- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking an experienced Internal Audit QA Director responsible for contributing to the ... quality assurance function within internal audit department, particularly covering the credit,...particularly covering the credit, market, and liquidity risk related audit activities. The QA Director will ensure… more
- SMBC (New York, NY)
- …support functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ideal candidate will be responsible for ... including Dodd Frank, Volcker and Trading supervision + Expert knowledge of audit techniques, risk, and internal controls assessment, and workpaper standards.… more
- Nuveen Investments (New York, NY)
- …and execution of hedging and yield enhancement strategies across asset classes for internal and institutional clients. They will problem solve, advise and work ... as the TIAA General Account's CIO office. The Senior Director will also be responsible for assisting the head...with all aspects of the business, from operational processes, audit /compliance to structuring and trading of FX and derivatives… more
- Scotiabank (New York, NY)
- Associate Director , Global Capital Markets Documentation, GBM, New York, NY **Requisition ID:** 218678 **Salary Range:** 117,400.00 - 224,700.00 _Please note that ... to results, in an inclusive and high-performing culture. **Title: Associate Director , Global Capital Markets Documentation, GBM, New York, NY** Global Banking… more
- Citigroup (New York, NY)
- …mergers, acquisitions and other types of financial transactions in coordination with the Institutional Banking team. The Director Salesperson also serves as an ... + Advise team in strategic positioning and closing transactions with various internal stakeholders (structuring, trading, legal, credit and risk etc.) + Forge a… more
- JPMorgan Chase (New York, NY)
- …partnerships with senior leaders in the Chief Data Officer (CDO), compliance, and internal audit organizations to support responses to Firmwide Chief Data Office ... and enhance risk management effectively and responsibly. As the Executive Director -Regulatory Engagement and Data Governance Projects Lead, you will become a… more
- TD Bank (New York, NY)
- …this role. **Job Description:** TD Securities Compliance team is seeking a Director level Global Head of Surveillance Quality Assurance. Department Overview Our team ... Statistics) is a plus. * 10+ years of experience in Surveillance, Audit (covering compliance, surveillance, and/or risk and control functions), or Surveillance… more
- JPMorgan Chase (New York, NY)
- …status quo, and striving to be best-in-class. **Job summary** As an Executive Director in Wealth Management Investment Risk & Analytics (IR&A) within the Global ... colleagues, Business partners, and key control functions including Legal, Compliance, Audit , and Control Management, to provide valuable assessment and feedback… more
- Citigroup (New York, NY)
- …significant direct business results that will be accomplished through building internal relationships, especially with senior bankers, to drive deeper relationships ... + Collaborate with market leadership councils on joint marketing efforts and internal educational programs to ensure broad understanding of the various offerings… more
- JPMorgan Chase (New York, NY)
- …Management - Investment Risk & Analytics - Trust and Estates Fiduciary Risk Executive Director within the IR&A's Client Risk team, you will be responsible for the ... support, guidance and risk review. + Represent Risk Management in regulatory exams and internal audits impacting the Global T&E Business. + Act as the Legal Entity… more
- JPMorgan Chase (New York, NY)
- …and portfolios + Working closely with the Research, Marketing, Risk and other internal JPMAAM groups. + Representing the JP Morgan to existing and prospective ... clients as well as other outside audiences + Preparing written analysis/research for internal use + Presenting such research at internal Investment Committee… more
- JPMorgan Chase (New York, NY)
- …accounts and targeted strategy funds. This includes meeting both client and internal reporting requirements. You will collaborate closely with a team of seasoned ... facets of real estate financial analysis, accounting, taxation, treasury functions, internal controls, external auditors, and third-party service providers. Our team… more
- Citigroup (New York, NY)
- …with control functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and control infrastructure + ... + Effective interpersonal skills to develop and maintain relationships with internal and external stakeholders + Ability to analyze and pitch situations… more
- Scotiabank (New York, NY)
- …regulatory exam support, at least 3 of which should involve testing or audit . + Experience/background in compliance applicable to institutional trading & sales, ... include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives,… more
- Weill Cornell Medical College (New York, NY)
- …role when Hired for NYC Offices **Position Summary** Reporting to the Associate Director of the Office of Sponsored Research Administration, the Subawards Manager is ... develops, and delivers training, seminars, and other resources, and supports all audit actions performed at WCMC. The Subawards Manager will also supervise a… more
- City of New York (New York, NY)
- …seeks a highly motivated Senior manager with broad-based experience in compliance, internal and external audit , financial reporting and programmatic fiscal ... - Ensure that NYC Aging complies with legal and ethical guidelines, research institutional practices, and create internal and external reports based on findings.… more
- Aflac (New York, NY)
- …modeling, legal documentation, etc. required. Key Relationships Reports to : Managing Director , Head of Structured Private Credit Primary Internal Relationships: ... capital for life and supplemental health insurance company balance sheets utilizing both internal teams and external third party asset managers. Summary of Role We… more
- Scotiabank (New York, NY)
- …changes to the firm's compliance policies and procedures. + Assist with inquiries from Internal Audit and Compliance Testing. + Serve as a compliance resource ... include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives,… more
- MUFG (New York, NY)
- …various relevant internal and external partners. + Serve as a control and audit function for internal and external work product. + Provide mentorship and ... include bank loan arranging, senior notes placement or bookrunning, institutional loan bookrunning, and project finance advisory services. Transactions often… more
- TD Bank (New York, NY)
- …Treasury, Balance Sheet Management, Front Office, other second-line of defense risk partners, and Internal Audit . + Deliver Capital Risk input into US CRO and ... + Demonstrated strong conceptual and analytical abilities + Strong internal control orientation + Exceptional problem-solving skills, communication skills (both… more