- SMBC (New York, NY)
- …framework to meet the evolving demands of our operations. **Role Objectives** + **Manage Conflicts of Interest :** - Help oversee the implementation of the SMBC ... more
- Santander US (New York, NY)
- …detect insider trading and identify and manage potential transactional conflicts of interest . The VP, Control Room officer is responsible for working with ... more
- Santander US (New York, NY)
- …insider trading and identify and manage potential transactional conflicts of interest . The Associate, Control Room officer is responsible for working with ... more
- KeyBank (Nyack, NY)
- …without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest , and acting in the best interests of ... more
- City of New York (New York, NY)
- …million members of the Bronx County community. Candidates should exhibit a strong interest in criminal law and public service. Under supervision, the Special ... more
- Bloomberg (New York, NY)
- …priorities and specifications across each global Compliance program, such as Conflicts of Interest , Personal Account Dealing, Sanctions, Anti-Money Laundering, ... more
- S&P Global (New York, NY)
- …a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal ... more
- S&P Global (New York, NY)
- …a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal ... more
- SMBC (New York, NY)
- …to ensure global consistency where necessary and/or desirable. + Performs local Conflicts of Interest (COI) checks **Qualifications and Skills** + Minimum ... more
- City National Bank (New York, NY)
- …matters of regulatory or legal initiatives, requirements, issues or concerns related to Conflicts of Interest (COI) so that timely and necessary enhancements to ... more
- MTA (New York, NY)
- … providing and directing attorneys in providing legal advice about conflicts of interest , financial disclosure obligations, outside activity restrictions ... more
- City of New York (New York, NY)
- …with the agency's public relations office; 4) evaluate and provide legal guidance on conflicts of interest related matters to agency staff and management; 5) ... more
- City of New York (New York, NY)
- …with the agency's public relations office; 7) evaluate and provide legal guidance on conflicts of interest related matters to agency staff and management; 8) ... more
- City of New York (New York, NY)
- …outside counsel operate efficiently. 2. Ethics Officer - Manage the Trust's conflicts of interest program, rendering advisory opinions on conflicts of ... more
- KeyBank (New City, NY)
- …without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest , and acting in the best interests of ... more
- US Bank (New York, NY)
- …wholly owned subsidiaries and entities where USB owns a majority (controlling) interest . The Senior Audit Manager supports the assessment of the Company's risk ... more
- City of New York (New York, NY)
- …agency's public relations office; 4) the evaluation and provision of legal guidance on conflicts of interest related and equal employment law matters to agency ... more
- CIBC (New York, NY)
- …personnel to identify issues of potential regulatory concern; + Monitoring for potential conflicts of interest and code of conduct violations, which includes ... more
- City of New York (New York, NY)
- …issues relating to records retention, identifying information law, required agency reporting, conflicts of interest and ethics, and litigation holds - Provide ... more
- Cushman & Wakefield (New York, NY)
- …as Anti-Bribery and Corruption, Anti-Money Laundering ("AML"), International Trade Regulations, Conflicts of Interest , Fraud, Due Diligence and third-party ... more