- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...our clients an important bridge to this key global market for trade and investment flows across the Americas… more
- Scotiabank (New York, NY)
- Senior Manager , Conduct Compliance ...in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is ... our clients an important bridge to this key global market for trade and investment flows across the Americas...across the Americas and the world. Global Banking & Markets provides a full range of investment banking, credit… more
- Scotiabank (New York, NY)
- …and leverage broader Bank relationships, systems, and knowledge. + Assists the Senior Manager , Compliance within Scotiabank's Asset Management division ... Manager , Investment Management Compliance **Requisition ID:**...is required or falls outside existing policies to the Senior Manager . Critical matters are immediately escalated… more
- Amazon (New York, NY)
- …and industries. Unlock your career potential. We are seeking a Security Risk Manager from diverse backgrounds, who are creative problem solvers and passionate about ... and security while meeting internal and external standards and compliance requirements. In this role, you will work across...reflects the cost of labor across several US geographic markets . The base pay for this position ranges from… more
- Amazon (New York, NY)
- …success. You must clearly and concisely communicate identified findings to senior leadership, and will be responsible for partnering with cross-functional teams ... legal, tech, and field operations teams to implement world-class, customer-centric, compliance and risk management solutions Key job responsibilities - Lead control… more
- Amazon (New York, NY)
- Description Global Solution & Risk Compliance (GSRC) is looking for a dynamic and seasoned product leader will be responsible for defining, building and delivering ... delivery in close collaboration with our partner tech team(s). The Sr Product Manager will be responsible for effective engagement with both tech teams and global… more
- Amazon (New York, NY)
- …complex information to communicate actionable risk information and intelligence to senior leadership, and will be responsible for partnering with cross-functional ... field operations teams to monitor risk and implement world-class, customer-centric, compliance and risk management solutions. Key job responsibilities - Conduct… more
- Amazon (New York, NY)
- Description Amazon's Transportation Risk & Compliance (TRC) team provides a framework for Amazon's transportation programs to identify and manage risk in a rapidly ... objectives by minimizing negative surprises. We are looking for an experienced Risk Manager to join our Global Risk Management (GRM) team. As Amazon is continuously… more
- Amazon (New York, NY)
- Description Amazon's Transportation Risk and Compliance (TRC) team protects Amazon's transportation businesses by implementing scalable risk management solutions ... that enable business growth. TRC is looking for a Sr. Risk Manager to drive Amazon's Department of Transportation (DOT) program. The ideal candidate will be an… more
- Bank of America (New York, NY)
- Global Markets Senior Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... responsible for the local and/or global management and direction of applicable market related risk management functions within a specific product area. Key… more
- City National Bank (New York, NY)
- * SENIOR BUSINESS CONTROL MANAGER - CAPITAL MARKETS * WHAT IS THE OPPORTUNITY? The Senior Business Control Manager will report into the Business ... in the team that will design, maintain, implement, manage and enhance the capital markets first line risk program for four separate line verticals (FX, Interest Rate… more
- Bank of America (New York, NY)
- Senior Technology Manager - Global Markets Low Latency SOR Manager New York, New York **Job Description:** At Bank of America, we are guided by a common ... **LOB Specific Summary** We are looking to hire a Senior Technology Manager to lead development of...exams and reviews), ensuring all relevant risk, financial, and compliance policies are met + Manages relationships with business… more
- JPMorgan Chase (New York, NY)
- …collaborate with senior leaders across the organization. As a Business Control Manager within the Commercial & Investment Bank Markets Trading Controls Team, ... Visio). **Preferred Qualifications, Capabilities, and Skills:** + Experience in a Control Manager function or knowledge of Markets , preferably Fixed Income… more
- Zurich NA (New York, NY)
- Middle Markets Technology Underwriter (Mid- Senior or ...be filled at either the mid- senior or senior level. The hiring manager will determine ... been dedicated to assembling a team of dedicated Middle Market leaders and underwriters who understand this space very...New York hire an experienced Technology Underwriter at the Senior or Assistant Vice President level. In this role,… more
- Citigroup (New York, NY)
- The Senior Audit Manager is a senior level management position responsible for managing a complex and critical unit within Internal Audit, in coordination ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …audits, or addressing regulatory issues. The Business Manager , SVP - Markets Capital Taskforce is a senior management-level position responsible for ... trading desks. This role will require interaction with senior leaders in the Markets business and...Markets Capital Task force is co-led by In-Business Market Risk & XVA teams. The XVA desk is… more
- S&P Global (New York, NY)
- …SPGR, its analytics and research. In this role, you will the lead the Global Market Outreach team's Private Markets activity. You will work in conjunction with ... with a particular focus on investment activities in Private Markets . + Collaborating with Market Outreach colleagues,...senior level. + Comfortable with developing a nascent market and contacts through your own drive and initiative.… more
- Truist (New York, NY)
- …during the design. Focuses on applications specific to the Capital Markets technology platform. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary ... Deep and broad knowledge of Fixed Income products, trade life cycle, and compliance related activities. + Hands on experience and expertise with Broadridge platforms… more
- Bank of America (New York, NY)
- Global Markets Risk Sr Manager New York, New...support groups (ie, Compliance , Finance, Operations, etc.). Senior market risk manager leading the ... major driver of both revenue and risk for Global Markets . This role requires close interaction with the trading...regular routines and regulatory exams + Provide updates to senior management within risk on key CLO market… more
- TD Bank (New York, NY)
- …role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal ... and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product, including cross-border impact. +… more