- Bowery Residents Committee (Manhattan, NY)
- …with management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external ... more
- CIBC (New York, NY)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** The Internal Audit Director - Finance and Treasury Portfolio will focus ... more
- Ankura (New York, NY)
- …the SEC Division of Enforcement, certified public accountants, including many former audit firm partners, standard-setters, and other regulatory officials from ... more
- Scotiabank (New York, NY)
- Director , US Cybersecurity and Infrastructure Audit ...initiatives and audit activities are conducted in compliance in compliance with regulatory ... more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking an Audit Director within the Enterprise Technology Audit Group (ETAG) to oversee and direct ... more
- Mizuho Corporate Bank (New York, NY)
- …project management and talent development. Under the direction of the Managing Director , maintain a robust audit program including overall management and/or ... more
- American Express (New York, NY)
- …In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training ... more
- CIBC (New York, NY)
- …providing support to Swap Dealer Compliance ("SDC") to ensure the Bank's regulatory compliance risk is managed within acceptable levels and in accordance ... more
- CIBC (New York, NY)
- …, Internal Controls, Leadership, Operational Audits, Oral Communications, Prioritization, Regulatory Compliance , Regulatory Requirements, Relationship ... more
- SMBC (New York, NY)
- …Skills** + Minimum of 10 years of audit experience in the in Audit , Risk, Business Control, Compliance , Finance in the financial industry. + Strong knowledge ... more
- Mizuho Corporate Bank (New York, NY)
- …issue testing including reviewing the approach, testing and reports for issues (eg regulatory , third-party and internal audit ) assigned to the Risk Management ... more
- MUFG (New York, NY)
- …of the Bank's governance, risk management and control processes. It reports to either a VP, Audit Lead or a Director , Sr. Audit Lead. This role includes, but ... more
- BMO Financial Group (New York, NY)
- The US Capital Markets Compliance Team is seeking an Equities Compliance Director with primary accountability for the Firm's Cash Equities & Electronic ... more
- US Bank (New York, NY)
- … audit policies and procedures. Responsibilities * Completing or assisting the Senior Audit Manager and Audit director in developing the risk-based ... more
- City of New York (New York, NY)
- …coordination of the risk assessment process to ensure the integrity, efficiency, and regulatory compliance of HRA operations. Within OAS, the External Audit ... more
- CIBC (New York, NY)
- …organization's ICFR/SOX opinion. The IT Manager, Audit will be reporting to the Audit Director . At CIBC we enable the work environment most optimal for you ... more
- Children's Aid (Manhattan, NY)
- Director , Division Compliance & Continuous Quality Improvement 2/13/25Full Time--Manhattan Job ID: 007598 Description: Harlem Family Services Center (317 Lenox ... more
- Ankura (New York, NY)
- …[broker dealer] + Working knowledge/experience with virtual currency, non-US AML and regulatory compliance , fraud prevention, consumer compliance and ... more
- Citigroup (New York, NY)
- … matters as required. Serves as liaison with regulatory examiners, Internal Audit , and external auditors on critical Compliance issues and oversees the ... more
- City of New York (New York, NY)
- …The Bureau of Human Resources seeks to hire an Administrative Manager, NM/L-III (Senior Director , Office of Compliance Services). DUTIES WILL INCLUDE BUT NOT BE ... more