• Brokerage Business

    Truist (Paramus, NJ)
    …a cohesive branding strategy to maximize client retention and increase new business . 3. Create all external marketing collateral. 4. Facilitate a direct calling ... Oversee the use of contact management tools to track all business and prospecting activities. QUALIFICATIONS Required Qualifications: The requirements listed below… more
    Truist (01/22/25)
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  • Wealth Relationship Officer

    HSBC (Scarsdale, NY)
    …on accounts. The licensed WRO has a strong understanding of the brokerage and banking industry, trading operations, banking products and HSI's (HSBC Securities ... Inc. USA) brokerage products. Work is often performed under the direction...provide securities recommendations to clients. As the Wealth Relationship Officer , you will: + Provide high quality sales support… more
    HSBC (01/23/25)
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  • Mortgage Lending Officer - SAFE Act - B11

    Citigroup (New York, NY)
    …highly interactive role engages internally with retail branch partners, operations, community business development officers. This role drives mortgage sales and ... via our Citibank branches and centralized service centers. The Home Lending Officer role represents the Retail Mortgage business providing superior service… more
    Citigroup (01/08/25)
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  • VP, Risk Regulatory Engagement Officer

    Citigroup (New York, NY)
    …leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, ... including consumer banking and credit, corporate and investment banking, securities brokerage , transaction services, and wealth management. Our core activities are… more
    Citigroup (01/08/25)
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  • US Banks Operational Risk Associate - Dedicated…

    Morgan Stanley (Purchase, NY)
    …US Banks risk management policies and procedures. The ASC US Banks First Line Business Risk Officer will be responsible for the following: Job Responsibilities: ... firm that maintains significant market positions in each of its business segments- Institutional Securities, Wealth Management, and Investment Management. Morgan… more
    Morgan Stanley (12/03/24)
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  • Global Operations Accelerated Military…

    Bank of America (New York, NY)
    Global Operations Accelerated Military Development Program Charlotte, North Carolina;New York, New York; Jacksonville, Florida **Job Description:** **Program ... Overview:** The Global Operations Accelerated Military Development Program is an elite 12-week rotational program designed for recently transitioned Veterans . The… more
    Bank of America (01/22/25)
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  • AVP, Risk Regulatory Engagement Senior Analyst…

    Citigroup (New York, NY)
    …leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, ... including consumer banking and credit, corporate and investment banking, securities brokerage , transaction services, and wealth management. Our core activities are… more
    Citigroup (01/08/25)
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  • Capital Markets Compliance Analyst

    CIBC (New York, NY)
    …of interest and code of conduct violations, which includes employee brokerage account setup, monitoring employee's personal trading and gifts/entertainment; + ... must comply with all applicable CIBC and Line of Business policies, standards, guidelines and controls. + As a...policies, standards, guidelines and controls. + As a Compliance Officer , this job is accountable for reviewing the work… more
    CIBC (01/04/25)
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  • Risk Management - Counterparty Credit Risk…

    JPMorgan Chase (New York, NY)
    …of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your ... and resilience of our organization. Your responsibilities include facilitating our business growth responsibly by identifying and anticipating emerging risks. Your… more
    JPMorgan Chase (01/17/25)
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  • Risk Management - Counterparty Credit Risk - Vice…

    JPMorgan Chase (New York, NY)
    …of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your ... the center of keeping JPMorgan Chase strong and resilient. You help us grow our business in a responsible way by anticipating new and emerging risks, and using your… more
    JPMorgan Chase (11/24/24)
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  • Director, Federal Compliance

    Ankura (New York, NY)
    …OFAC, and Consumer protection; + Interact with clients and prospects including business development and lead generation. + Conduct independent regulatory program ... controls, and systems processes; + Prepare compliance reports for Compliance Officer , Senior Management, and/or Board; + Assist clients with state/federal exam… more
    Ankura (12/03/24)
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