- TD Bank (New York, NY)
- …debt securities. + Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia ... new laws, regulations, rules, and interpretations or guidance relating to Investment Banking Compliance across all jurisdictions. + Ensure day-to-day activities… more
- Galileo Financial Technologies, LLC (New York, NY)
- …why we work here at https://www.galileo-ft.com/working-at-galileo . The Role We are seeking a Senior Manager to join the SoFi Banking Core team. You'll work in a ... with superior fraud detection, security, decision-making analytics and regulatory compliance functionality combined with customized, responsive and flexible programs… more
- American Express (New York, NY)
- …our banking platform and operations goals. The Third-Party Relationship Manager (TRM) is responsible for providing oversight and governance of third parties ... across the Digital Banking platform team. This Third-Party Relationship Manager ...reputation remains intact. + Conducts contract testing to ensure compliance with AEMP 10 requirements. + Oversees and evaluates… more
- City National Bank (New York, NY)
- *RELATIONSHIP MANAGER BUSINESS BANKING SR* WHAT IS...to be in good standing under "The Secure and Fair Enforcement for Mortgage Licensing Act of 2008" (Safe ... THE OPPORTUNITY? Develops and manages relationships with business banking clients in the assigned business segment and/or geographic...Must be in good standing under "The Secure and Fair Enforcement for Mortgage Licensing Act of 2008" (Safe… more
- MUFG (New York, NY)
- …team will provide more details. **Job Summary:** As a Sr Relationship Manager ("Sr.RM") for Financial Institutions Group "FIG", he/she is responsible for the ... with existing and prospective clients for the purpose of providing overall banking services and cross-selling MUFG's products while managing the credit risk exposure… more
- Bank of America (New York, NY)
- Global Corporate & Investment Banking - Central COO- Business Support Manager New York, New York **Job Description:** The Trading Floor Management team is ... associates on the floor, analysts to managing directors + Liaison to HR, Legal, Compliance , Supervision, FL COOs + Corporate Security liaison + Works closely with GM… more
- M&T Bank (New York, NY)
- …credit request discussions or committee presentations. * Ensure credit policy compliance by verifying adherence of underwriting to the Commercial Credit Policy ... and commenting on any risk associated with non- compliance . + Understand and adhere to the Company's risk...make new credit decisions. The position interacts with commercial banking relationship managers throughout the bank's footprint as well… more
- TD Bank (Wayne, NJ)
- …40 **Pay Details:** $23.75 - $31.00 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill ... you more specific details for this role. **Line of Business:** Personal & Commercial Banking **Job Description:** The Banking Associate is a professional in … more
- TD Bank (New York, NY)
- …+ Manage effective partnerships with the groups that support Corporate and Investment Banking - including 1B, Compliance , Legal, Audit, Risk and Technology - ... $100,000 - $120,,000 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth...+ Bachelor's Degree required + 3+ years experience in compliance , audit, risk, operations, investment banking , or… more
- TD Bank (New York, NY)
- …**Pay Detail:** $200,000 - $280,000 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill ... Overview:** TD Securities ("TDS") provides a wide range of Corporate, Investment Banking & Capital Markets products and services to corporate, government, and… more
- TD Bank (New York, NY)
- …**Pay Detail:** $225,000 - $250,000 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill ... role. **Job Description:** **Department Overview:** TD Securities Corporate and Investment Banking provides a full range of financial advisory and capital-raising… more
- Bank of America (New York, NY)
- Audit Supervisor - Global Corporate and Investment Banking New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... This role is for the Global Corporate and Investment Banking audit team. We cover audits for businesses such...of internal audit or front office business control or compliance or risk management experience covering the corporate and… more
- MUFG (New York, NY)
- …direct communication with assigned customers, if needed by RM (relationship manager ). + Coordinate and communicate critical account information to various related ... parties throughout the bank. + Oversee covenants compliance , facility due date, condition/instruction/report required, and call memos. + Perform other risk related… more
- Siebert Williams Shank (New York, NY)
- …LLC ("SWS" or the "Firm") is conducting a search for an experienced Investment Banking Analyst and Associate to join its Infrastructure and Public team and work ... in-office) from its Chicago, New York or Washington, DC offices. Investment Banking Analysts and Associates provide analytical and quantitative support and generally… more
- MUFG (New York, NY)
- …Junior Corporate Credit Risk Professional supporting commercial lending & investment banking business primarily to US subsidiaries of Japanese corporate customers. + ... internal procedures / policies and guidelines with support from senior portfolio manager . + Responsible for active credit management of a designated portfolio… more
- MUFG (New York, NY)
- …portfolio accounts utilizing internal / external sources + Attend Relationship Manager ("RM") customer meetings when appropriate. + Evaluate and establish ... appropriate internal and regulatory ratings for transactions. + Ensure compliance with policy and regulatory requirements (eg, ACR, AOA,...state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles'… more
- TD Bank (New York, NY)
- …the lending activities of Wealth Banking .** **Job Summary:** The ** Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence and ... teams to enhance transparency and decision-making. A strong background in regulatory compliance management, risk, or audit within the banking sector and… more
- TD Bank (New York, NY)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Oversight Manager - Retail Card Service provides second line ... which is outlined in the general description below. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance… more
- TD Bank (New York, NY)
- …Monitoring + Training and Awareness + Issue Management and Reporting The Privacy Compliance Governance & Operations Manager (US) provides advice and objective ... $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth...outlined in the general summary below. **Job Summary:** The Compliance Governance & Operations Manager leads the… more
- Grant Thornton (New York, NY)
- As a Regulatory Compliance Risk Manager , you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... regulations and help organizations leverage efficiencies within the Risk, Regulatory Compliance & Controls Practice - all with the resources, environment, and… more