- Citigroup (New York, NY)
- …as a thought leader by developing and promoting a standardized approach to regulatory management across the organization. + Promotes awareness of trends raised ... **Qualifications:** + 10+ years of business experience in audit, control, compliance or regulatory management in the banking or wealth management industry.… more
- Scotiabank (New York, NY)
- … (eg, execution tracking, risk evaluation, escalation, reporting) + Audit or Exam Management (eg, governance, audit, control functions, compliance, risk ... Senior Manager, Exam and Issue Management **Requisition ID:**...and self-identified issues. This person will serve as a Technology Partner for the US Regulatory Relations,… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... information/documentation responsive to regulatoryrequests. **Job Family Group:** Compliance **Job Family:** Regulatory Liaison & Exam Management **Time… more
- Citigroup (New York, NY)
- …Oversight Analyst is a seasoned professional who contributes to the directional strategy of regulatory engagement and exam management . In this role, you will ... activities, which span global Finance groups, Finance functions, and technology and business partners. This global team leads engagements,...and followed related to the management of regulatory interactions, including exam management ,… more
- American Express (New York, NY)
- …Bank (AENB) for interactions with agency personnel. USRR partners closely with the Regulatory Exam Lifecycle Management (RELM) team within Global Risk ... focus areas, insights and potential sensitivities, and develop thematic analysis of regulatory interactions. + Facilitate change management activities to ensure… more
- Scotiabank (New York, NY)
- …**Overview** The incumbent is responsible for supporting and coordinating supervisory exam management , continuous regulatory monitoring interactions, and ... reporting to internal Bank senior management and committees on regulatory topics. The...interview site, alternate format documents, ASL Interpreter, or Assistive Technology ) during the recruitment and selection process, please let… more
- Citigroup (New York, NY)
- …Objective:** The objective of this role is to support the execution of regulatory interactions across Risk Management , to ensure the organization is responsive, ... agile and well-prepared for unique and demanding regulatory requests. The position will require project ...and developments to provide insight and advice. + Conduct exam readiness assessments to ensure the organization proactively self-identifies… more
- JPMorgan Chase (New York, NY)
- …with Bachelor's degree with in data/risk management , business controls, or technology controls. + Strong understanding of regulatory landscape + Ability to ... technologies to develop new products, improve productivity, and enhance risk management effectively and responsibly. As the Executive Director- Regulatory … more
- Bank of America (New York, NY)
- … Relations (GRR) engagement model. + Managing and directing all aspects of regulatory exams to ensure consistent exam practices, successful execution, and ... + Influence + Problem Solving + Collaboration + Critical Thinking + Issue Management + Quality Assurance + Regulatory Compliance **Shift:** 1st shift (United… more
- TD Bank (New York, NY)
- …Portfolio Management : Work with the Head of Surveillance, DDI, technology and key stakeholders (eg, Communications Surveillance Leads, Trade Surveillance Leads, ... initiatives, new surveillance deployments, and surveillance enhancements. + Issues Management : Track and manage Regulatory and Audit Findings related… more
- Citigroup (New York, NY)
- …Consent Order Closure, Matters Requiring Attention (MRA), Strategic Initiatives and potentially some Regulatory Exam Management . The role is responsible for ... Chief Risk Office (CRO) / Non-Trading Market Risk & Regulatory Capital Review Management organizations. Projects fall...+ 10+ years prior experience in Risk, Finance or Data/ Technology preferred + Management Consulting experience a… more
- Citigroup (New York, NY)
- …Consent Order Closure, Matters Requiring Attention (MRA), Strategic Initiatives and potentially some Regulatory Exam Management . The role is responsible for ... Management Council requirements. Requires prior experience with cross-functional, regulatory -driven programs within Risk or Finance. A strong candidate will have… more
- Raymond James Financial, Inc. (New York, NY)
- …and codes of conduct. Act as subject matter expert in an area of technology , policy, regulation, or operational management for the team. Maintain external ... Manager Experience - 7 to 12 months **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) **Salary… more
- MUFG (New York, NY)
- …and collaborate with the second line of defense and legal teams to finalize management responses to regulatory exam findings. - Provide primary coverage ... examinations. You will need an in-depth understanding of technology audits and information risk management which...Management Framework covering coordination of SLoD, TLoD and regulatory engagements. - Manage the Oversight and Challenge of… more
- City National Bank (New York, NY)
- …in OCC, FRB, FFIEC, and other financial regulatory requirements, including technology requirements, regulatory exam preparation and response. * Knowledge ... T&I regulatory remediation emerging threats, and updates to senior management , Board-level committees, and external regulators. * Build strong partnerships with… more
- Bank of America (New York, NY)
- Account Management Ops Consultant - Global Operations - Global Data and Reporting New York, New York **Job Description:** **Job Description:** + At Bank of America, ... on account level documentation in order to meet firm and client regulatory requirements.GBAM Operations recruits highly motivated individuals who can help the firm… more
- Citigroup (New York, NY)
- …across our industry. **Team Overview:** The **Markets Operations COO Controls and Regulatory Management ** function is comprised of: + Deeply embedded Control ... audit), 2nd line of defense (eg, compliance functions, legal and enterprise risk management , Financial and Regulatory Risk Management , etc.), to ensure… more
- City of New York (New York, NY)
- …engineering technology , architecture, landscape architecture, architectural technology , construction, construction management , construction technology ... engineering, engineering technology , architecture, landscape architecture, architectural technology , construction, construction management , construction technology… more
- Citigroup (New York, NY)
- …function/business/product, including cross-border impact. + Advising ICRM and function/business/product management and personnel on regulatory and compliance ... identification, tracking, and resolution of potential conflicts. + Lead the management of regulatory examinations, including pre-audit preparation, coordination… more
- City of New York (New York, NY)
- …history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex ... for equitable growth. Your Team: Housing Preservation & Development Technology (HPD Tech) is the IT division within HPD....position is open to applicants who filed for an exam or those who are already permanent in the… more