perform Citi's IS risk assessment and risk management … more
- HSBC (New York, NY)
- …our communities and the planet we all share. The role of the High Net Worth Wealth Supervisor works closely with sales management and with various WPB Wealth ... special projects as required As our High Net Worth Wealth Supervisor you will: + Ability to provide timely...fast paced real time environment + Ensure compliance, operational risk controls in accordance with HSBC or regulatory standards… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... documentation, analyzing the results to identify potential issues, escalating potential risk issues to the appropriate coverage areas and providing input on… more